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Renaissance in Italy, Volume 1 (of 7) / The Age of the Despots

Chapter 33: CHAPTER II.
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About This Book

A historical study traces the intellectual and political origins of the Renaissance in Italy, defining its spirit, timelines, and technological and cultural drivers. It surveys medieval antecedents, the rise of communes, the fragmentation into republics and despotisms, and the practices of mercenary warfare and princely courts. Detailed chapters examine the distinctive constitutional forms of cities such as Venice and Florence, Florentine historiography, and the ethos of Italian rulers and condottieri. The work concludes with close readings of political theorists, notably an analysis of The Prince and the moral consequences of power and statecraft for arts and letters.

[1] It is to Michelet that we owe these formulæ, which have passed into the language of history.

Thus by the discovery of the world is meant on the one hand the appropriation by civilized humanity of all corners of the habitable globe, and on the other the conquest by Science of all that we now know about the nature of the universe. In the discovery of man, again, it is possible to trace a twofold process. Man in his temporal relations, illustrated by Pagan antiquity, and man in his spiritual relations, illustrated by Biblical antiquity; these are the two regions, at first apparently distinct, afterwards found to be interpenetrative, which the critical and inquisitive genius of the Renaissance opened for investigation. In the former of these regions we find two agencies at work, art and scholarship. During the Middle Ages the plastic arts, like philosophy, had degenerated into barren and meaningless scholasticism—a frigid reproduction of lifeless forms copied technically and without inspiration from debased patterns. Pictures became symbolically connected with the religious feelings of the people, formulæ from which to deviate would be impious in the artist and confusing to the worshiper. Superstitious reverence bound the painter to copy the almond eyes and stiff joints of the saints whom he had adored from infancy; and, even had it been otherwise, he lacked the skill to imitate the natural forms he saw around him. But with the dawning of the Renaissance, a new spirit in the arts arose. Men began to conceive that the human body is noble in itself and worthy of patient study. The object of the artist then became to unite devotional feeling and respect for the sacred legend with the utmost beauty and the utmost fidelity of delineation. He studied from the nude; he drew the body in every posture; he composed drapery, invented attitudes, and adapted the action of his figures and the expression of his faces to the subject he had chosen. In a word, he humanized the altar-pieces and the cloister-frescoes upon which he worked. In this way the painters rose above the ancient symbols, and brought heaven down to earth. By drawing Madonna and her son like living human beings, by dramatizing the Christian history, they silently substituted the love of beauty and the interests of actual life for the principles of the Church. The saint or angel became an occasion for the display of physical perfection, and to introduce 'un bel corpo ignudo' into the composition was of more moment to them than to represent the macerations of the Magdalen. Men thus learned to look beyond the relique and the host, and to forget the dogma in the lovely forms which gave it expression. Finally, when the classics came to aid this work of progress, a new world of thought and fancy, divinely charming, wholly human, was revealed to their astonished eyes. Thus art, which had begun by humanizing the legends of the Church, diverted the attention of its students from the legend to the work of beauty, and lastly, severing itself from the religious tradition, became the exponent of the majesty and splendor of the human body. This final emancipation of art from ecclesiastical trammels culminated in the great age of Italian painting. Gazing at Michael Angelo's prophets in the Sistine Chapel, we are indeed in contact with ideas originally religious. But the treatment of these ideas is purely, broadly human, on a level with that of the sculpture of Pheidias. Titian's Virgin received into Heaven, soaring midway between the archangel who descends to crown her and the apostles who yearn to follow her, is far less a Madonna Assunta than the apotheosis of humanity conceived as a radiant mother. Throughout the picture there is nothing ascetic, nothing mystic, nothing devotional. Nor did the art of the Renaissance stop here. It went further, and plunged into Paganism. Sculptors and painters combined with architects to cut the arts loose from their connection with the Church by introducing a spirit and a sentiment alien to Christianity.

Through the instrumentality of art, and of all the ideas which art introduced into daily life, the Renaissance wrought for the modern world a real resurrection of the body, which, since the destruction of antique civilization, had lain swathed up in hair-shirts and cerements within the tomb of the mediæval cloister. It was scholarship which revealed to men the wealth of their own minds, the dignity of human thought, the value of human speculation, the importance of human life regarded as a thing apart from religious rules and dogmas. During the Middle Ages a few students had possessed the poems of Virgil and the prose of Boethius—and Virgil at Mantua, Boethius at Pavia, had actually been honored as saints—together with fragments of Lucan, Ovid, Statius, Juvenal, Cicero, and Horace. The Renaissance opened to the whole reading public the treasure-houses of Greek and Latin literature. At the same time the Bible in its original tongues was rediscovered. Mines of Oriental learning were laid bare for the students of the Jewish and Arabic traditions. The Aryan and Semitic revelations were for the first time subjected to something like a critical comparison. With unerring instinct the men of the Renaissance named the voluminous subject-matter of scholarship 'Litteræ Humaniores,'—the more human literature, or the literature that humanizes.

There are three stages in the history of scholarship during the Renaissance. The first is the age of passionate desire; Petrarch poring over a Homer he could not understand, and Boccaccio in his maturity learning Greek, in order that he might drink from the well-head of poetic inspiration, are the heroes of this period. They inspired the Italians with a thirst for antique culture. Next comes the age of acquisition and of libraries. Nicholas V., who founded the Vatican Library in 1453, Cosimo de Medici, who began the Medicean Collection a little earlier, and Poggio Bracciolini, who ransacked all the cities and convents of Europe for manuscripts, together with the teachers of Greek, who in the first half of the fifteenth century escaped from Constantinople with precious freights of classic literature, are the heroes of this second period. It was an age of accumulation, of uncritical and indiscriminate enthusiasm. Manuscripts were worshiped by these men, just as the reliques of Holy Land had been adored by their great-grandfathers. The eagerness of the Crusades was revived in this quest of the Holy Grail of ancient knowledge. Waifs and strays of Pagan authors were valued like precious gems, reveled in like odoriferous and gorgeous flowers, consulted like oracles of God, gazed on like the eyes of a beloved mistress. The good, the bad, and the indifferent received an almost equal homage. Criticism had not yet begun. The world was bent on gathering up its treasures, frantically bewailing the lost books of Livy, the lost songs of Sappho—absorbing to intoxication the strong wine of multitudinous thoughts and passions that kept pouring from those long-buried amphora of inspiration. What is most remarkable about this age of scholarship is the enthusiasm which pervaded all classes Italy for antique culture. Popes and princes, captains of adventure and peasants, noble ladies and the leaders of the demi-monde, alike became scholars. There is a story told by Infessura which illustrates the temper of the times with singular felicity. On the 18th of April 1485 a report circulated in Rome that some Lombard workmen had discovered a Roman sarcophagus while digging on the Appian Way. It was a marble tomb, engraved with the inscription, 'Julia, Daughter of Claudius,' and inside the coffer lay the body of a most beautiful girl of fifteen years, preserved by precious unguents from corruption and the injury of time. The bloom of youth was still upon her cheeks and lips; her eyes and mouth were half open; her long hair floated round her shoulders. She was instantly removed, so goes the legend, to the Capitol; and then began a procession of pilgrims from all the quarters of Rome to gaze upon this saint of the old Pagan world. In the eyes of those enthusiastic worshipers, her beauty was beyond imagination or description: she was far fairer than any woman of the modern age could hope to be. At last Innocent VIII. feared lest the orthodox faith should suffer by this new cult of a heathen corpse. Julia was buried secretly and at night by his direction, and naught remained in the Capitol but her empty marble coffin. The tale, as told by Infessura, is repeated in Matarazzo and in Nantiporto with slight variations. One says that the girl's hair was yellow, another that it was of the glossiest black. What foundation for the legend may really have existed need not here be questioned. Let us rather use the mythus as a parable of the ecstatic devotion which prompted the men of that age to discover a form of unimaginable beauty in the tomb of the classic world.[1]

[1] The most remarkable document regarding the body of Julia which has yet been published is a Latin letter, written by Bartholomæus Fontius to his friend Franciscus Saxethus, minutely describing her, with details which appear to prove that he had not only seen but handled the corpse. It is printed in Janitschek, Die Gesellschaft der R. in It.: Stuttgart, 1879, p. 120.

Then came the third age of scholarship—the age of the critics, philologers, and printers. What had been collected by Poggio and Aurispa had now to be explained by Ficino, Poliziano, and Erasmus. They began their task by digesting and arranging the contents of the libraries. There were then no short cuts to learning, no comprehensive lexicons, no dictionaries of antiquities, no carefully prepared thesauri of mythology and history. Each student had to hold in his brain the whole mass of classical erudition. The text and the canon of Homer, Plato, Aristotle, and the tragedians had to be decided. Greek type had to be struck. Florence, Venice, Basle, Lyons, and Paris groaned with printing presses. The Aldi, the Stephani, and Froben toiled by night and day, employing scores of scholars, men of supreme devotion and of mighty brain, whose work it was to ascertain the right reading of sentences, to accentuate, to punctuate, to commit to the press, and to place beyond the reach of monkish hatred or of envious time that everlasting solace of humanity which exists in the classics. All subsequent achievements in the field of scholarship sink into insignificance beside the labors of these men, who needed genius, enthusiasm, and the sympathy of Europe for the accomplishment of their titanic task. Virgil was printed in 1470, Homer in 1488, Aristotle in 1498, Plato in 1513. They then became the inalienable heritage of mankind. But what vigils, what anxious expenditure of thought, what agonies of doubt and expectation, were endured by those heroes of humanizing scholarship, whom we are apt to think of merely as pedants! Which of us now warms and thrills with emotion at hearing the name of Aldus Manutius, or of Henricus Stephanus, or of Johannes Froben? Yet this we surely ought to do; for to them we owe in a great measure the freedom of our spirit, our stores of intellectual enjoyment, our command of the past, our certainty of the future of human culture.

This third age in the history of the Renaissance Scholarship may be said to have reached its climax in Erasmus; for by this time Italy had handed on the torch of learning to the northern nations. The publication of his "Adagia" in 1500, marks the advent of a more critical and selective spirit, which from that date onward has been gradually gaining strength in the modern mind. Criticism, in the true sense of accurate testing and sifting, is one of the points which distinguish the moderns from the ancients; and criticism was developed by the process of assimilation, comparison, and appropriation, which was necessary in the growth of scholarship. The ultimate effect of this recovery of classic literature was, once and for all, to liberate the intellect. The modern world was brought into close contact with the free virility of the ancient world, and emancipated from the thralldom of unproved traditions. The force to judge and the desire to create were generated. The immediate result in the sixteenth century was an abrupt secession of the learned, not merely from monasticism, but also from the true spirit of Christianity. The minds of the Italians assimilated Paganism. In their hatred of mediæval ignorance, in their loathing of cowled and cloistered fools, they flew to an extreme, and affected the manner of an irrevocable past. This extravagance led of necessity to a reaction—in the north to Puritanism, in the south to what has been termed the Counter-Reformation effected under Spanish influences in the Latin Church. But Christianity, that most precious possession of the modern world, was never seriously imperiled by the classical enthusiasm of the Renaissance; nor, on the other hand, was the progressive emancipation of the reason materially retarded by the reaction it produced.

The transition at this point to the third branch in the discovery of man, the revelation to the consciousness of its own spiritual freedom, is natural. Not only did scholarship restore the classics and encourage literary criticism; it also restored the text of the Bible, and encouraged theological criticism. In the wake of theological freedom followed a free philosophy, no longer subject to the dogmas of the Church. To purge the Christian faith from false conceptions, to liberate the conscience from the tyranny of priests, and to interpret religion to the reason has been the work of the last centuries; nor is this work as yet by any means accomplished. On the one side Descartes and Bacon, Spinoza and Locke, are sons of the Renaissance, champions of new-found philosophical freedom; on the other side, Luther is a son of the Renaissance, the herald of new-found religious freedom. The whole movement of the Reformation is a phase in that accelerated action of the modern mind which at its commencement we call the Renaissance. It is a mistake to regard the Reformation as an isolated phenomenon or as a mere effort to restore the Church to purity. The Reformation exhibits in the region of religious thought and national politics what the Renaissance displays in the sphere of culture, art, and science—the recovered energy and freedom of the reason. We are too apt to treat of history in parcels, and to attempt to draw lessons from detached chapters in the biography of the human race. To observe the connection between the several stages of a progressive movement of the human spirit, and to recognize that the forces at work are still active, is the true philosophy of history.

The Reformation, like the revival of science and ofculture, had its mediæval anticipations and foreshadowings. The heretics whom the Church successfully combated in North Italy, France, and Bohemia were the precursors of Luther. The scholars prepared the way in the fifteenth century. Teachers of Hebrew, founders of Hebrew type—Reuchlin in Germany, Aleander in Paris, Von Hutten as a pamphleteer, and Erasmus as a humanist—contribute each a definite momentum. Luther, for his part, incarnates the spirit of revolt against tyrannical authority, urges the necessity of a return to the essential truth of Christianity, as distinguished from the idols of the Church, and asserts the right of the individual to judge, interpret, criticise, and construct opinion for himself. The veil which the Church had interposed between the human soul and God was broken down. The freedom of the conscience was established. Thus the principles involved in what we call the Reformation were momentous. Connected on the one side with scholarship and the study of texts, it opened the path for modern biblical criticism. Connected on the other side with the intolerance of mere authority it led to what has since been named rationalism—the attempt to reconcile the religious tradition with the reason, and to define the logical ideas that underlie the conceptions of the popular religious consciousness. Again, by promulgating the doctrine of personal freedom, and by connecting itself with national politics, the reformation was linked historically to the revolution. It was the Puritan Church in England stimulated by the patriotism of the Dutch Protestants, which established our constitutional liberty, and introduced in America the general principle of the equality of men. This high political abstraction, latent in Christianity, evolved by criticism, and promulgated as a gospel in the second half of the last century, was externalized in the French Revolution. The work that yet remains to be accomplished for the modern world is the organization of society in harmony with democratic principles.

Thus what the word Renaissance really means is new birth to liberty—the spirit of mankind recovering consciousness and the power of self-determination, recognizing the beauty of the outer world, and of the body through art, liberating the reason in science and the conscience in religion, restoring culture to the intelligence, and establishing the principle of political freedom. The Church was the schoolmaster of the Middle Ages. Culture was the humanizing and refining influence of the Renaissance. The problem for the present and the future is how through education to render knowledge accessible to all—to break down that barrier which in the Middle Ages was set between clerk and layman, and which in the intermediate period has arisen between the intelligent and ignorant classes. Whether the Utopia of a modern world, in which all men shall enjoy the same social, political, and intellectual advantages, be realized or not, we cannot doubt that the whole movement of humanity from the Renaissance onward has tended in this direction. To destroy the distinctions, mental and physical, which nature raises between individuals, and which constitute an actual hierarchy, will always be impossible. Yet it may happen that in the future no civilized man will lack the opportunity of being physically and mentally the best that God has made him.

It remains to speak of the instruments and mechanical inventions which aided the emancipation of the spirit in the modern age. Discovered over and over again, and offered at intervals to the human race at various times and on divers soils, no effective use was made of these material resources until the fifteenth century. The compass, discovered according to tradition by Gioja of Naples in 1302, was employed by Columbus for the voyage to America in 1492. The telescope, known to the Arabians in the Middle Ages, and described by Roger Bacon in 1250, helped Copernicus to prove the revolution of the earth in 1530, and Galileo to substantiate his theory of the planetary system. Printing, after numerous useless revelations to the world of its resources, became an art in 1438; and paper, which had long been known to the Chinese, was first made of cotton in Europe about 1000, and of rags in 1319. Gunpowder entered into use about 1320. As employed by the Genius of the Renaissance, each one of these inventions became a lever by means of which to move the world. Gunpowder revolutionized the art of war. The feudal castle, the armor of the Knight and his battle-horse, the prowess of one man against a hundred, and the pride of aristocratic cavalry trampling upon ill-armed militia, were annihilated by the flashes of the canon. Courage became more a moral than a physical quality. The victory was delivered to the brain of the general. Printing has established, as indestructible, all knowledge, and disseminated, as the common property of every one, all thought; while paper has made the work of printing cheap. Such reflections as these, however, are trite, and must occur to every mind. It is far more to the purpose to repeat that not the inventions, but the intelligence that used them, the conscious calculating spirit of the modern world, should rivet our attention when we direct it to the phenomena of the Renaissance.

In the work of the Renaissance all the great nations of Europe shared. But it must never be forgotten that as a matter of history the true Renaissance began in Italy. It was there that the essential qualities which distinguish the modern from the ancient and the mediæval world were developed. Italy created that new spiritual atmosphere of culture and of intellectual freedom which has been the life-breath of the European races. As the Jews are called the chosen and peculiar people of divine revelation, so may the Italians be called the chosen and peculiar vessels of the prophecy of the Renaissance. In art, in scholarship, in science, in the mediation between antique culture and the modern intellect, they took the lead, handing to Germany and France and England the restored humanities complete. Spain and England have since done more for the exploration and colonization of the world. Germany achieved the labor of the Reformation almost single-handed. France has collected, centralized, and diffused intelligence with irresistible energy. But if we return to the first origins of the Renaissance, we find that, at a time when the rest of Europe was inert, Italy had already begun to organize the various elements of the modern spirit, and to set the fashion whereby the other great nations should learn and live.

CHAPTER II.

ITALIAN HISTORY

The special Difficulties of this Subject—Apparent Confusion—Want of leading Motive—The Papacy—The Empire—The Republics—The Despots—The People—The Dismemberment of Italy—Two main Topics—The Rise of the Communes—Gothic Kingdom—Lombards—Franks—Germans—The Bishops—The Consuls—The Podestàs—Civil Wars—Despots—The Balance of Power—The Five Italian States—The Italians fail to achieve National Unity—The Causes of this Failure—Conditions under which it might have been achieved—A Republic—A Kingdom—A Confederation—A Tyranny—The Part played by the Papacy.

After a first glance into Italian history the student recoils as from a chaos of inscrutable confusion. To fix the moment of transition from ancient to modern civilization seems impossible. There is no formation of a new people, as in the case of Germany or France or England, to serve as starting-point. Differ as the Italian races do in their original type; Gauls, Ligurians, Etruscans, Umbrians, Latins, Iapygians, Greeks have been fused together beneath the stress of Roman rule into a nation that survives political mutations and the disasters of barbarian invasions. Goths, Lombards, and Franks blend successively with the masses of this complex population, and lose the outlines of their several personalities. The western Empire melts imperceptibly away. The Roman Church grows no less imperceptibly, and forms the Holy Roman Empire as the equivalent of its own spiritual greatness in the sphere of secular authority. These two institutions, the crowning monuments of Italian creative genius, dominate the Middle Ages, powerful as facts, but still more powerful as ideas. Yet neither of them controls the evolution of Italy in the same sense as France was controlled by the monarchical, and Germany by the federative, principle. The forces of the nation, divided and swayed from side to side by this commanding dualism, escaped both influences in so far as either Pope or Emperor strove to mold them into unity. Meanwhile the domination of Byzantine Greeks in the southern provinces, the kingdom of the Goths at Ravenna, the kingdom of the Lombards and Franks at Pavia, the incursions of Huns and Saracens, the kingdom of the Normans at Palermo, formed but accidents and moments in a national development which owed important modifications to each successive episode, but was not finally determined by any of them. When the Communes emerge into prominence, shaking off the supremacy of the Greeks in the South, vindicating their liberties against the Empire in the North, jealously guarding their independence from Papal encroachment in the center, they have already assumed shapes of marked distinctness and bewildering diversity. Venice, Milan, Genoa, Florence, Bologna, Siena, Perugia, Amalfi, Lucca, Pisa, to mention only a few of the more notable, are indiscriminately called Republics. Yet they differ in their internal type no less than in external conditions. Each wears from the first and preserves a physiognomy that justifies our thinking and speaking of the town as an incarnate entity. The cities of Italy, down to the very smallest, bear the attributes of individuals. The mutual attractions and repulsions that presided over their growth have given them specific qualities which they will never lose, which will be reflected in their architecture, in their customs, in their language, in their policy, as well as in the institutions of their government. We think of them involuntarily as persons, and reserve for them epithets that mark the permanence of their distinctive characters. To treat of them collectively is almost impossible. Each has its own biography, and plays a part of consequence in the great drama of the nation. Accordingly the study of Italian politics, Italian literature, Italian art, is really not the study of one national genius, but of a whole family of cognate geniuses, grouped together, conscious of affinity, obeying the same general conditions, but issuing in markedly divergent characteristics. Democracies, oligarchies, aristocracies spring into being by laws of natural selection within the limits of a single province. Every municipality has a separate nomenclature for its magistracies, a somewhat different method of distributing administrative functions. In one place there is a Doge appointed for life; in another the government is put into commission among officers elected for a period of months. Here we find a Patrician, a Senator, a Tribune; there Consuls, Rectors, Priors, Ancients, Buonuomini, Conservatori. At one period and in one city the Podestà seems paramount; across the border a Captain of the People or a Gonfaloniere di Giustizia is supreme. Vicars of the Empire, Exarchs, Catapans, Rectors for the Church, Legates, Commissaries, succeed each other with dazzling rapidity. Councils are multiplied and called by names that have their origin and meaning buried in the dust of archæology. Consigli del Popolo, Credenza, Consiglio del Comune, Senato, Gran Consiglio, Pratiche, Parlamenti, Monti, Consiglio de' Savi, Arti, Parte Guelfa, Consigli di Dieci, di Tre, I Nove, Gli Otto, I Cento—such are a few of the titles chosen at random from the constitutional records of different localities.

Not one is insignificant. Not one but indicates some moment of importance in the social evolution of the state. Not one but speaks of civil strife, whereby the burgh in question struggled into individuality and defined itself against its neighbor. Like fossils, in geological strata, these names survive long after their old uses have been forgotten, to guide the explorer in his reconstruction of a buried past. While one town appears to respect the feudal lordship of great families, another pronounces nobility to be a crime, and forces on its citizens the reality or the pretense of labor. Some recognize the supremacy of ecclesiastics. Others, like Venice, resist the least encroachment of the Church, and stand aloof from Roman Christianity in jealous isolation. The interests of one class are maritime, of another military, of a third industrial, of a fourth financial, of a fifth educational. Amalfi, Pisa, Genoa, and Venice depend for power upon their fleets and colonies; the little cities of Romagna and the March supply the Captains of adventure with recruits; Florence and Lucca live by manufacture; Milan by banking; Bologna, Padua, Vicenza, owe their wealth to students attracted by their universities. Foreign alliances or geographical affinities connect one center with the Empire of the East, a second with France, a third with Spain. The North is overshadowed by Germany; the South is disquieted by Islam. The types thus formed and thus discriminated are vital, and persist for centuries with the tenacity of physical growths. Each differentiation owes its origin to causes deeply rooted in the locality. The freedom and apparent waywardness of nature, when she sets about to form crystals of varying shapes and colors, that shall last and bear her stamp for ever, have governed their uprising and their progress to maturity. At the same time they exhibit the keen jealousies and mutual hatreds of rival families in the animal kingdom. Pisa destroys Amalfi; Genoa, Pisa; Venice, Genoa; with ruthless and remorseless egotism in the conflict of commercial interests. Florence enslaves Pisa because she needs a way to the sea. Siena and Perugia, upon their inland altitudes, consume themselves in brilliant but unavailing efforts to expand. Milan engulfs the lesser towns of Lombardy. Verona absorbs Padua and Treviso. Venice extends dominion over the Friuli and the Veronese conquests. Strife and covetousness reign from the Alps to the Ionian Sea. But it is a strife of living energies, the covetousness of impassioned and puissant units. Italy as a whole is almost invisible to the student by reason of the many-sided, combative, self-centered crowd of numberless Italian communities. Proximity foments hatred and stimulates hostility. Fiesole looks down and threatens Florence. Florence returns frown for frown, and does not rest till she has made her neighbor of the hills a slave. Perugia and Assissi turn the Umbrian plain into a wilderness of wolves by their recurrent warfare. Scowling at one another across the Valdichiana, Perugia rears a tower against Chiusi, and Chiusi builds her Becca Questa in responsive menace. The tiniest burgh upon the Arno receives from Dante, the poet of this internecine strife and fierce town-rivalry, its stigma of immortalizing satire and insulting epithet, for no apparent reason but that its dwellers dare to drink of the same water and to breathe the same air as Florence. It would seem as though the most ancient furies of antagonistic races, enchained and suspended for centuries by the magic of Rome, had been unloosed; as though the indigenous populations of Italy, tamed by antique culture, were reverting to their primal instincts, with all the discords and divisions introduced by the military system of the Lombards, the feudalism of the Franks, the alien institutions of the Germans, superadded to exasperate the passions of a nation blindly struggling against obstacles that block the channel of continuous progress. Nor is this the end of the perplexity. Not only are the cities at war with one another, but they are plunged in ceaseless strife within the circuit of their ramparts. The people with the nobles, the burghs with the castles, the plebeians with the burgher aristocracy, the men of commerce with the men of arms and ancient lineage, Guelfs and Ghibellines, clash together in persistent fury. One half the city expels the other half. The exiles roam abroad, cement alliances, and return to extirpate their conquerors. Fresh proscriptions and new expulsions follow. Again alliances are made and revolutions accomplished, till the ancient feuds of the towns are crossed, recrossed, and tangled in a web of madness that defies analysis. Through the medley of quarreling, divided, subdivided, and intertwisted factions, ride Emperors followed by their bands of knights, appearing for a season on vain quests, and withdrawing after they have tenfold confounded the confusion. Papal Legates drown the cities of the Church in blood, preach crusades, fulminate interdictions, rouse insurrections in the States that own allegiance to the Empire. Monks stir republican revivals in old cities that have lost their liberties, or assemble the populations of crime-maddened districts in aimless comedies of piety and false pacification, or lead them barefooted and intoxicated with shrill cries of 'Mercy' over plain and mountain. Princes of France, Kings of Bohemia and Hungary, march and countermarch from north to south and back again, form leagues, establish realms, head confederations, which melt like shapes we form from clouds to nothing. At one time the Pope and Emperor use Italy as the arena of a deadly duel, drawing the congregated forces of the nation into their dispute. At another they join hands to divide the spoil of ruined provinces. Great generals with armies at their backs start into being from apparent nothingness, dispute the sovereignty of Italy in bloodless battles, found ephemeral dynasties, and pass away like mists upon a mountain-side beneath a puff of wind. Conflict, ruin, desolation, anarchy are ever yielding place to concord, restoration, peace, prosperity, and then recurring with a mighty flood of violence. Construction, destruction, and reconstruction play their part in crises that have to be counted by the thousands.

In the mean time, from this hurricane of disorder rises the clear ideal of the national genius. Italy becomes self-conscious and attains the spiritual primacy of modern Europe. Art, Learning, Literature, State-craft, Philosophy, Science build a sacred and inviolable city of the soul amid the tumult of seven thousand revolutions, the dust and crash of falling cities, the tramplings of recurrent invasions, the infamies and outrages of tyrants and marauders who oppress the land. Unshaken by the storms that rage around it, this refuge of the spirit, raised by Italian poets, thinkers, artists, scholars, and discoverers, grows unceasingly in bulk and strength, until the younger nations take their place beneath its ample dome. Then, while yet the thing of wonder and of beauty stands in fresh perfection, at that supreme moment when Italy is tranquil and sufficient to fulfill the noblest mission for the world, we find her crushed and trampled under foot. Her tempestuous but splendid story closes in the calm of tyranny imposed by Spain.

Over this vertiginous abyss of history, where the memories of antique civilization blend with the growing impulses of modern life in an uninterrupted sequence of national consciousness; through this many-chambered laboratory of conflicting principles, where the ideals of the Middle Age are shaped, and laws are framed for Europe; across this wonder-land of waning and of waxing culture, where Goths, Greeks, Lombards, Franks, and Normans come to form themselves by contact with the ever-living soul of Rome; where Frenchmen, Spaniards, Swiss, and Germans at a later period battle for the richest prize in Europe, and learn by conquest from the conquered to be men; how shall we guide our course? If we follow the fortunes of the Church, and make the Papacy the thread on which the history of Italy shall hang, we gain the advantage of basing our narrative upon the most vital and continuous member of the body politic. But we are soon forced to lose sight of the Italians in the crowd of other Christian races. The history of the Church is cosmopolitan. The Sphere of the Papacy extends in all directions around Italy taken as a local center. Its influence, moreover, was invariably one of discord rather than of harmony within the boundaries of the peninsula. If we take the Empire as our standing-ground, we have to write the annals of a sustained struggle, in the course of which the Italian cities were successful, when they reduced the Emperor to the condition of an absentee with merely nominal privileges. After Frederick II. the Empire played no important part in Italy until its rights were reasserted by Charles V. upon the platform of modern politics. A power so external to the true life of the nation, so successfully resisted, so impotent to control the development of the Italians, cannot be chosen as the central point of their history. If we elect the Republics, we are met with another class of difficulties. The historian who makes the Commune his unit, who confines attention to the gradual development, reciprocal animosities, and final decadence of the republics, can hardly do justice to the Kingdom of the Two Sicilies and the Papacy, which occupy no less than half the country. Again, the great age of the Renaissance, when all the free burghs accepted the rule of despots, and when the genius of the Italians culminated, is for him a period of downfall and degradation. Besides, he leaves the history of the Italian people before the starting-point of the Republics unexplained. He has, at the close of their career, to account for the reason why these Communes, so powerful in self-development, so intelligent, so wealthy, and so capable of playing off the Pope against the Empire, failed to maintain their independence. In other words he selects one phase of Italian evolution, and writes a narrative that cannot but be partial. If we make the Despots our main point, we repeat the same error in a worse form. The Despotisms imply the Communes as their predecessors. Each and all of them grew up and flourished on the soil of decadent or tired Republics. Though they are all-important at one period of Italian history—the period of the present work—they do but form an episode in the great epic of the nation. He who attempts a general history of Italy from the point of view of the despotisms, is taking a single scene for the whole drama. Finally we might prefer the people—that people, instinctively and persistently faithful to Roman traditions, which absorbed into itself the successive hordes of barbarian invaders, civilized them, and adopted them as men of Italy; that people which destroyed the kingdoms of the Goths and Lombards humbled the Empire at Legnano, and evolved the Communes; that people which resisted alien feudalism, and spent its prime upon eradicating every trace of the repugnant system from its midst; that people which finally attained to the consciousness of national unity by the recovery of scholarship and culture under the dominion of despotic princes. This people is Italy. But the documents that should throw light upon the early annals of the people are deficient. It does not appear upon the scene before the reign of Otho I. Nor does it become supreme till after the Peace of Constance. Its biography is bound up with that of the republics and the despots. Before the date of their ascendency we have to deal with Bishops of Rome, Emperors of the East and West, Exarchs and Kings of Italy, the feudal Lords of the Marches, the Dukes and Counts of Lombard and Frankish rulers. Through that long period of incubation, when Italy freed herself from dependence upon Byzantium, created the Papacy and formed the second Roman Empire, the people exists only as a spirit resident in Roman towns and fostered by the Church, which effectually repelled all attempts at monarchical unity, playing the Lombards off against the Goths, the Franks against the Lombards, the Normans against the Greeks, merging the Italian Kingdom in the Empire when it became German, and resisting the Empire of its own creation when the towns at last were strong enough to stand alone. To speak about the people in this early period is, therefore, to invoke a myth; to write its history is the same as writing an ideal history of mediæval Europe.

The truth is that none of these standpoints in isolation suffices for the student of Italy. Her inner history is the history of social and intellectual progress evolving itself under the conditions of attraction and repulsion generated by the double ideas of Papacy and Empire. Political unity is everywhere and at all times imperiously rejected. The most varied constitutional forms are needed for the self-effectuation of a race that has no analogue in Europe. The theocracy of Rome, the monarchy of Naples, the aristocracy of Venice, the democracy of Florence, the tyranny of Milan are equally instrumental in elaborating the national genius that gave art, literature, and mental liberty to modern society. The struggles of city with city for supremacy or bare existence, the internecine wars of party against party, the never-ending clash of principles within the States, educated the people to multifarious and vivid energy. In the course of those long complicated contests, the chief centers acquired separate personalities, assumed the physiognomy of conscious freedom, and stamped the mark of their own spirit on their citizens. At the end of all discords, at the close of all catastrophes, we find in each of the great towns a population released from mental bondage and fitted to perform the work of intellectual emancipation for the rest of Europe. Thus the essential characteristic of Italy is diversity, controlled and harmonized by an ideal rhythm of progressive movement.[1] We who are mainly occupied in this book with the Italian genius as it expressed itself in society, scholarship, fine art, and literature, at its most brilliant period of renascence, may accept this fact of political dismemberment with acquiescence. It was to the variety of conditions offered by the Italian communities that we owe the unexampled richness of the mental life of Italy. Yet it is impossible to overlook the weakness inflicted on the people by those same conditions when the time came for Italy to try her strength against the nations of Europe.[2] It was then shown that the diversities which stimulated spiritual energy were a fatal source of national instability. The pride of the Italians in their local independence, their intolerance of unification under a single head, the jealousies that prevented them from forming a permanent confederation, rendered them incapable of coping with races which had yielded to the centripetal force of monarchy. If it is true that the unity of the nation under a kingdom founded at Pavia would have deprived the world of much that Italy has yielded in the sphere of thought and art, it is certainly not less true that such centralization alone could have averted the ruin of the sixteenth century which gives the aspect of a tragedy to each volume of my work on the Renaissance.

[1] See Guicciardini (Op. Ined. vol. i. p. 28) for an eloquent demonstration of the happiness, prosperity, and splendor conferred on the Italians by the independence of their several centers. He is arguing against Machiavelli's lamentation over their failure to achieve national unity.

[2] This was the point urged by Machiavelli, in the Principe, the Discorsi, and the Art of War. With keener political insight than Guicciardini, he perceived that the old felicity of Italy was about to fail her through the very independence of her local centers, which Guicciardini rightly recognized as the source of her unparalleled civilization and wealth. The one thing needful in the shock with France and Spain was unity.

Without seeking to attack the whole problem of Italian history, two main topics must be briefly discussed in the present chapter before entering on the proper matter of this work. The first relates to the growth of the Communes, which preceded, necessitated, and determined the despotisms of the fifteenth century. The second raises the question why Italian differs from any other national history, why the people failed to achieve unity either under a sovereign or in a powerful confederation. These two subjects of inquiry are closely connected and interdependent. They bring into play the several points that have been indicated as partially and imperfectly explanatory of the problem of Italy. But, since I have undertaken to write neither a constitutional nor a political history, but a history of culture at a certain epoch, it will be enough to treat of these two questions briefly, with the special view of showing under what conditions the civilization of the Renaissance came to maturity in numerous independent Communes, reduced at last by necessary laws of circumstance to tyranny; and how it was checked at the point of transition to its second phase of modern existence, by political weakness inseparable from the want of national coherence in the shock with mightier military races.

Modern Italian history may be said to begin with the retirement of Honorius to Ravenna and the subsequent foundation of Odoacer's Kingdom in 476. The Western Empire ended, and Rome was recognized as a Republic. When Zeno sent the Goths into Italy, Theodoric established himself at Ravenna, continued the institutions and usages of the ancient Empire, and sought by blending with the people to naturalize his alien authority. Rome was respected as the sacred city of ancient culture and civility. Her Consuls, appointed by the Senate, were confirmed in due course by the Greek Emperor; and Theodoric made himself the vicegerent of the Cæsars rather than an independent sovereign. When we criticise the Ostro-Gothic occupation by the light of subsequent history, it is clear that this exclusion of the capital from Theodoric's conquest and his veneration for the Eternal City were fatal to the unity of the Italian realm. From the moment that Rome was separated from the authority of the Italian Kings, there existed two powers in the Peninsula—the one secular, monarchical, with the military strength of the barbarians imposed upon its ancient municipal organization; the other ecclesiastical, pontifical, relying on the undefined ambitions of S. Peter's See and the unconquered instincts of the Roman people scattered through the still surviving cities.[1] Justinian, bent upon asserting his rights as the successor of the Cæsars, wrested Italy from the hands of the Goths; but scarcely was this revolution effected when Narses, the successor of Belisarius, called a new nation of barbarians to support his policy in Italy. Narses died before the advent of the Lombards; but they descended, in forces far more formidable than the Goths, and established a second kingdom at Pavia. Under the Lombard domination Rome was left untouched. Venice, with her population gathered from the ruins of the neighboring Roman cities, remained in quasi-subjection to the Empire of the East. Ravenna became a Greek garrison, ruling the Exarchate and Pentapolis under the name of the Byzantine Emperors. The western coast escaped the Lombard domination; for Genoa grew slowly into power upon her narrow cornice between hills and sea, while Pisa defied the barbarians intrenched in military stations at Fiesole and Lucca. In like manner the islands, Sicily, Sardinia, and Corsica, were detached from the Lombard Kingdom; and the maritime cities of Southern Italy, Bari, Naples, Amalfi, and Gaeta asserted independence under the shadow of the Greek ascendency. What the Lombards achieved in their conquest, and what they failed to accomplish, decided the future of Italy. They broke the country up into unequal blocks; for while the inland regions of the north obeyed Pavia, while the great duchies of Spoleto in the center and of Benevento in the south owned the nominal sway of Alboin's successors,[2] Venice and the Riviera, Pisa and the maritime republics of Apulia and Calabria, Ravenna and the islands, repelled their sovereignty. Rome remained inviolable beneath the ægis of her ancient prestige, and the decadent Empire of the East was too inert to check the freedom of the towns which recognized its titular supremacy.