FOOTNOTES:
[180] Bastiat, Frédéric, Oeuvres complètes, tome VI, "Harmonies économiques," 9e édition, p. 381. (Paris, 1884.)
[181] Walker, Francis A., Political Economy, p. 92. (New York, 1887.)
[182] See chap. i, pp. 51-54.
[183] The introduction of the rabbit into Australia, where predatory competitors are absent, has resulted in so great a multiplication of the members of this species that their numbers have become an economic menace. The appearance of the boll weevil, an insect which attacks the cotton boll, has materially changed the character of agriculture in areas of cotton culture in the South. Scientists are now looking for some insect enemy of the boll weevil that will restore the equilibrium.
[184] Adapted from J. Arthur Thomson, Darwinism and Human Life, pp. 72-75. (Henry Holt & Co., 1910.)
[185] Adapted from Charles Darwin, The Origin of Species, pp. 50-61. (D. Appleton & Co., 1878.)
[186] Adapted from Charles Darwin, The Origin of Species, pp. 97-100. (D. Appleton & Co., 1878.)
[187] Adapted from George W. Crile, Man: An Adaptive Mechanism, pp. 17-39. (Published by The Macmillan Co., 1916. Reprinted by permission.)
[188] Adapted from F. E. Clements, Plant Succession. An analysis of the development of vegetation, pp. 75-79. (Carnegie Institution of Washington, 1916.)
[189] Adapted from Carl Bücher, Industrial Evolution, pp. 345-69. (Henry Holt & Co., 1907.)
[190] From William Z. Ripley, The Races of Europe, pp. 537-59. (D. Appleton & Co., 1899.)
[191] Adapted from Francis A. Walker, Economics and Statistics, II, 421-26. (Henry Holt & Co., 1899.)
[192] Adapted from John B. Clark, "The Limits of Competition," in Clark and Giddings, The Modern Distributive Process, pp. 2-8. (Ginn & Co., 1888.)
[193] Adapted from Adam Smith, An Inquiry into the Nature and Causes of the Wealth of Nations, I (1904), 419, 421. (By kind permission of Messrs. Methuen & Co., Ltd.)
[194] Translated from Frédéric Bastiat, Œuvres complètes, tome VI, "Harmonies économiques," 9e édition, p. 350. (Paris, 1884.)
[195] Translated from Georg Simmel, Philosophie des Geldes, pp. 351-52. (Duncker und Humblot, 1900.)
[196] Henry S. Maine, Village-Communities in the East and West, pp. 192-97. (New York, 1889.)
[197] Henry Higgs, The Physiocrats, p. 142. (London, 1897.)
[198] Adam Smith, Wealth of Nations (Cannan's edition), I, 342. London, 1904.
[199] Ibid. I, 148.
[200] Thomas Mackay, A Plea for Liberty. An argument against socialism and socialistic legislation, consisting of an introduction by Herbert Spencer and essays by various writers, p. 24. (New York, 1891.)
[201] Lectures on the Relation between Law and Opinion in England, during the Nineteenth Century. 2d ed. (London, 1914).
[202] The Principles of Taxation. Everyman's Library. Preface by F. W. Kolthamer, p. xii.
[203] Soziologie, p. 686. (Leipzig, 1908.)
[204] John Stuart Mill, On Liberty. (London, 1859.)
[205] Criminality and Economic Conditions. (Boston, 1916.)
CHAPTER IX
CONFLICT
I. INTRODUCTION
1. The Concept of Conflict
The distinction between competition and conflict has already been indicated. Both are forms of interaction, but competition is a struggle between individuals, or groups of individuals, who are not necessarily in contact and communication; while conflict is a contest in which contact is an indispensable condition. Competition, unqualified and uncontrolled as with plants, and in the great impersonal life-struggle of man with his kind and with all animate nature, is unconscious. Conflict is always conscious, indeed, it evokes the deepest emotions and strongest passions and enlists the greatest concentration of attention and of effort. Both competition and conflict are forms of struggle. Competition, however, is continuous and impersonal, conflict is intermittent and personal.
Competition is a struggle for position in an economic order. The distribution of populations in the world-economy, the industrial organization in the national economy, and the vocation of the individual in the division of labor—all these are determined, in the long run, by competition. The status of the individual, or a group of individuals, in the social order, on the other hand, is determined by rivalry; by war, or by subtler forms of conflict.
"Two is company, three is a crowd" suggests how easily the social equilibrium is disturbed by the entrance of a new factor in a social situation. The delicate nuances and grades of attention given to different individuals moving in the same social circle are the superficial reflections of rivalries and conflicts beneath the smooth and decorous surfaces of polite society.
In general, we may say that competition determines the position of the individual in the community; conflict fixes his place in society. Location, position, ecological interdependence—these are the characteristics of the community. Status, subordination and superordination, control—these are the distinctive marks of a society.
The notion of conflict, like the fact, has its roots deep in human interest. Mars has always held a high rank in the hierarchy of the gods. Whenever and wherever struggle has taken the form of conflict, whether of races, of nations, or of individual men, it has invariably captured and held the attention of spectators. And these spectators, when they did not take part in the fight, always took sides. It was this conflict of the non-combatants that made public opinion, and public opinion has always played an important rôle in the struggles of men. It is this that has raised war from a mere play of physical forces and given it the tragic significance of a moral struggle, a conflict of good and evil.
The result is that war tends to assume the character of litigation, a judicial procedure, in which custom determines the method of procedure, and the issue of the struggle is accepted as a judgment in the case.
The duello, as distinguished from the wager of battle, although it never had the character of a judicial procedure, developed a strict code which made it morally binding upon the individual to seek redress for wrongs, and determined in advance the methods of procedure by which such redress could and should be obtained. The penalty was a loss of status in the particular group of which the individual was a member.
It was the presence of the public, the ceremonial character of the proceedings, and the conviction that the invisible powers were on the side of truth and justice that gave the trial by ordeal and the trial by battle a significance that neither the duello nor any other form of private vengeance ever had.
It is interesting in this connection, also, that political and judicial forms of procedure are conducted on a conflict pattern. An election is a contest in which we count noses when we do not break heads. A trial by jury is a contest in which the parties are represented by champions, as in the judicial duels of an earlier time.
In general, then, one may say competition becomes conscious and personal in conflict. In the process of transition competitors are transformed into rivals and enemies. In its higher forms, however, conflict becomes impersonal—a struggle to establish and maintain rules of justice and a moral order. In this case the welfare not merely of individual men but of the community is involved. Such are the struggles of political parties and religious sects. Here the issues are not determined by the force and weight of the contestants immediately involved, but to a greater or less extent, by the force and weight of public opinion of the community, and eventually by the judgment of mankind.
2. Classification of the Materials
The materials on conflict have been organized in the readings under four heads: (a) conflict as conscious competition; (b) war, instincts, and ideals; (c) rivalry, cultural conflicts, and social organization; and (d) race conflicts.
a) Conscious competition.—Self-consciousness in the individual arises in the contacts and conflicts of the person with other persons. It manifests itself variously in pride and in humility, vanity and self-respect, modesty and arrogance, pity and disdain, as well as in race prejudice, chauvinism, class and caste distinctions, and in every other social device by which the social distances are maintained.
It is in these various responses called forth by social contacts and intercourse that the personality of the individual is developed and his status defined. It is in the effort to maintain this status or improve it; to defend this personality, enlarge its possessions, extend its privileges, and maintain its prestige that conflicts arise. This applies to all conflicts, whether they are personal and party squabbles, sectarian differences, or national and patriotic wars, for the personality of the individual is invariably so bound up with the interests and order of his group and clan, that, in a struggle, he makes the group cause his own.
Much has been said and written about the economic causes of war, but whatever may be the ultimate sources of our sentiments, it is probably true that men never go to war for economic reasons merely. It is because wealth and possessions are bound up with prestige, honor, and position in the world, that men and nations fight about them.
b) War, instincts, and ideals.—War is the outstanding and the typical example of conflict. In war, where hostility prevails over every interest of sentiment or utility which would otherwise unite the contending parties or groups, the motives and the rôle of conflict in social life present themselves in their clearest outline. There is, moreover, a practical reason for fixing upon war as an illustration of conflict. The tremendous interest in all times manifested in war, the amazing energies and resources released in peoples organized for military aggression or defense, the colossal losses and sacrifices endured for the glory, the honor, or the security of the fatherland have made wars memorable. Of no other of the larger aspects of collective life have we such adequate records.
The problem of the relation of war to human instincts, on the one hand, and to human ideals, on the other, is the issue about which most recent observation and discussion has centered. It seems idle to assert that hostility has no roots in man's original nature. The concrete materials given in this chapter show beyond question how readily the wishes and the instincts of the person may take the form of the fighting pattern. On the other hand, the notion that tradition, culture, and collective representations have no part in determining the attitudes of nations toward war seems equally untenable. The significant sociological inquiry is to determine just in what ways a conjunction of the tendencies in original nature, the forces of tradition and culture, and the exigencies of the situation determine the organization of the fighting pattern. We have historical examples of warlike peoples becoming peaceful and of pacific nations militaristic. An understanding of the mechanism of the process is a first condition to any exercise of control.
c) Rivalry, cultural conflicts, and social organization.—Rivalry is a sublimated form of conflict where the struggle of individuals is subordinated to the welfare of the group. In the rivalry of groups, likewise, conflict or competition is subordinated to the interests of an inclusive group. Rivalry may then be defined as conflict controlled by the group in its interest. A survey of the phenomena of rivalry brings out its rôle as an organizing force in group life.
In the study of conflict groups it is not always easy to apply with certainty the distinction between rivalry and conflict made here. The sect is a conflict group. In its struggle for survival and success with other groups, its aim is the highest welfare of the inclusive society. Actually, however, sectarian warfare may be against the moral, social, and religious interests of the community. The denomination, which is an accommodation group, strives through rivalry and competition, not only to promote the welfare of the inclusive society, but also of its other component groups.
In cultural and political conflict the function of conflict in social life becomes understandable and reasonable. The rôle of mental conflicts in the life of the individual is for the purpose of making adjustments to changing situations and of assimilating new experiences. It is through this process of conflict of divergent impulses to act that the individual arrives at decisions—as we say, "makes up his mind." Only where there is conflict is behavior conscious and self-conscious; only here are the conditions for rational conduct.
d) Race conflicts.—Nowhere do social contacts so readily provoke conflicts as in the relations between the races, particularly when racial differences are re-enforced, not merely by differences of culture, but of color. Nowhere, it might be added, are the responses to social contact so obvious and, at the same time, so difficult to analyze and define.
Race prejudice, as we call the sentiments that support the racial taboos, is not, in America at least, an obscure phenomenon. But no one has yet succeeded in making it wholly intelligible. It is evident that there is in race prejudice, as distinguished from class and caste prejudice, an instinctive factor based on the fear of the unfamiliar and the uncomprehended. Color, or any other racial mark that emphasizes physical differences, becomes the symbol of moral divergences which perhaps do not exist. We at once fear and are fascinated by the stranger, and an individual of a different race always seems more of a stranger to us than one of our own. This naïve prejudice, unless it is re-enforced by other factors, is easily modified, as the intimate relations of the Negroes and white man in slavery show.
A more positive factor in racial antagonism is the conflict of cultures: the unwillingness of one race to enter into personal competition with a race of a different or inferior culture. This turns out, in the long run, to be the unwillingness of a people or a class occupying a superior status to compete on equal terms with a people of a lower status. Race conflicts like wars are fundamentally the struggles of racial groups for status. In this sense and from this point of view the struggles of the European nationalities and the so-called "subject peoples" for independence and self-determination are actually struggles for status in the family of nations.
Under the conditions of this struggle, racial or national consciousness as it manifests itself, for example, in Irish nationalism, Jewish Zionism, and Negro race consciousness, is the natural and obvious response to a conflict situation. The nationalistic movements in Europe, in India, and in Egypt are, like war, rivalry and more personal forms of conflict, mainly struggles for recognition—that is, honor, glory, and prestige.
II. MATERIALS
A. CONFLICT AS CONSCIOUS COMPETITION
1. The Natural History of Conflict[206]
All classes of society, and the two sexes to about the same degree, are deeply interested in all forms of contest involving skill and chance, especially where the danger or risk is great. Everybody will stop to watch a street fight, and the same persons would show an equal interest in a prize fight or a bull fight, if certain scruples did not stand in the way of their looking on. Our socially developed sympathy and pity may recoil from witnessing a scene where physical hurt is the object of the game, but the depth of our interest in the conflict type of activity is attested by the fascination which such a game as football has for the masses, where our instinctive emotional reaction to a conflict situation is gratified to an intense degree by a scene of the conflict pattern.
If we examine, in fact, our pleasures and pains, our moments of elation and depression, we find that they go back for the most part to instincts developed in the struggle for food and rivalry for mates. The structure of the organism has been built up gradually through the survival of the most efficient structures. Corresponding with a structure mechanically adapted to successful movements, there is developed on the psychic side an interest in the conflict situation as complete and perfect as is the structure itself. The emotional states are, indeed, organic preparations for action, corresponding broadly with a tendency to advance or retreat; and a connection has even been made out between pleasurable states and the extensor muscles, and painful states and the flexor muscles. We can have no adequate idea of the time consumed and the experiments made in nature before the development of these types of structure and interest of the conflict pattern, but we know from the geological records that the time and experiments were long and many, and the competition so sharp that finally, not in man alone, but in all the higher classes of animals, body and mind, structure and interest, were working perfectly in motor actions of the violent type involved in a life of conflict, competition, and rivalry. There could not have been developed an organism depending on offensive and defensive movements for food and life without an interest in what we call a dangerous or precarious situation. A type without this interest would have been defective, and would have dropped out in the course of development.
The fact that our interests and enthusiasms are called out in situations of the conflict type is shown by a glance at the situations which arouse them most readily. War is simply an organized form of fight, and as such is most attractive, or, to say the least, arouses the interests powerfully. With the accumulation of property and the growth of sensibility and intelligence it becomes apparent that war is a wasteful and unsafe process, and public and personal interests lead us to avoid it as much as possible. But, however genuinely war may be deprecated, it is certainly an exciting game. The Rough Riders in this country recently, and more recently the young men of the aristocracy of England, went to war from motives of patriotism, no doubt, but there are unmistakable evidences that they also regarded it as the greatest sport they were likely to have a chance at in a lifetime. And there is evidence in plenty that the emotional attitude of women toward war is no less intense. Grey relates that half a dozen old women among the Australians will drive the men to war with a neighboring tribe over a fancied injury. The Jewish maidens went out with music and dancing and sang that Saul had slain his thousands, but David his ten thousands. The young women of Havana are alleged, during the late Spanish War, to have sent pieces of their wardrobe to young men of their acquaintance who hesitated to join the rebellion, with the suggestion that they wear these until they went to the war.
The feud is another mode of reaction of the violent, instinctive, and attractive type. The feud was originally of defensive value to the individual and to the tribe, since in the absence of criminal law the feeling that retaliation would follow was a deterrent from acts of aggression. But it was an expensive method of obtaining order in early society, since response to stimulus reinstated the stimulus, and every death called for another death; so, finally, after many experiments and devices, the state has forbidden the individual to take justice into his own hands. In out-of-the-way places, however, where governmental control is weak, men still settle their disputes personally, and one who is familiar with the course of a feud cannot avoid the conclusion that this practice is kept up, not because there is no law to resort to, but because the older mode is more immediate and fascinating. I mean simply that the emotional possibilities and actual emotional reactions in the feud are far more powerful than in due legal process.
Gladiatorial shows, bear baiting, bull fighting, dog and cock fighting, and prize fighting afford an opportunity to gratify the interest in conflict. The spectator has by suggestion emotional reactions analogous to those of the combatant, but without personal danger; and vicarious contests between slaves, captives, and animals, whose blood and life are cheap, are a pleasure which the race allowed itself until a higher stage of morality was reached. Pugilism is the modification of the fight in a slightly different way. The combatants are members of society, not slaves or captives, but the conflict is so qualified as to safeguard their lives, though injury is possible and is actually planned. The intention to do hurt is the point to which society and the law object. But the prize fight is a fight as far as it goes, and the difficulties which men will surmount to "pull off" and to witness these contests are sufficient proof of their fascination. A football game is also a fight, with the additional qualification that no injury is planned, and with an advantage over the prize fight in the fact that it is not a single-handed conflict, but an organized mêlée—a battle where the action is more massive and complex and the strategic opportunities are multiplied. It is a fact of interest in this connection that, unless appearances are deceptive, altogether the larger number of visitors to a university during the year are visitors to the football field. It is the only phase of university life which appeals directly and powerfully to the instincts, and it is consequently the only phase of university life which appeals equally to the man of culture, the artist, the business man, the man about town, the all-round sport, and, in fact, to all the world.
The instincts of man are congenital; the arts and industries are acquired by the race and must be learned by the individual after birth. We have seen why the instinctive activities are pleasurable and the acquired habits irksome. The gambler represents a class of men who have not been weaned from their instincts. There are in every species biological "sports" and reversions, and there are individuals of this kind among sporting men who are not reached by ordinary social suggestion and stimuli. But granting that what we may call the instinctive interests are disproportionately strong in the sporting class, as compared with, say, the merchant class, yet these instincts are also strongly marked in what may roughly be called the artist class and in spite of a marked psychic disposition for stimuli of the emotional type; and precisely because of this disposition, the artist class has a very high social value. Art products are, indeed, perhaps more highly esteemed than any other products whatever. The artist class is not, therefore, socially unmanageable because of its instinctive interest, though perhaps we may say that some of its members are saved from social vagabondage only because their emotional predisposition has found an expression in emotional activities to which some social value can be attached.
2. Conflict as a Type of Social Interaction[207]
That conflict has sociological significance inasmuch as it either produces or modifies communities of interest, unifications, organizations, is in principle never contested. On the other hand, it must appear paradoxical to the ordinary mode of thinking to ask whether conflict itself, without reference to its consequences or its accompaniments, is not a form of socialization. This seems, at first glance, to be merely a verbal question. If every reaction among men is a socialization, of course conflict must count as such, since it is one of the most intense reactions and is logically impossible if restricted to a single element. The actually dissociating elements are the causes of the conflict—hatred and envy, want and desire. If, however, from these impulses conflict has once broken out, it is in reality the way to remove the dualism and to arrive at some form of unity, even if through annihilation of one of the parties. The case is, in a way, illustrated by the most violent symptoms of disease. They frequently represent the efforts of the organism to free itself from disorders and injuries. This is by no means equivalent merely to the triviality, si vis pacem para bellum, but it is the wide generalization of which that special case is a particular. Conflict itself is the resolution of the tension between the contraries. That it eventuates in peace is only a single, specially obvious and evident, expression of the fact that it is a conjunction of elements.
As the individual achieves the unity of his personality, not in such fashion that its contents invariably harmonize according to logical or material, religious or ethical, standards, but rather as contradiction and strife not merely precede that unity but are operative in it at every moment of life; so it is hardly to be expected that there should be any social unity in which the converging tendencies of the elements are not incessantly shot through with elements of divergence. A group which was entirely centripetal and harmonious—that is, "unification" merely—is not only impossible empirically, but it would also display no essential life-process and no stable structure. As the cosmos requires Liebe und Hass, attraction and repulsion, in order to have a form, society likewise requires some quantitative relation of harmony and disharmony, association and dissociation, liking and disliking, in order to attain to a definite formation. Society, as it is given in fact, is the result of both categories of reactions, and in so far both act in a completely positive way. The misconception that the one factor tears down what the other builds up, and that what at last remains is the result of subtracting the one from the other (while in reality it is much rather to be regarded as the addition of one to the other), doubtless springs from the equivocal sense of the concept of unity.
We describe as unity the agreement and the conjunction of social elements in contrast with their disjunctions, separations, disharmonies. We also use the term unity, however, for the total synthesis of the persons, energies, and forms in a group, in which the final wholeness is made up, not merely of those factors which are unifying in the narrower sense, but also of those which are, in the narrower sense, dualistic. We associate a corresponding double meaning with disunity or opposition. Since the latter displays its nullifying or destructive sense between the individual elements, the conclusion is hastily drawn that it must work in the same manner upon the total relationship. In reality, however, it by no means follows that the factor which is something negative and diminutive in its action between individuals, considered in a given direction and separately, has the same working throughout the totality of its relationships. In this larger circle of relationships the perspective may be quite different. That which was negative and dualistic may, after deduction of its destructive action in particular relationships, on the whole, play an entirely positive rôle. This visibly appears especially in those instances where the social structure is characterized by exactness and carefully conserved purity of social divisions and gradations.
The social system of India rests not only upon the hierarchy of the castes but also directly upon the reciprocal repulsion. Enmities not merely prevent gradual disappearance of the boundaries within the society—and for this reason these enmities may be consciously promoted, as guaranty of the existing social constitution—but more than this, the enmities are directly productive sociologically. They give classes and personalities their position toward each other, which they would not have found if these objective causes of hostility had been present and effective in precisely the same way but had not been accompanied by the feeling of enmity. It is by no means certain that a secure and complete community life would always result if these energies should disappear which, looked at in detail, seem repulsive and destructive, just as a qualitatively unchanged and richer property results when unproductive elements disappear; but there would ensue rather a condition as changed, and often as unrealizable, as after the elimination of the forces of co-operation—sympathy, assistance, harmony of interests.
The opposition of one individual element to another in the same association is by no means merely a negative social factor, but it is in many ways the only means through which coexistence with individuals intolerable in themselves could be possible. If we had not power and right to oppose tyranny and obstinacy, caprice and tactlessness, we could not endure relations with people who betray such characteristics. We should be driven to deeds of desperation which would put the relationships to an end. This follows not alone for the self-evident reason—which, however, is not here essential—that such disagreeable circumstances tend to become intensified if they are endured quietly and without protest; but, more than this, opposition affords us a subjective satisfaction, diversion, relief, just as under other psychological conditions, whose variations need not here be discussed, the same results are brought about by humility and patience. Our opposition gives us the feeling that we are not completely crushed in the relationship. It permits us to preserve a consciousness of energy, and thus lends a vitality and a reciprocity to relationships from which, without this corrective, we should have extricated ourselves at any price. In case the relationships are purely external, and consequently do not reach deeply into the practical, the latent form of conflict discharges this service, i.e., aversion, the feeling of reciprocal alienation and repulsion, which in the moment of a more intimate contact of any sort is at once transformed into positive hatred and conflict. Without this aversion life in a great city, which daily brings each into contact with countless others, would have no thinkable form. The activity of our minds responds to almost every impression received from other people in some sort of a definite feeling, all the unconsciousness, transience, and variability of which seem to remain only in the form of a certain indifference. In fact, this latter would be as unnatural for us as it would be intolerable to be swamped under a multitude of suggestions among which we have no choice. Antipathy protects us against these two typical dangers of the great city. It is the initial stage of practical antagonism. It produces the distances and the buffers without which this kind of life could not be led at all. The mass and the mixtures of this life, the forms in which it is carried on, the rhythm of its rise and fall—these unite with the unifying motives, in the narrower sense, to give to a great city the character of an indissoluble whole. Whatever in this whole seems to be an element of division is thus in reality only one of its elementary forms of socialization.
A struggle for struggle's sake seems to have its natural basis in a certain formal impulse of hostility, which forces itself sometimes upon psychological observation, and in various forms. In the first place, it appears as that natural enmity between man and man which is often emphasized by skeptical moralists. The argument is: Since there is something not wholly displeasing to us in the misfortune of our best friends, and, since the presupposition excludes, in this instance, conflict of material interests, the phenomenon must be traced back to an a priori hostility, to that homo homini lupus, as the frequently veiled, but perhaps never inoperative, basis of all our relationships.
3. Types of Conflict Situations[208]
a) War.—The reciprocal relationship of primitive groups is notoriously, and for reasons frequently discussed almost invariably, one of hostility. The decisive illustration is furnished perhaps by the American Indians, among whom every tribe on general principles was supposed to be on a war footing toward every other tribe with which it had no express treaty of peace. It is, however, not to be forgotten that in early stages of culture war constitutes almost the only form in which contact with an alien group occurs. So long as inter-territorial trade was undeveloped, individual tourneys unknown, and intellectual community did not extend beyond the group boundaries, there was, outside of war, no sociological relationship whatever between the various groups. In this case the relationship of the elements of the group to each other and that of the primitive groups to each other present completely contrasted forms. Within the closed circle hostility signifies, as a rule, the severing of relationships, voluntary isolation, and the avoidance of contact. Along with these negative phenomena there will also appear the phenomena of the passionate reaction of open struggle. On the other hand, the group as a whole remains indifferently side by side with similar groups so long as peace exists. The consequence is that these groups become significant for each other only when war breaks out. That the attitude of hostility, considered likewise from this point of view, may arise independently in the soul is the less to be doubted since it represents here, as in many another easily observable situation, the embodiment of an impulse which is in the first place quite general, but which also occurs in quite peculiar forms, namely, the impulse to act in relationships with others.
In spite of this spontaneity and independence, which we may thus attribute to the antagonistic impulse, there still remains the question whether it suffices to account for the total phenomena of hostility. This question must be answered in the negative. In the first place, the spontaneous impulse does not exercise itself upon every object but only upon those that are in some way promising. Hunger, for example, springs from the subject. It does not have its origin in the object. Nevertheless, it will not attempt to satisfy itself with wood or stone but it will select only edible objects. In the same way, love and hatred, however little their impulses may depend upon external stimuli, will yet need some sort of opposing object, and only with such co-operation will the complete phenomena appear. On the other hand, it seems to me probable that the hostile impulse, on account of its formal character, in general intervenes, only as a reinforcement of conflicts stimulated by material interest, and at the same time furnishes a foundation for the conflict. And where a struggle springs up from sheer formal love of fighting, which is also entirely impersonal and indifferent both to the material at issue and to the personal opponent, hatred and fury against the opponent as a person unavoidably increase in the course of the conflict, and probably also the interest in the stake at issue, because these affections stimulate and feed the psychical energy of the struggle. It is advantageous to hate the opponent with whom one is for any reason struggling, as it is useful to love him with whom one's lot is united and with whom one must co-operate. The reciprocal attitude of men is often intelligible only on the basis of the perception that actual adaptation to a situation teaches us those feelings which are appropriate to it; feelings which are the most appropriate to the employment or the overcoming of the circumstances of the situation; feelings which bring us, through psychical association, the energies necessary for discharging the momentary task and for defeating the opposing impulses.
Accordingly, no serious struggle can long continue without being supported by a complex of psychic impulses. These may, to be sure, gradually develop into effectiveness in the course of the struggle. The purity of conflict merely for conflict's sake, accordingly, undergoes adulteration, partly through the admixture of objective interests, partly by the introduction of impulses which may be satisfied otherwise than by struggle, and which, in practice, form a bridge between struggle and other forms of reciprocal relationship. I know in fact only a single case in which the stimulus of struggle and of victory in itself constitutes the exclusive motive, namely, the war game, and only in the case that no further gain is to arise than is included in the outcome of the game itself. In this case the pure sociological attraction of self-assertion and predominance over another in a struggle of skill is combined with purely individual pleasure in the exercise of purposeful and successful activity, together with the excitement of taking risks with the hazard of fortune which stimulates us with a sense of mystic harmony of relationship to powers beyond the individual, as well as the social occurrences. At all events, the war game, in its sociological motivation, contains absolutely nothing but struggle itself. The worthless markers, for the sake of which men often play with the same earnestness with which they play for gold pieces, indicate the formalism of this impulse which, even in the play for gold pieces, often far outweighs the material interest. The thing to be noticed, however, is that, in order that the foregoing situations may occur, certain sociological forms—in the narrower sense, unifications—are presupposed. There must be agreement in order to struggle, and the struggle occurs under reciprocal recognition of norms and rules. In the motivation of the whole procedure these unifications, as said above, do not appear, but the whole transaction shapes itself under the forms which these explicit or implicit agreements furnish. They create the technique. Without this, such a conflict, excluding all heterogeneous or objective factors, would not be possible. Indeed, the conduct of the war game is often so rigorous, so impersonal, and observed on both sides with such nice sense of honor that unities of a corporate order can seldom in these respects compare with it.
b) Feud and faction.—The occasion for separate discussion of the feud is that here, instead of the consciousness of difference, an entirely new motive emerges—the peculiar phenomenon of social hatred, that is, of hatred toward a member of a group, not from personal motives, but because he threatens the existence of the group. In so far as such a danger threatens through feud within the group, the one party hates the other, not alone on the material ground which instigated the quarrel, but also on the sociological ground, namely, that we hate the enemy of the group as such; that is, the one from whom danger to its unity threatens. Inasmuch as this is a reciprocal matter, and each attributes the fault of endangering the whole to the other, the antagonism acquires a severity which does not occur when membership in a group-unity is not a factor in the situation. Most characteristic in this connection are the cases in which an actual dismemberment of the group has not yet occurred. If this dismemberment has already taken place, it signifies a certain termination of the conflict. The individual difference has found its sociological termination, and the stimulus to constantly renewed friction is removed. To this result the tension between antagonism and still persisting unity must directly work. As it is fearful to be at enmity with a person to whom one is nevertheless bound, from whom one cannot be freed, whether externally or subjectively, even if one will, so there is increased bitterness if one will not detach himself from the community because he is not willing to give up the value of membership in the containing unity, or because he feels this unity as an objective good, the threatening of which deserves conflict and hatred. From such a correlation as this springs the embittering with which, for example, quarrels are fought out within a political faction or a trade union or a family.
The individual soul offers an analogy. The feeling that a conflict between sensuous and ascetic feelings, or selfish and moral impulses, or practical and intellectual ambitions, within us not merely lowers the claims of one or both parties and permits neither to come to quite free self-realization but also threatens the unity, the equilibrium, and the total energy of the soul as a whole—this feeling may in many cases repress conflict from the beginning. In case the feeling cannot avail to that extent, it, on the contrary, impresses upon the conflict a character of bitterness and desperation, an emphasis as though a struggle were really taking place for something much more essential than the immediate issue of the controversy. The energy with which each of these tendencies seeks to subdue the others is nourished not only by their egoistic interest but by the interest which goes much farther than that and attaches itself to the unity of the ego, for which this struggle means dismemberment and destruction if it does not end with a victory for unity. Accordingly, struggle within a closely integrated group often enough grows beyond the measure which its object and its immediate interest for the parties could justify. The feeling accumulates that this struggle is an affair not merely of the party but of the group as a whole; that each party must hate in its opponent, not an opponent merely, but at the same time the enemy of its higher sociological unity.
c) Litigation.—Moreover, what we are accustomed to call the joy and passion of conflict in the case of a legal process is probably, in most cases, something quite different, namely, the energetic sense of justice, the impossibility of tolerating an actual or supposed invasion of the sphere of right with which the ego feels a sense of solidarity. The whole obstinacy and uncompromising persistence with which parties in such struggles often maintain the controversy to their own hurt has, even in the case of the aggressive party, scarcely the character of an attack in the proper sense, but rather of a defense in a deeper significance. The point at issue is the self-preservation of the personality which so identifies itself with its possessions and its rights that any invasion of them seems to be a destruction of the personality; and the struggle to protect them at the risk of the whole existence is thoroughly consistent. This individualistic impulse, and not the sociological motive of struggle, will consequently characterize such cases.
With respect to the form of the struggle itself, however, judicial conflict is, to be sure, of an absolute sort; that is, the reciprocal claims are asserted with a relentless objectivity and with employment of all available means, without being diverted or modified by personal or other extraneous considerations. The judicial conflict is, therefore, absolute conflict in so far as nothing enters the whole action which does not properly belong in the conflict and which does not serve the ends of conflict; whereas, otherwise, even in the most savage struggles, something subjective, some pure freak of fortune, some sort of interposition from a third side, is at least possible. In the legal struggle everything of the kind is excluded by the matter-of-factness with which the contention, and absolutely nothing outside the contention, is kept in view. This exclusion from the judicial controversy of everything which is not material to the conflict may, to be sure, lead to a formalism of the struggle which may come to have an independent character in contrast with the content itself. This occurs, on the one hand, when real elements are not weighed against each other at all but only quite abstract notions maintain controversy with each other. On the other hand, the controversy is often shifted to elements which have no relation whatever to the subject which is to be decided by the struggle. Where legal controversies, accordingly, in higher civilizations are fought out by attorneys, the device serves to abstract the controversy from all personal associations which are essentially irrelevant. If, on the other hand, Otto the Great ordains that a legal controversy shall be settled by judicial duel between professional fighters, there remains of the whole struggle of interests only the bare form, namely, that there shall be struggle and victory.
This latter case portrays, in the exaggeration of caricature, the reduction of the judicial conflict to the mere struggle element. But precisely through its pure objectivity because it stands quite beyond the subjective antitheses of pity and cruelty, this unpitying type of struggle, as a whole, rests on the presupposition of a unity and a community of the parties never elsewhere so severely and constantly maintained. The common subordination to the law, the reciprocal recognition that the decision can be made only according to the objective weight of the evidence, the observance of forms which are held to be inviolable by both parties, the consciousness throughout the whole procedure of being encompassed by a social power and order which are the means of giving to the procedure its significance and security—all this makes the legal controversy rest upon a broad basis of community and consensus between the opponents. It is really a unity of a lesser degree which is constituted by the parties to a compact or to a commercial transaction, a presupposition of which is the recognition, along with the antithesis of interests, that they are subject to certain common, constraining, and obligatory rules. The common presuppositions, which exclude everything that is merely personal from the legal controversy, have that character of pure objectivity to which, on its side, the sharpness, the inexorableness, and the absoluteness of the species of struggle correspond. The reciprocity between the dualism and the unity of the sociological relationship is accordingly shown by the judicial struggle not less than by the war game. Precisely the most extreme and unlimited phases of struggle occur in both cases, since the struggle is surrounded and maintained by the severe unity of common norms and limitations.
d) The conflict of impersonal ideals.—Finally, there is the situation in which the parties are moved by an objective interest; that is, where the interest of the struggle, and consequently the struggle itself, is differentiated from the personality. The consciousness of being merely the representative of superindividual claims—that is, of fighting not for self but only for the thing itself—may lend to the struggle a radicalism and mercilessness which have their analogy in the total conduct of many very unselfish and high-minded men. Because they grant themselves no consideration, they likewise have none for others and hold themselves entirely justified in sacrificing everybody else to the idea to which they are themselves a sacrifice. Such a struggle, into which all the powers of the person are thrown, while victory accrues only to the cause, carries the character of respectability, for the reputable man is the wholly personal, who, however, understands how to hold his personality entirely in check. Hence objectivity operates as noblesse. When, however, this differentiation is accomplished, and struggle is objectified, it is not subjected to a further reserve, which would be quite inconsistent; indeed, that would be a sin against the content of the interest itself upon which the struggle had been localized. On the basis of this common element between the parties—namely, that each defends merely the issue and its right, and excludes from consideration everything selfishly personal—the struggle is fought out without the sharpness, but also without the mollifyings, which come from intermingling of the personal element. Merely the immanent logic of the situation is obeyed with absolute precision. This form of antithesis between unity and antagonism intensifies conflict perhaps most perceptibly in cases where both parties actually pursue one and the same purpose; for example, in the case of scientific controversies, in which the issue is the establishment of the truth. In such a case, every concession, every polite consent to stop short of exposing the errors of the opponent in the most unpitying fashion, every conclusion of peace previous to decisive victory, would be treason against that reality for the sake of which the personal element is excluded from the conflict.
With endless varieties otherwise, the social struggles since Marx have developed themselves in the above form. Since it is recognized that the situation of laborers is determined by the objective organization and formulas of the productive system, independent of the will and power of individual persons, the personal embitterment incident to the struggle in general and to local conflicts exemplifying the general conflict necessarily diminishes. The entrepreneur is no longer, as such, a blood-sucker and damnable egotist; the laborer is no longer universally assumed to act from sinful greed; both parties begin, at least, to abandon the program of charging the other with demands and tactics inspired by personal malevolence. This literalizing of the conflict has come about in Germany rather along the lines of theory; in England, through the operation of the trade unions, in the course of which the individually personal element of the antagonism has been overcome. In Germany this was effected largely through the more abstract generalization of the historical and class movement. In England it came about through the severe superindividual unity in the actions of the unions and of the combinations of employers. The intensity of the struggle, however, has not on that account diminished. On the contrary, it has become much more conscious of its purpose, more concentrated, and at the same time more aggressive, through the consciousness of the individual that he is struggling not merely, and often not at all, for himself but rather for a vast superpersonal end.
A most interesting symptom of this correlation was presented by the boycotting of the Berlin breweries by the labor body in the year 1894. This was one of the most intense local struggles of the last decade. It was carried on by both sides with extraordinary energy, yet without any personal offensiveness on either side toward the other, although the stimulus was close at hand. Indeed, two of the party leaders, in the midst of the struggle, published their opinions about it in the same journal. They agreed in their formulation of the objective facts, and disagreed in a partisan spirit only in the practical conclusions drawn from the facts. Inasmuch as the struggle eliminated everything irrelevantly personal, and thereby restricted antagonism quantitatively, facilitating an understanding about everything personal, producing a recognition of being impelled on both sides by historical necessities, this common basis did not reduce but rather increased, the intensity, the irreconcilability, and the obstinate consistency of the struggle.
B. WAR, INSTINCTS, AND IDEALS
1. War and Human Nature[209]
What can be said of the causes of war—not its political and economic causes, nor yet the causes that are put forth by the nations engaged in the conflict, but its psychological causes?
The fact that war to no small extent removes cultural repressions and allows the instincts to come to expression in full force is undoubtedly a considerable factor. In his unconscious man really takes pleasure in throwing aside restraints and permitting himself the luxury of the untrammeled expression of his primitive animal tendencies. The social conventions, the customs, the forms, and institutions which he has built up in the path of his cultural progress represent so much energy in the service of repression. Repression represents continuous effort, while a state of war permits a relaxation of this effort and therefore relief.
We are familiar, in other fields, with the phenomena of the unconscious, instinctive tendencies breaking through the bounds imposed upon them by repression. The phenomena of crime and of so-called "insanity" represent such examples, while drunkenness is one instance familiar to all. In vino veritas expresses the state of the drunken man when his real, that is, his primitive, self frees itself from restraint and runs riot. The psychology of the crowd shows this mechanism at work, particularly in such sinister instances as lynching, while every crowd of college students marching yelling and howling down the main street of the town after a successful cane rush exhibits the joy of unbottling the emotions in ways that no individual would for a moment think of availing himself.
In addition to these active demonstrations of the unconscious there are those of a more passive sort. Not a few men are only too glad to step aside from the burden of responsibilities which they are forced to carry and seek refuge in a situation in which they no longer have to take the initiative but must only do as they are directed by a superior authority. The government in some of its agencies takes over certain of their obligations, such as the support of wife and children, and they clear out, free from the whole sordid problem of poverty, into a situation filled with dramatic interest. Then, too, if anything goes wrong at home they are not to blame, they have done their best, and what they have done meets with public approval. Is it any wonder that an inhabitant of the slums should be glad to exchange poverty and dirt, a sick wife and half-starved children, for glorious freedom, especially when he is urged by every sort of appeal to patriotism and duty to do so?
But all these are individual factors that enter into the causes of war. They represent some of the reasons why men like to fight, for it is difficult not to believe that if no one wanted to fight war would be possible at all. They too represent the darker side of the picture. War as already indicated offers, on the positive side, the greatest opportunities for the altruistic tendencies; it offers the most glorious occasion for service and returns for such acts the greatest possible premium in social esteem. But it seems to me that the causes of war lie much deeper, that they involve primarily the problems of the herd rather than the individual, and I think there are good biological analogies which make this highly probable.
The mechanism of integration explains how the development of the group was dependent upon the subordination of the parts to the whole. This process of integration tends to solve more and more effectively the problems of adjustment, particularly in some aspects, in the direction of ever-increasing stability. It is the process of the structuralization of function. This increase in stability, however, while it has the advantage of greater certainty of reaction, has the disadvantage of a lessened capacity for variation, and so is dependent for its efficiency upon a stable environment. As long as nothing unusual is asked of such a mechanism it works admirably, but as soon as the unusual arises it tends to break down completely. Life, however, is not stable; it is fluid, in a continuous state of flux, so, while the development of structure to meet certain demands of adaptation is highly desirable and necessary, it of necessity has limits which must sooner or later be reached in every instance. The most typical example of this is the process of growing old. The child is highly adjustable and for that reason not to be depended upon; the adult is more dependable but less adjustable; the old man has become stereotyped in his reactions. Nature's solution of this impasse is death. Death insures the continual removal of the no longer adjustable, and the places of those who die are filled by new material capable of the new demands. But it is the means that nature takes to secure the renewal of material still capable of adjustment that is of significance. From each adult sometime during the course of his life nature provides that a small bit shall be detached which, in the higher animals, in union with a similar detached bit of another individual will develop into a child and ultimately be ready to replace the adult when he becomes senile and dies. Life is thus maintained by a continuous stream of germ plasm and is not periodically interrupted in its course, as it seems to be, by death.
The characteristics of this detached bit of germ plasm are interesting. It does not manifest any of that complicated structure which we meet with in the other parts of the body. The several parts of the body are highly differentiated, each for a specific function. Gland cells are developed to secrete, muscle cells to contract, bone cells to withstand mechanical stresses, etc. Manifestly development along any one of these lines would not produce an individual possessing, in its several parts, all of these qualities. Development has to go back of the point of origin of these several variations in order to include them all. In other words, regeneration has to start with relatively undifferentiated material. This is excellently illustrated by many of the lower, particularly the unicellular, animals, in which reproduction is not yet sexual, but by the simple method of division. A cell comes to rest, divides into two, and each half then leads an independent existence. Before such a division and while the cell is quiescent—in the resting stage, as it is called—the differentiations of structure which it had acquired in its lifetime disappear; it becomes undifferentiated, relatively simple in structure. This process has been called dedifferentiation. When all the differentiations which had been acquired have been eliminated, then division—rejuvenescence—takes place.
From this point of view we may see in war the preliminary process of rejuvenescence. International adjustments and compromises are made until they can be made no longer; a condition is brought about which in Europe has been termed the balance of power, until the situation becomes so complicated that each new adjustment has such wide ramifications that it threatens the whole structure. Finally, as the result of the accumulated structure of diplomatic relations and precedents, a situation arises to which adjustment, with the machinery that has been developed, is impossible and the whole house of cards collapses. The collapse is a process of dedifferentiation during which the old structures are destroyed, precedents are disavowed, new situations occur with bewildering rapidity, for dealing with which there is no recognized machinery available. Society reverts from a state in which a high grade of individual initiative and development was possible to a relatively communistic and paternalistic state, the slate is wiped clear, and a start can be made anew along lines of progress mapped out by the new conditions—rejuvenescence is possible.
War, from this point of view, is a precondition for development along new lines of necessity, and the dedifferentiation is the first stage of a constructive process. Old institutions have to be torn down before the bricks with which they were built can be made available for new structures. This accounts for the periodicity of war, which thus is the outward and evident aspect of the progress of the life-force which in human societies, as elsewhere, advances in cycles. It is only by such means that an impasse can be overcome.
War is an example of ambivalency on the grandest scale. That is, it is at once potent for the greatest good and the greatest evil: in the very midst of death it calls for the most intense living; in the face of the greatest renunciation it offers the greatest premium; for the maximum of freedom it demands the utmost giving of one's self; in order to live at one's best it demands the giving of life itself. "No man has reached his ethical majority who would not die if the real interests of the community could thus be furthered. What would the world be without the values that have been bought at the price of death?" In this sense the great creative force, love, and the supreme negation, death, become one. That the larger life of the race should go forward to greater things, the smaller life of the individual must perish. In order that man shall be born again, he must first die.
Does all this necessarily mean that war, from time to time, in the process of readjustment, is essential? I think no one can doubt that it has been necessary in the past. Whether it will be in the future depends upon whether some sublimated form of procedure can adequately be substituted. We have succeeded to a large extent in dealing with our combative instincts by developing sports and the competition of business, and we have largely sublimated our hate instinct in dealing with various forms of anti-social conduct as exhibited in the so-called "criminal." It remains to be seen whether nations can unite to a similar end and perhaps, by the establishment of an international court, and by other means, deal in a similar way with infractions of international law.
2. War as a Form of Relaxation[210]
The fact is that it does not take a very careful reader of the human mind to see that all the utopias and all the socialistic schemes are based on a mistaken notion of the nature of this mind.
It is by no means sure that what man wants is peace and quiet and tranquillity. That is too close to ennui, which is his greatest dread. What man wants is not peace but a battle. He must pit his force against someone or something. Every language is most rich in synonyms for battle, war, contest, conflict, quarrel, combat, fight. German children play all day long with their toy soldiers. Our sports take the form of contests in football, baseball, and hundreds of others. Prize fights, dog fights, cock fights, have pleased in all ages. When Rome for a season was not engaged in real war, Claudius staged a sea fight for the delectation of an immense concourse, in which 19,000 gladiators were compelled to take a tragic part, so that the ships were broken to pieces and the waters of the lake were red with blood.
You may perhaps recall Professor James's astonishing picture of his visit to a Chautauqua. Here he found modern culture at its best, no poverty, no drunkenness, no zymotic diseases, no crime, no police, only polite and refined and harmless people. Here was a middle-class paradise, kindergarten and model schools, lectures and classes and music, bicycling and swimming, and culture and kindness and elysian peace. But at the end of a week he came out into the real world, and he said: