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Kant's Prolegomena to Any Future Metaphysics

Chapter 10: HOW IS METAPHYSICS IN GENERAL POSSIBLE?
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The work examines the conditions that make metaphysics possible as a science by analyzing how synthetic a priori knowledge is possible. It argues that space and time are pure forms of sensibility enabling mathematics, that categories of understanding structure experience, and that natural science rests on these principles. It distinguishes phenomena from noumena, critiques dogmatic metaphysics, diagnoses antinomies and paralogisms of pure reason, and proposes limits and methods for legitimate metaphysical inquiry, concluding with practical suggestions for establishing metaphysics as a disciplined science.

§ 32.  Since the oldest days of philosophy inquirers into pure reason have conceived, besides the things of sense, or appearances (phenomena), which make up the sensible world, certain creations of the understanding (Verstandeswesen), called noumena, which should constitute an intelligible world. And as appearance and illusion were by those men identified (a thing which we may well excuse in an undeveloped epoch), actuality was only conceded to the creations of thought.

And we indeed, rightly considering objects of sense as mere appearances, confess thereby that they are based upon a thing in itself, though we know not this thing in its internal constitution, but only know its appearances, viz., the way in which our senses are affected by this unknown something. The understanding therefore, by assuming appearances, grants the existence of things in themselves also, and so far we may say, that the representation of such things as form the basis of phenomena, consequently of mere creations of the understanding, is not only admissible, but unavoidable.

Our critical deduction by no means excludes things of that sort (noumena), but rather limits the principles of the Aesthetic (the science of the sensibility) to this, that they shall not extend to all things, as everything would then be turned into mere appearance, but that they shall only hold good of objects of possible experience. Hereby then objects of the understanding are granted, but with the inculcation of this rule which admits of no exception: "that we neither know nor can know anything at all definite of these pure objects of the understanding, because our pure concepts of the understanding as well as our pure intuitions extend to nothing but objects of possible experience, consequently to mere things of sense, and as soon as we leave this sphere these concepts retain no meaning whatever."

§ 33.  There is indeed something seductive in our pure concepts of the understanding, which tempts us to a transcendent use, —a use which transcends all possible experience. Not only are our concepts of substance, of power, of action, of reality, and others, quite independent of experience, containing nothing of sense appearance, and so apparently applicable to things in themselves (noumena), but, what strengthens this conjecture, they contain a necessity of determination in themselves, which experience never attains. The concept of cause implies a rule, according to which one state follows another necessarily; but experience can only show us, that one state of things often, or at most, commonly, follows another, and therefore affords neither strict universality, nor necessity.

Hence the Categories seem to have a deeper meaning and import than can be exhausted by their empirical use, and so the understanding inadvertently adds for itself to the house of experience a much more extensive wing, which it fills with nothing but creatures of thought, without ever observing that it has transgressed with its otherwise lawful concepts the bounds of their use.

§ 34.  Two important, and even indispensable, though very dry, investigations had therefore become indispensable in the Critique of Pure Reason,—viz., the two chapters "Vom Schematismus der reinen Verstandsbegriffe," and "Vom Grunde der Unterscheidung aller Verstandesbegriffe überhaupt in Phänomena und Noumena." In the former it is shown, that the senses furnish not the pure concepts of the understanding in concreto, but only the schedule for their use, and that the object conformable to it occurs only in experience (as the product of the understanding from materials of the sensibility). In the latter it is shown, that, although our pure concepts of the understanding and our principles are independent of experience, and despite of the apparently greater sphere of their use, still nothing whatever can be thought by them beyond the field of experience, because they can do nothing but merely determine the logical form of the judgment relatively to given intuitions. But as there is no intuition at all beyond the field of the sensibility, these pure concepts, as they cannot possibly be exhibited in concreto, are void of all meaning; consequently all these noumena, together with their complex, the intelligible world,20 are nothing but representation of a problem, of which the object in itself is possible, but the solution, from the nature of our understanding, totally impossible. For our understanding is not a faculty of intuition, but of the connexion of given intuitions in experience. Experience must therefore contain all the objects for our concepts; but beyond it no concepts have any significance, as there is no intuition that might offer them a foundation.

§ 35.  The imagination may perhaps be forgiven for occasional vagaries, and for not keeping carefully within the limits of experience, since it gains life and vigor by such flights, and since it is always easier to moderate its boldness, than to stimulate its languor. But the understanding which ought to think can never be forgiven for indulging in vagaries; for we depend upon it alone for assistance to set bounds, when necessary, to the vagaries of the imagination.

But the understanding begins its aberrations very innocently and modestly. It first elucidates the elementary cognitions, which inhere in it prior to all experience, but yet must always have their application in experience. It gradually drops these limits, and what is there to prevent it, as it has quite freely derived its principles from itself? And then it proceeds first to newly-imagined powers in nature, then to beings, outside nature; in short to a world, for whose construction the materials cannot be wanting, because fertile fiction furnishes them abundantly, and though not confirmed, is never refuted, by experience. This is the reason that young thinkers are so partial to metaphysics of the truly dogmatical kind, and often sacrifice to it their time and their talents, which might be otherwise better employed.

But there is no use in trying to moderate these fruitless endeavors of pure reason by all manner of cautions as to the difficulties of solving questions so occult, by complaints of the limits of our reason, and by degrading our assertions into mere conjectures. For if their impossibility is not distinctly shown, and reason's cognition of its own essence does not become a true science, in which the field of its right use is distinguished, so to say, with mathematical certainty from that of its worthless and idle use, these fruitless efforts will never be abandoned for good.

§ 36.  How is Nature itself possible?

This question—the highest point that transcendental philosophy can ever reach, and to which, as its boundary and completion, it must proceed—properly contains two questions.

First: How is nature at all possible in the material sense, by intuition, considered as the totality of appearances; how are space, time, and that which fills both—the object of sensation, in general possible? The answer is: By means of the constitution of our Sensibility, according to which it is specifically affected by objects, which are in themselves unknown to it, and totally distinct from those phenomena. This answer is given in the Critique itself in the transcendental Aesthetic, and in these Prolegomena by the solution of the first general problem.

Secondly: How is nature possible in the formal sense, as the totality of the rules, under which all phenomena must come, in order to be thought as connected in experience? The answer must be this: It is only possible by means of the constitution of our Understanding, according to which all the above representations of the sensibility are necessarily referred to a consciousness, and by which the peculiar way in which we think (viz., by rules), and hence experience also, are possible, but must be clearly distinguished from an insight into the objects in themselves. This answer is given in the Critique itself in the transcendental Logic, and in these Prolegomena, in the course of the solution of the second main problem.

But how this peculiar property of our sensibility itself is possible, or that of our understanding and of the apperception which is necessarily its basis and that of all thinking, cannot be further analysed or answered, because it is of them that we are in need for all our answers and for all our thinking about objects.

There are many laws of nature, which we can only know by means of experience; but conformity to law in the connexion of appearances, i.e., in nature in general, we cannot discover by any experience, because experience itself requires laws which are a priori at the basis of its possibility.

The possibility of experience in general is therefore at the same time the universal law of nature, and the principles of the experience are the very laws of nature. For we do not know nature but as the totality of appearances, i.e., of representations in us, and hence we can only derive the laws of its connexion from the principles of their connexion in us, that is, from the conditions of their necessary union in consciousness, which constitutes the possibility of experience.

Even the main proposition expounded throughout this section—that universal laws of nature can be distinctly cognised a priori—leads naturally to the proposition: that the highest legislation of nature must lie in ourselves, i.e., in our understanding, and that we must not seek the universal laws of nature in nature by means of experience, but conversely must seek nature, as to its universal conformity to law, in the conditions of the possibility of experience, which lie in our sensibility and in our understanding. For how were it otherwise possible to know a priori these laws, as they are not rules of analytical cognition, but truly synthetical extensions of it?

Such a necessary agreement of the principles of possible experience with the laws of the possibility of nature, can only proceed from one of two reasons: either these laws are drawn from nature by means of experience, or conversely nature is derived from the laws of the possibility of experience in general, and is quite the same as the mere universal conformity to law of the latter. The former is self-contradictory, for the universal laws of nature can and must be cognised a priori (that is, independent of all experience), and be the foundation of all empirical use of the understanding; the latter alternative therefore alone remains.21

But we must distinguish the empirical laws of nature, which always presuppose particular perceptions, from the pure or universal laws of nature, which, without being based on particular perceptions, contain merely the conditions of their necessary union in experience. In relation to the latter, nature and possible experience are quite the same, and as the conformity to law here depends upon the necessary connexion of appearances in experience (without which we cannot cognise any object whatever in the sensible world), consequently upon the original laws of the understanding, it seems at first strange, but is not the less certain, to say:

The understanding does not derive its laws (a priori) from, but prescribes them to, nature.

§ 37.  We shall illustrate this seemingly bold proposition by an example, which will show, that laws, which we discover in objects of sensuous intuition (especially when these laws are cognised as necessary), are commonly held by us to be such as have been placed there by the understanding, in spite of their being similar in all points to the laws of nature, which we ascribe to experience.

§ 38.  If we consider the properties of the circle, by which this figure combines so many arbitrary determinations of space in itself, at once in a universal rule, we cannot avoid attributing a constitution (eine Natur) to this geometrical thing. Two right lines, for example, which intersect one another and the circle, howsoever they may be drawn, are always divided so that the rectangle constructed with the segments of the one is equal to that constructed with the segments of the other. The question now is: Does this law lie in the circle or in the understanding, that is, Does this figure, independently of the understanding, contain in itself the ground of the law, or does the understanding, having constructed according to its concepts (according to the quality of the radii) the figure itself, introduce into it this law of the chords cutting one another in geometrical proportion? When we follow the proofs of this law, we soon perceive, that it can only be derived from the condition on which the understanding founds the construction of this figure, and which is that of the equality of the radii. But, if we enlarge this concept, to pursue further the unity of various properties of geometrical figures under common laws, and consider the circle as a conic section, which of course is subject to the same fundamental conditions of construction as other conic sections, we shall find that all the chords which intersect within the ellipse, parabola, and hyperbola, always intersect so that the rectangles of their segments are not indeed equal, but always bear a constant ratio to one another. If we proceed still farther, to the fundamental laws of physical astronomy, we find a physical law of reciprocal attraction diffused over all material nature, the rule of which is: "that it decreases inversely as the square of the distance from each attracting point, i.e., as the spherical surfaces increase, over which this force spreads," which law seems to be necessarily inherent in the very nature of things, and hence is usually propounded as cognisable a priori. Simple as the sources of this law are, merely resting upon the relation of spherical surfaces of different radii, its consequences are so valuable with regard to the variety of their agreement and its regularity, that not only are all possible orbits of the celestial bodies conic sections, but such a relation of these orbits to each other results, that no other law of attraction, than that of the inverse square of the distance, can be imagined as fit for a cosmical system.

Here accordingly is a nature that rests upon laws which the understanding cognises a priori, and chiefly from the universal principles of the determination of space. Now I ask:

Do the laws of nature lie in space, and does the understanding learn them by merely endeavoring to find out the enormous wealth of meaning that lies in space; or do they inhere in the understanding and in the way in which it determines space according to the conditions of the synthetical unity in which its concepts are all centred?

Space is something so uniform and as to all particular properties so indeterminate, that we should certainly not seek a store of laws of nature in it. Whereas that which determines space to assume the form of a circle or the figures of a cone and a sphere, is the understanding, so far as it contains the ground of the unity of their constructions.

The mere universal form of intuition, called space, must therefore be the substratum of all intuitions determinable to particular objects, and in it of course the condition of the possibility and of the variety of these intuitions lies. But the unity of the objects is entirely determined by the understanding, and on conditions which lie in its own nature; and thus the understanding is the origin of the universal order of nature, in that it comprehends all appearances under its own laws, and thereby first constructs, a priori, experience (as to its form), by means of which whatever is to be cognised only by experience, is necessarily subjected to its laws. For we are not now concerned with the nature of things in themselves, which is independent of the conditions both of our sensibility and our understanding, but with nature, as an object of possible experience, and in this case the understanding, whilst it makes experience possible, thereby insists that the sensuous world is either not an object of experience at all, or must be nature [viz., an existence of things, determined according to universal laws22].

APPENDIX TO THE PURE SCIENCE OF NATURE.

§ 39.  Of the System of the Categories.

There can be nothing more desirable to a philosopher, than to be able to derive the scattered multiplicity of the concepts or the principles, which had occurred to him in concrete use, from a principle a priori, and to unite everything in this way in one cognition. He formerly only believed that those things, which remained after a certain abstraction, and seemed by comparison among one another to constitute a particular kind of cognitions, were completely collected; but this was only an Aggregate. Now he knows, that just so many, neither more nor less, can constitute the mode of cognition, and perceives the necessity of his division, which constitutes comprehension; and now only he has attained a System.

To search in our daily cognition for the concepts, which do not rest upon particular experience, and yet occur in all cognition of experience, where they as it were constitute the mere form of connexion, presupposes neither greater reflexion nor deeper insight, than to detect in a language the rules of the actual use of words generally, and thus to collect elements for a grammar. In fact both researches are very nearly related, even though we are not able to give a reason why each language has just this and no other formal constitution, and still less why an exact number of such formal determinations in general are found in it.

Aristotle collected ten pure elementary concepts under the name of Categories.23 To these, which are also called predicaments, he found himself obliged afterwards to add five post-predicaments,24 some of which however (prius, simul, and motus) are contained in the former; but this random collection must be considered (and commended) as a mere hint for future inquirers, not as a regularly developed idea, and hence it has, in the present more advanced state of philosophy, been rejected as quite useless.

After long reflexion on the pure elements of human knowledge (those which contain nothing empirical), I at last succeeded in distinguishing with certainty and in separating the pure elementary notions of the Sensibility (space and time) from those of the Understanding. Thus the 7th, 8th, and 9th Categories had to be excluded from the old list. And the others were of no service to me; because there was no principle [in them], on which the understanding could be investigated, measured in its completion, and all the functions, whence its pure concepts arise, determined exhaustively and with precision.

But in order to discover such a principle, I looked about for an act of the understanding which comprises all the rest, and is distinguished only by various modifications or phases, in reducing the multiplicity of representation to the unity of thinking in general: I found this act of the understanding to consist in judging. Here then the labors of the logicians were ready at hand, though not yet quite free from defects, and with this help I was enabled to exhibit a complete table of the pure functions of the understanding, which are however undetermined in regard to any object. I finally referred these functions of judging to objects in general, or rather to the condition of determining judgments as objectively valid, and so there arose the pure concepts of the understanding, concerning which I could make certain, that these, and this exact number only, constitute our whole cognition of things from pure understanding. I was justified in calling them by their old name, Categories, while I reserved for myself the liberty of adding, under the title of "Predicables," a complete list of all the concepts deducible from them, by combinations whether among themselves, or with the pure form of the appearance, i.e., space or time, or with its matter, so far as it is not yet empirically determined (viz., the object of sensation in general), as soon as a system of transcendental philosophy should be completed with the construction of which I am engaged in the Critique of Pure Reason itself.

Now the essential point in this system of Categories, which distinguishes it from the old rhapsodical collection without any principle, and for which alone it deserves to be considered as philosophy, consists in this: that by means of it the true significance of the pure concepts of the understanding and the condition of their use could be precisely determined. For here it became obvious that they are themselves nothing but logical functions, and as such do not produce the least concept of an object, but require some sensuous intuition as a basis. They therefore only serve to determine empirical judgments, which are otherwise undetermined and indifferent as regards all functions of judging, relatively to these functions, thereby procuring them universal validity, and by means of them making judgments of experience in general possible.

Such an insight into the nature of the categories, which limits them at the same time to the mere use of experience, never occurred either to their first author, or to any of his successors; but without this insight (which immediately depends upon their derivation or deduction), they are quite useless and only a miserable list of names, without explanation or rule for their use. Had the ancients ever conceived such a notion, doubtless the whole study of the pure rational knowledge, which under the name of metaphysics has for centuries spoiled many a sound mind, would have reached us in quite another shape, and would have enlightened the human understanding, instead of actually exhausting it in obscure and vain speculations, thereby rendering it unfit for true science.

This system of categories makes all treatment of every object of pure reason itself systematic, and affords a direction or clue how and through what points of inquiry every metaphysical consideration must proceed, in order to be complete; for it exhausts all the possible movements (momenta) of the understanding, among which every concept must be classed. In like manner the table of Principles has been formulated, the completeness of which we can only vouch for by the system of the categories. Even in the division of the concepts,25 which must go beyond the physical application of the understanding, it is always the very same clue, which, as it must always be determined a priori by the same fixed points of the human understanding, always forms a closed circle. There is no doubt that the object of a pure conception either of the understanding or of reason, so far as it is to be estimated philosophically and on a priori principles, can in this way be completely cognised. I could not therefore omit to make use of this clue with regard to one of the most abstract ontological divisions, viz., the various distinctions of "the notions of something and of nothing," and to construct accordingly (Critique, p. 207) a regular and necessary table of their divisions.26

And this system, like every other true one founded on a universal principle, shows its inestimable value in this, that it excludes all foreign concepts, which might otherwise intrude among the pure concepts of the understanding, and determines the place of every cognition. Those concepts, which under the name of "concepts of reflexion" have been likewise arranged in a table according to the clue of the categories, intrude, without having any privilege or title to be among the pure concepts of the understanding in Ontology. They are concepts of connexion, and thereby of the objects themselves, whereas the former are only concepts of a mere comparison of concepts already given, hence of quite another nature and use. By my systematic division27 they are saved from this confusion. But the value of my special table of the categories will be still more obvious, when we separate the table of the transcendental concepts of Reason from the concepts of the understanding. The latter being of quite another nature and origin, they must have quite another form than the former. This so necessary separation has never yet been made in any system of metaphysics for, as a rule, these rational concepts all mixed up with the categories, like children of one family, which confusion was unavoidable in the absence of a definite system of categories.

THIRD PART OF THE MAIN TRANSCENDENTAL PROBLEM.

HOW IS METAPHYSICS IN GENERAL POSSIBLE?

§ 40.

PURE mathematics and pure science of nature had no occasion for such a deduction, as we have made of both, for their own safety and certainty. For the former rests upon its own evidence; and the latter (though sprung from pure sources of the understanding) upon experience and its thorough confirmation. Physics cannot altogether refuse and dispense with the testimony of the latter; because with all its certainty, it can never, as philosophy, rival mathematics. Both sciences therefore stood in need of this inquiry, not for themselves, but for the sake of another science, metaphysics.

Metaphysics has to do not only with concepts of nature, which always find their application in experience, but also with pure rational concepts, which never can be given in any possible experience. Consequently the objective reality of these concepts (viz., that they are not mere chimeras), and the truth or falsity of metaphysical assertions, cannot be discovered or confirmed by any experience. This part of metaphysics however is precisely what constitutes its essential end, to which the rest is only a means, and thus this science is in need of such a deduction for its own sake. The third question now proposed relates therefore as it were to the root and essential difference of metaphysics, i.e., the occupation of Reason with itself, and the supposed knowledge of objects arising immediately from this incubation of its own concepts, without requiring, or indeed being able to reach that knowledge through, experience.28

Without solving this problem reason never is justified. The empirical use to which reason limits the pure understanding, does not fully satisfy the proper destination of the latter. Every single experience is only a part of the whole sphere of its domain, but the absolute totality of all possible experience is itself not experience. Yet it is a necessary [concrete] problem for reason, the mere representation of which requires concepts quite different from the categories, whose use is only immanent, or refers to experience, so far as it can be given. Whereas the concepts of reason aim at the completeness, i.e., the collective unity of all possible experience, and thereby transcend every given experience. Thus they become transcendent.

As the understanding stands in need of categories for experience, reason contains in itself the source of ideas, by which I mean necessary concepts, whose object cannot be given in any experience. The latter are inherent in the nature of reason, as the former are in that of the understanding. While the former carry with them an illusion likely to mislead, the illusion of the latter is inevitable, though it certainly can be kept from misleading us.

Since all illusion consists in holding the subjective ground of our judgments to be objective, a self-knowledge of pure reason in its transcendent (exaggerated) use is the sole preservative from the aberrations into which reason falls when it mistakes its destination, and refers that to the object transcendently, which only regards its own subject and its guidance in all immanent use.

§ 41.  The distinction of ideas, that is, of pure concepts of reason, from categories, or pure concepts of the understanding, as cognitions of a quite distinct species, origin and use, is so important a point in founding a science which is to contain the system of all these a priori cognitions, that without this distinction metaphysics is absolutely impossible, or is at best a random, bungling attempt to build a castle in the air without a knowledge of the materials or of their fitness for any purpose. Had the Critique of Pure Reason done nothing but first point out this distinction, it had thereby contributed more to clear up our conception of, and to guide our inquiry in, the field of metaphysics, than all the vain efforts which have hitherto been made to satisfy the transcendent problems of pure reason, without ever surmising that we were in quite another field than that of the understanding, and hence classing concepts of the understanding and those of reason together, as if they were of the same kind.

§ 42.  All pure cognitions of the understanding have this feature, that their concepts present themselves in experience, and their principles can be confirmed by it; whereas the transcendent cognitions of reason cannot, either as ideas, appear in experience, or as propositions ever be confirmed or refuted by it. Hence whatever errors may slip in unawares, can only be discovered by pure reason itself—a discovery of much difficulty, because this very reason naturally becomes dialectical by means of its ideas, and this unavoidable illusion cannot be limited by any objective and dogmatical researches into things, but by a subjective investigation of reason itself as a source of ideas.

§ 43.  In the Critique of Pure Reason it was always my greatest care to endeavor not only carefully to distinguish the several species of cognition, but to derive concepts belonging to each one of them from their common source. I did this in order that by knowing whence they originated, I might determine their use with safety, and also have the unanticipated but invaluable advantage of knowing the completeness of my enumeration, classification and specification of concepts a priori, and therefore according to principles. Without this, metaphysics is mere rhapsody, in which no one knows whether he has enough, or whether and where something is still wanting. We can indeed have this advantage only in pure philosophy, but of this philosophy it constitutes the very essence.

As I had found the origin of the categories in the four logical functions of all the judgments of the understanding, it was quite natural to seek the origin of the ideas in the three functions of the syllogisms of reason. For as soon as these pure concepts of reason (the transcendental ideas) are given, they could hardly, except they be held innate, be found anywhere else, than in the same activity of reason, which, so far as it regards mere form, constitutes the logical element of the syllogisms of reason; but, so far as it represents judgments of the understanding with respect to the one or to the other form a priori, constitutes transcendental concepts of pure reason.

The formal distinction of syllogisms renders their division into categorical, hypothetical, and disjunctive necessary. The concepts of reason founded on them contained therefore, first, the idea of the complete subject (the substantial); secondly, the idea of the complete series of conditions; thirdly, the determination of all concepts in the idea of a complete complex of that which is possible.29 The first idea is psychological, the second cosmological, the third theological, and, as all three give occasion to Dialectics, yet each in its own way, the division of the whole Dialects of pure reason into its Paralogism, its Antinomy, and its Ideal, was arranged accordingly. Through this deduction we may feel assured that all the claims of pure reason are completely represented, and that none can be wanting; because the faculty of reason itself, whence they all take their origin, is thereby completely surveyed.

§ 44.  In these general considerations it is also remarkable that the ideas of reason are unlike the categories, of no service to the use of our understanding in experience, but quite dispensable, and become even an impediment to the maxims of a rational cognition of nature. Yet in another aspect still to be determined they are necessary. Whether the soul is or is not a simple substance, is of no consequence to us in the explanation of its phenomena. For we cannot render the notion of a simple being intelligible by any possible experience that is sensuous or concrete. The notion is therefore quite void as regards all hoped-for insight into the cause of phenomena, and cannot at all serve as a principle of the explanation of that which internal or external experience supplies. So the cosmological ideas of the beginning of the world or of its eternity (a parte ante) cannot be of any greater service to us for the explanation of any event in the world itself. And finally we must, according to a right maxim of the philosophy of nature, refrain from all explanations of the design of nature, drawn from the will of a Supreme Being; because this would not be natural philosophy, but an acknowledgment that we have come to the end of it. The use of these ideas, therefore, is quite different from that of those categories by which (and by the principles built upon which) experience itself first becomes possible. But our laborious analytics of the understanding would be superfluous if we had nothing else in view than the mere cognition of nature as it can be given in experience; for reason does its work, both in mathematics and in the science of nature, quite safely and well without any of this subtle deduction. Therefore our Critique of the Understanding combines with the ideas of pure reason for a purpose which lies beyond the empirical use of the understanding; but this we have above declared to be in this aspect totally inadmissible, and without any object or meaning. Yet there must be a harmony between that of the nature of reason and that of the understanding, and the former must contribute to the perfection of the latter, and cannot possibly upset it.

The solution of this question is as follows: Pure reason does not in its ideas point to particular objects, which lie beyond the field of experience, but only requires completeness of the use of the understanding in the system of experience. But this completeness can be a completeness of principles only, not of intuitions (i.e., concrete atsights or Anschauungen) and of objects. In order however to represent the ideas definitely, reason conceives them after the fashion of the cognition of an object. The cognition is as far as these rules are concerned completely determined, but the object is only an idea invented for the purpose of bringing the cognition of the understanding as near as possible to the completeness represented by that idea.

Prefatory Remark to the Dialectics of Pure Reason.

§ 45.  We have above shown in §§ 33 and 34 that the purity of the categories from all admixture of sensuous determinations may mislead reason into extending their use, quite beyond all experience, to things in themselves; though as these categories themselves find no intuition which can give them meaning or sense in concreto, they, as mere logical functions, can represent a thing in general, but not give by themselves alone a determinate concept of anything. Such hyperbolical objects are distinguised by the appellation of Noümena, or pure beings of the understanding (or better, beings of thought), such as, for example, "substance," but conceived without permanence in time, or "cause," but not acting in time, etc. Here predicates, that only serve to make the conformity-to-law of experience possible, are applied to these concepts, and yet they are deprived of all the conditions of intuition, on which alone experience is possible, and so these concepts lose all significance.

There is no danger, however, of the understanding spontaneously making an excursion so very wantonly beyond its own bounds into the field of the mere creatures of thought, without being impelled by foreign laws. But when reason, which cannot be fully satisfied with any empirical use of the rules of the understanding, as being always conditioned, requires a completion of this chain of conditions, then the understanding is forced out of its sphere. And then it partly represents objects of experience in a series so extended that no experience can grasp, partly even (with a view to complete the series) it seeks entirely beyond it noumena, to which it can attach that chain, and so, having at last escaped from the conditions of experience, make its attitude as it were final. These are then the transcendental ideas, which, though according to the true but hidden ends of the natural determination of our reason, they may aim not at extravagant concepts, but at an unbounded extension of their empirical use, yet seduce the understanding by an unavoidable illusion to a transcendent use, which, though deceitful, cannot be restrained within the bounds of experience by any resolution, but only by scientific instruction and with much difficulty.

I.  The Psychological Idea.30

§ 46.  People have long since observed, that in all substances the proper subject, that which remains after all the accidents (as predicates) are abstracted, consequently that which forms the substance of things remains unknown, and various complaints have been made concerning these limits to our knowledge. But it will be well to consider that the human understanding is not to be blamed for its inability to know the substance of things, that is, to determine it by itself, but rather for requiring to cognise it which is a mere idea definitely as though it were a given object. Pure reason requires us to seek for every predicate of a thing its proper subject, and for this subject, which is itself necessarily nothing but a predicate, its subject, and so on indefinitely (or as far as we can reach). But hence it follows, that we must not hold anything, at which we can arrive, to be an ultimate subject, and that substance itself never can be thought by our understanding, however deep we may penetrate, even if all nature were unveiled to us. For the specific nature of our understanding consists in thinking everything discursively, that is, representing it by concepts, and so by mere predicates, to which therefore the absolute subject must always be wanting. Hence all the real properties, by which we cognise bodies, are mere accidents, not excepting impenetrability, which we can only represent to ourselves as the effect of a power of which the subject is unknown to us.

Now we appear to have this substance in the consciousness of ourselves (in the thinking subject), and indeed in an immediate intuition; for all the predicates of an internal sense refer to the ego, as a subject, and I cannot conceive myself as the predicate of any other subject. Hence completeness in the reference of the given concepts as predicates to a subject—not merely an idea, but an object—that is, the absolute subject itself, seems to be given in experience. But this expectation is disappointed. For the ego is not a concept,31 but only the indication of the object of the internal sense, so far as we cognise it by no further predicate. Consequently it cannot be in itself a predicate of any other thing; but just as little can it be a determinate concept of an absolute subject, but is, as in all other cases, only the reference of the internal phenomena to their unknown subject. Yet this idea (which serves very well, as a regulative principle, totally to destroy all materialistic explanations of the internal phenomena of the soul) occasions by a very natural misunderstanding a very specious argument, which, from this supposed cognition of the substance of our thinking being, infers its nature, so far as the knowledge of it falls quite without the complex of experience.

§ 47.  But though we may call this thinking self (the soul) substance, as being the ultimate subject of thinking which cannot be further represented as the predicate of another thing; it remains quite empty and without significance, if permanence—the quality which renders the concept of substances in experience fruitful—cannot be proved of it.

But permanence can never be proved of the concept of a substance, as a thing in itself, but for the purposes of experience only. This is sufficiently shown by the first Analogy of Experience,32 and who ever will not yield to this proof may try for himself whether he can succeed in proving, from the concept of a subject which does not exist itself as the predicate of another thing, that its existence is thoroughly permanent, and that it cannot either in itself or by any natural cause originate or be annihilated. These synthetical a priori propositions can never be proved in themselves, but only in reference to things as objects of possible experience.

§ 48.  If therefore from the concept of the soul as a substance, we would infer its permanence, this can hold good as regards possible experience only, not [of the soul] as a thing in itself and beyond all possible experience. But life is the subjective condition of all our possible experience, consequently we can only infer the permanence of the soul in life; for the death of man is the end of all experience which concerns the soul as an object of experience, except the contrary be proved, which is the very question in hand. The permanence of the soul can therefore only be proved (and no one cares for that) during the life of man, but not, as we desire to do, after death; and for this general reason, that the concept of substance, so far as it is to be considered necessarily combined with the concept of permanence, can be so combined only according to the principles of possible experience, and therefore for the purposes of experience only.33

§ 49.  That there is something real without us which not only corresponds, but must correspond, to our external perceptions, can likewise be proved to be not a connexion of things in themselves, but for the sake of experience. This means that there is something empirical, i.e., some phenomenon in space without us, that admits of a satisfactory proof, for we have nothing to do with other objects than those which belong to possible experience; because objects which cannot be given us in any experience, do not exist for us. Empirically without me is that which appears in space, and space, together with all the phenomena which it contains, belongs to the representations, whose connexion according to laws of experience proves their objective truth, just as the connexion of the phenomena of the internal sense proves the actuality of my soul (as an object of the internal sense). By means of external experience I am conscious of the actuality of bodies, as external phenomena in space, in the same manner as by means of the internal experience I am conscious of the existence of my soul in time, but this soul is only cognised as an object of the internal sense by phenomena that constitute an internal state, and of which the essence in itself, which forms the basis of these phenomena, is unknown. Cartesian idealism therefore does nothing but distinguish external experience from dreaming; and the conformity to law (as a criterion of its truth) of the former, from the irregularity and the false illusion of the latter. In both it presupposes space and time as conditions of the existence of objects, and it only inquires whether the objects of the external senses, which we when awake put in space, are as actually to be found in it, as the object of the internal sense, the soul, is in time; that is, whether experience carries with it sure criteria to distinguish it from imagination. This doubt, however, may be easily disposed of, and we always do so in common life by investigating the connexion of phenomena in both space and time according to universal laws of experience, and we cannot doubt, when the representation of external things throughout agrees therewith, that they constitute truthful experience. Material idealism, in which phenomena are considered as such only according to their connexion in experience, may accordingly be very easily refuted; and it is just as sure an experience, that bodies exist without us (in space), as that I myself exist according to the representation of the internal sense (in time): for the notion without us, only signifies existence in space. However as the Ego in the proposition, "I am," means not only the object of internal intuition (in time), but the subject of consciousness, just as body means not only external intuition (in space), but the thing-in-itself, which is the basis of this phenomenon; [as this is the case] the question, whether bodies (as phenomena of the external sense) exist as bodies apart from my thoughts, may without any hesitation be denied in nature. But the question, whether I myself as a phenomenon of the internal sense (the soul according to empirical psychology) exist apart from my faculty of representation in time, is an exactly similar inquiry, and must likewise be answered in the negative. And in this manner everything, when it is reduced to its true meaning, is decided and certain. The formal (which I have also called transcendental) actually abolishes the material, or Cartesian, idealism. For if space be nothing but a form of my sensibility, it is as a representation in me just as actual as I myself am, and nothing but the empirical truth of the representations in it remains for consideration. But, if this is not the case, if space and the phenomena in it are something existing without us, then all the criteria of experience beyond our perception can never prove the actuality of these objects without us.

II.  The Cosmological Idea.34

§ 50.  This product of pure reason in its transcendent use is its most remarkable curiosity. It serves as a very powerful agent to rouse philosophy from its dogmatic slumber, and to stimulate it to the arduous task of undertaking a Critique of Reason itself.

I term this idea cosmological, because it always takes its object only from the sensible world, and does not use any other than those whose object is given to sense, consequently it remains in this respect in its native home, it does not become transcendent, and is therefore so far not mere idea; whereas, to conceive the soul as a simple substance, already means to conceive such an object (the simple) as cannot be presented to the senses. Yet the cosmological idea extends the connexion of the conditioned with its condition (whether the connexion is mathematical or dynamical) so far, that experience never can keep up with it. It is therefore with regard to this point always an idea, whose object never can be adequately given in any experience.

§ 51.  In the first place, the use of a system of categories becomes here so obvious and unmistakable, that even if there were not several other proofs of it, this alone would sufficiently prove it indispensable in the system of pure reason. There are only four such transcendent ideas, as there are so many classes of categories; in each of which, however, they refer only to the absolute completeness of the series of the conditions for a given conditioned. In analogy to these cosmological ideas there are only four kinds of dialectical assertions of pure reason, which, as they are dialectical, thereby prove, that to each of them, on equally specious principles of pure reason, a contradictory assertion stands opposed. As all the metaphysical art of the most subtile distinction cannot prevent this opposition, it compels the philosopher to recur to the first sources of pure reason itself. This Antinomy, not arbitrarily invented, but founded in the nature of human reason, and hence unavoidable and never ceasing, contains the following four theses together with their antitheses:

1.

Thesis.

The World has, as to Time and Space, a Beginning (limit).

Antithesis.

The World is, as to Time and Space, infinite.

2.

Thesis.

Everything in the World consists of [elements that are] simple.

Antithesis.

There is nothing simple, but everything is composite.

3.

Thesis.

There are in the World Causes through Freedom.

Antithesis.

There is no Liberty, but all is Nature.

4.

Thesis.

In the Series of the World-Causes there is some necessary Being.

Antithesis.

There is Nothing necessary in the World, but in this Series All is incidental.

§ 52.a.  Here is the most singular phenomenon of human reason, no other instance of which can be shown in any other use. If we, as is commonly done, represent to ourselves the appearances of the sensible world as things in themselves, if we assume the principles of their combination as principles universally valid of things in themselves and not merely of experience, as is usually, nay without our Critique, unavoidably done, there arises an unexpected conflict, which never can be removed in the common dogmatical way; because the thesis, as well as the antithesis, can be shown by equally clear, evident, and irresistible proofs—for I pledge myself as to the correctness of all these proofs—and reason therefore perceives that it is divided with itself, a state at which the sceptic rejoices, but which must make the critical philosopher pause and feel ill at ease.

§ 52.b.  We may blunder in various ways in metaphysics without any fear of being detected in falsehood. For we never can be refuted by experience if we but avoid self-contradiction, which in synthetical, though purely fictitious propositions, may be done whenever the concepts, which we connect, are mere ideas, that cannot be given (in their whole content) in experience. For how can we make out by experience, whether the world is from eternity or had a beginning, whether matter is infinitely divisible or consists of simple parts? Such concept cannot be given in any experience, be it ever so extensive, and consequently the falsehood either of the positive or the negative proposition cannot be discovered by this touch-stone.

The only possible way in which reason could have revealed unintentionally its secret Dialectics, falsely announced as Dogmatics, would be when it were made to ground an assertion upon a universally admitted principle, and to deduce the exact contrary with the greatest accuracy of inference from another which is equally granted. This is actually here the case with regard to four natural ideas of reason, whence four assertions on the one side, and as many counter-assertions on the other arise, each consistently following from universally-acknowledged principles. Thus they reveal by the use of these principles the dialectical illusion of pure reason which would otherwise forever remain concealed.

This is therefore a decisive experiment, which must necessarily expose any error lying hidden in the assumptions of reason.35 Contradictory propositions cannot both be false, except the concept, which is the subject of both, is self-contradictory; for example, the propositions, "a square circle is round, and a square circle is not round," are both false. For, as to the former it is false, that the circle is round, because it is quadrangular; and it is likewise false, that it is not round, that is, angular, because it is a circle. For the logical criterion of the impossibility of a concept consists in this, that if we presuppose it, two contradictory propositions both become false; consequently, as no middle between them is conceivable, nothing at all is thought by that concept.

§ 52.c. The first two antinomies, which I call mathematical, because they are concerned with the addition or division of the homogeneous, are founded on such a self-contradictory concept; and hence I explain how it happens, that both the Thesis and Antithesis of the two are false.

When I speak of objects in time and in space, it is not of things in themselves, of which I know nothing, but of things in appearance, that is, of experience, as the particular way of cognising objects which is afforded to man. I must not say of what I think in time or in space, that in itself, and independent of these my thoughts, it exists in space and in time; for in that case I should contradict myself; because space and time, together with the appearances in them, are nothing existing in themselves and outside of my representations, but are themselves only modes of representation, and it is palpably contradictory to say, that a mere mode of representation exists without our representation. Objects of the senses therefore exist only in experience; whereas to give them a self-subsisting existence apart from experience or before it, is merely to represent to ourselves that experience actually exists apart from experience or before it.

Now if I inquire after the quantity of the world, as to space and time, it is equally impossible, as regards all my notions, to declare it infinite or to declare it finite. For neither assertion can be contained in experience, because experience either of an infinite space, or of an infinite time elapsed, or again, of the boundary of the world by a void space, or by an antecedent void time, is impossible; these are mere ideas. This quantity of the world, which is determined in either way, should therefore exist in the world itself apart from all experience. This contradicts the notion of a world of sense, which is merely a complex of the appearances whose existence and connexion occur only in our representations, that is, in experience, since this latter is not an object in itself, but a mere mode of representation. Hence it follows, that as the concept of an absolutely existing world of sense is self-contradictory, the solution of the problem concerning its quantity, whether attempted affirmatively or negatively, is always false.

The same holds good of the second antinomy, which relates to the division of phenomena. For these are mere representations, and the parts exist merely in their representation, consequently in the division, or in a possible experience where they are given, and the division reaches only as far as this latter reaches. To assume that an appearance, e.g., that of body, contains in itself before all experience all the parts, which any possible experience can ever reach, is to impute to a mere appearance, which can exist only in experience, an existence previous to experience. In other words, it would mean that mere representations exist before they can be found in our faculty of representation. Such an assertion is self-contradictory, as also every solution of our misunderstood problem, whether we maintain, that bodies in themselves consist of an infinite number of parts, or of a finite number of simple parts.

§ 53.  In the first (the mathematical) class of antinomies the falsehood of the assumption consists in representing in one concept something self-contradictory as if it were compatible (i.e., an appearance as an object in itself). But, as to the second (the dynamical) class of antinomies, the falsehood of the representation consists in representing as contradictory what is compatible; so that, as in the former case, the opposed assertions are both false, in this case, on the other hand, where they are opposed to one another by mere misunderstanding, they may both be true.

Any mathematical connexion necessarily presupposes homogeneity of what is connected (in the concept of magnitude), while the dynamical one by no means requires the same. When we have to deal with extended magnitudes, all the parts must be homogeneous with one another and with the whole; whereas, in the connexion of cause and effect, homogeneity may indeed likewise be found, but is not necessary; for the concept of causality (by means of which something is posited through something else quite different from it), at all events, does not require it.

If the objects of the world of sense are taken for things in themselves, and the above laws of nature for the laws of things in themselves, the contradiction would be unavoidable. So also, if the subject of freedom were, like other objects, represented as mere appearance, the contradiction would be just as unavoidable, for the same predicate would at once be affirmed and denied of the same kind of object in the same sense. But if natural necessity is referred merely to appearances, and freedom merely to things in themselves, no contradiction arises, if we at once assume, or admit both kinds of causality, however difficult or impossible it may be to make the latter kind conceivable.

As appearance every effect is an event, or something that happens in time; it must, according to the universal law of nature, be preceded by a determination of the causality of its cause (a state), which follows according to a constant law. But this determination of the cause as causality must likewise be something that takes place or happens; the cause must have begun to act, otherwise no succession between it and the effect could be conceived. Otherwise the effect, as well as the causality of the cause, would have always existed. Therefore the determination of the cause to act must also have originated among appearances, and must consequently, as well as its effect, be an event, which must again have its cause, and so on; hence natural necessity must be the condition, on which effective causes are determined. Whereas if freedom is to be a property of certain causes of appearances, it must, as regards these, which are events, be a faculty of starting them spontaneously, that is, without the causality of the cause itself, and hence without requiring any other ground to determine its start. But then the cause, as to its causality, must not rank under time-determinations of its state, that is, it cannot be an appearance, and must be considered a thing in itself, while its effects would be only appearances.36 If without contradiction we can think of the beings of understanding [Verstandeswesen] as exercising such an influence on appearances, then natural necessity will attach to all connexions of cause and effect in the sensuous world, though on the other hand, freedom can be granted to such cause, as is itself not an appearance (but the foundation of appearance). Nature therefore and freedom can without contradiction be attributed to the very same thing, but in different relations—on one side as a phenomenon, on the other as a thing in itself.

We have in us a faculty, which not only stands in connexion with its subjective determining grounds that are the natural causes of its actions, and is so far the faculty of a being that itself belongs to appearances, but is also referred to objective grounds, that are only ideas, so far as they can determine this faculty, a connexion which is expressed by the word ought. This faculty is called reason, and, so far as we consider a being (man) entirely according to this objectively determinable reason, he cannot be considered as a being of sense, but this property is that of a thing in itself, of which we cannot comprehend the possibility—I mean how the ought (which however has never yet taken place) should determine its activity, and can become the cause of actions, whose effect is an appearance in the sensible world. Yet the causality of reason would be freedom with regard to the effects in the sensuous world, so far as we can consider objective grounds, which are themselves ideas, as their determinants. For its action in that case would not depend upon subjective conditions, consequently not upon those of time, and of course not upon the law of nature, which serves to determine them, because grounds of reason give to actions the rule universally, according to principles, without the influence of the circumstances of either time or place.

What I adduce here is merely meant as an example to make the thing intelligible, and does not necessarily belong to our problem, which must be decided from mere concepts, independently of the properties which we meet in the actual world.

Now I may say without contradiction: that all the actions of rational beings, so far as they are appearances (occurring in any experience), are subject to the necessity of nature; but the same actions, as regards merely the rational subject and its faculty of acting according to mere reason, are free. For what is required for the necessity of nature? Nothing more than the determinability of every event in the world of sense according to constant laws, that is, a reference to cause in the appearance; in this process the thing in itself at its foundation and its causality remain unknown. But I say, that the law of nature remains, whether the rational being is the cause of the effects in the sensuous world from reason, that is, through freedom, or whether it does not determine them on grounds of reason. For, if the former is the case, the action is performed according to maxims, the effect of which as appearance is always conform able to constant laws; if the latter is the case, and the action not performed on principles of reason, it is subjected to the empirical laws of the sensibility, and in both cases the effects are connected according to constant laws; more than this we do not require or know concerning natural necessity. But in the former case reason is the cause of these laws of nature, and therefore free; in the latter the effects follow according to mere natural laws of sensibility, because reason does not influence it; but reason itself is not determined on that account by the sensibility, and is therefore free in this case too. Freedom is therefore no hindrance to natural law in appearance, neither does this law abrogate the freedom of the practical use of reason, which is connected with things in themselves, as determining grounds.

Thus practical freedom, viz., the freedom in which reason possesses causality according to objectively determining grounds, is rescued and yet natural necessity is not in the least curtailed with regard to the very same effects, as appearances. The same remarks will serve to explain what we had to say concerning transcendental freedom and its compatibility with natural necessity (in the same subject, but not taken in the same reference). For, as to this, every beginning of the action of a being from objective causes regarded as determining grounds, is always a first start, though the same action is in the series of appearances only a subordinate start, which must be preceded by a state of the cause, which determines it, and is itself determined in the same manner by another immediately preceding. Thus we are able, in rational beings, or in beings generally, so far as their causality is determined in them as things in themselves, to imagine a faculty of beginning from itself a series of states, without falling into contradiction with the laws of nature. For the relation of the action to objective grounds of reason is not a time-relation; in this case that which determines the causality does not precede in time the action, because such determining grounds represent not a reference to objects of sense, e.g., to causes in the appearances, but to determining causes, as things in themselves, which do not rank under conditions of time. And in this way the action, with regard to the causality of reason, can be considered as a first start in respect to the series of appearances, and yet also as a merely subordinate beginning. We may therefore without contradiction consider it in the former aspect as free, but in the latter (in so far as it is merely appearance) as subject to natural necessity.

As to the fourth Antinomy, it is solved in the same way as the conflict of reason with itself in the third. For, provided the cause in the appearance is distinguished from the cause of the appearance (so far as it can be thought as a thing in itself), both propositions are perfectly reconcilable: the one, that there is nowhere in the sensuous world a cause (according to similar laws of causality), whose existence is absolutely necessary; the other, that this world is nevertheless connected with a Necessary Being as its cause (but of another kind and according to another law). The incompatibility of these propositions entirely rests upon the mistake of extending what is valid merely of appearances to things in themselves, and in general confusing both in one concept.

§ 54.  This then is the proposition and this the solution of the whole antinomy, in which reason finds itself involved in the application of its principles to the sensible world. The former alone (the mere proposition) would be a considerable service in the cause of our knowledge of human reason, even though the solution might fail to fully satisfy the reader, who has here to combat a natural illusion, which has been but recently exposed to him, and which he had hitherto always regarded as genuine. For one result at least is unavoidable. As it is quite impossible to prevent this conflict of reason with itself—so long as the objects of the sensible world are taken for things in themselves, and not for mere appearances, which they are in fact—the reader is thereby compelled to examine over again the deduction of all our a priori cognition and the proof which I have given of my deduction in order to come to a decision on the question. This is all I require at present; for when in this occupation he shall have thought himself deep enough into the nature of pure reason, those concepts by which alone the solution of the conflict of reason is possible, will become sufficiently familiar to him. Without this preparation I cannot expect an unreserved assent even from the most attentive reader.

III.  The Theological Idea.37

§ 55.  The third transcendental Idea, which affords matter for the most important, but, if pursued only speculatively, transcendent and thereby dialectical use of reason, is the ideal of pure reason. Reason in this case does not, as with the psychological and the cosmological Ideas, begin from experience, and err by exaggerating its grounds, in striving to attain, if possible, the absolute completeness of their series. It rather totally breaks with experience, and from mere concepts of what constitutes the absolute completeness of a thing in general, consequently by means of the idea of a most perfect primal Being, it proceeds to determine the possibility and therefore the actuality of all other things. And so the mere presupposition of a Being, who is conceived not in the series of experience, yet for the purposes of experience—for the sake of comprehending its connexion, order, and unity—i.e., the idea [the notion of it], is more easily distinguished from the concept of the understanding here, than in the former cases. Hence we can easily expose the dialectical illusion which arises from our making the subjective conditions of our thinking objective conditions of objects themselves, and an hypothesis necessary for the satisfaction of our reason, a dogma. As the observations of the Critique on the pretensions of transcendental theology are intelligible, clear, and decisive, I have nothing more to add on the subject.

General Remark on the Transcendental Ideas.

§ 56.  The objects, which are given us by experience, are in many respects incomprehensible, and many questions, to which the law of nature leads us, when carried beyond a certain point (though quite conformably to the laws of nature), admit of no answer; as for example the question: why substances attract one another? But if we entirely quit nature, or in pursuing its combinations, exceed all possible experience, and so enter the realm of mere ideas, we cannot then say that the object is incomprehensible, and that the nature of things proposes to us insoluble problems. For we are not then concerned with nature or in general with given objects, but with concepts, which have their origin merely in our reason, and with mere creations of thought; and all the problems that arise from our notions of them must be solved, because of course reason can and must give a full account of its own procedure.38 As the psychological, cosmological, and theological Ideas are nothing but pure concepts of reason, which cannot be given in any experience, the questions which reason asks us about them are put to us not by the objects, but by mere maxims of our reason for the sake of its own satisfaction. They must all be capable of satisfactory answers, which is done by showing that they are principles which bring our use of the understanding into thorough agreement, completeness, and synthetical unity, and that they so far hold good of experience only, but of experience as a whole.

Although an absolute whole of experience is impossible, the idea of a whole of cognition according to principles must impart to our knowledge a peculiar kind of unity, that of a system, without which it is nothing but piecework, and cannot be used for proving the existence of a highest purpose (which can only be the general system of all purposes), I do not here refer only to the practical, but also to the highest purpose of the speculative use of reason.