WeRead Powered by ReaderPub
Some Principles of Maritime Strategy cover

Some Principles of Maritime Strategy

Chapter 32: CHAPTER TWO
Open in WeRead

Explore more books like this:

About This Book

The work offers a systematic theory of maritime strategy, opening with general theories of war and classifications such as offensive versus defensive and limited versus unlimited warfare. It then applies those concepts to naval affairs, defining command of the sea as the strategic object and examining fleet composition and principles of concentration and dispersal. The final section turns to operational practice, treating ways to secure or dispute command — obtaining a decision, blockade, fleet-in-being and minor counter-attacks — and methods for defending coasts, protecting and attacking trade, and supporting military expeditions.

Indeed we had no reason for preventing the enemy's concentration. It was our best chance of solving effectually the situation we have to confront. Our true policy was to secure permanent command by a great naval decision. So long as the enemy remained divided, no such decision could be expected. It was not, in fact, till he attempted his concentration, and its last stage had been reached, that the situation was in our hands. The intricate problem with which we had been struggling was simplified down to closing up our own concentration to the strategical centre off Ushant. But at the last stage the enemy could not face the formidable position we held. His concentration was stopped. Villeneuve fell back on Cadiz, and the problem began to assume for us something of its former intricacy. So long as we held the mass off Ushant which our great concentration had produced, we were safe from invasion. But that was not enough. It left the seas open to sporadic action from Spanish ports. There were convoys from the East and West Indies at hand, and there was our expedition in the Mediterranean in jeopardy, and another on the point of sailing from Cork. Neither Barham at the Admiralty nor Cornwallis in command off Ushant hesitated an hour. By a simultaneous induction they both decided the mass must be divided. The concentration must be opened out again, and it was done. Napoleon called the move an insigne betise, but it was the move that beat him, and must have beaten him, whatever the skill of his admirals, for the two squadrons never lost touch. He found himself caught in a situation from which there was nothing to hope. His fleet was neither concentrated for a decisive blow nor spread for sporadic action. He had merely simplified his enemy's problem. Our hold was surer than ever, and in a desperate attempt to extricate himself he was forced to expose his fleet to the final decision we required.

The whole campaign serves well to show what was understood by concentration at the end of the great naval wars. To Lord Barham and the able admirals who interpreted his plans it meant the possibility of massing at the right time and place. It meant, in close analogy to strategic deployment on land, the disposal of squadrons about a strategical centre from which fleets could condense for massed action in any required direction, and upon which they could fall back when unduly pressed. In this case the ultimate centre was the narrows of the Channel, where Napoleon's army lay ready to cross, but there was no massing there. So crude a distribution would have meant a purely defensive attitude. It would have meant waiting to be struck instead of seeking to strike, and such an attitude was arch-heresy to our old masters of war.

So far we have only considered concentration as applied to wars in which we have a preponderance of naval force, but the principles are at least equally valid when a coalition places us in inferiority. The leading case is the home campaign of 1782. It was strictly on defensive lines. Our information was that France and Spain intended to end the war with a great combined effort against our West Indian islands, and particularly Jamaica. It was recognised that the way to meet the threat was to concentrate for offensive action in the Caribbean Sea everything that was not absolutely needed for home defence. Instead, therefore, of trying to be strong enough to attempt the offensive in both areas, it was decided to make sure of the area that was most critical. To do this the home fleet had to be reduced so low relatively to what the enemy had in European waters that offence was out of the question.

While Rodney took the offensive area, Lord Howe was given the other. His task was to prevent the coalition obtaining such a command of home waters as would place our trade and coasts at their mercy, and it was not likely to prove a light one. We knew that the enemy's plan was to combine their attack on the West Indies with an attempt to control the North Sea, and possibly the Straits of Dover, with a Dutch squadron of twelve to fifteen of the line, while a combined Franco-Spanish fleet of at least forty sail would occupy the mouth of the Channel. It was also possible that these two forces would endeavour to form a junction. In any case the object of the joint operations would be to paralyse our trade and annoy our coasts, and thereby force us to neglect the West Indian area and the two Spanish objectives, Minorca and Gibraltar. All told we had only about thirty of the line on the home station, and though a large proportion of these were three-deckers, a good many could not be ready for sea till the summer.

Inferior as was the available force, there was no thought of a purely passive defence. It would not meet the case. Something must be done to interfere with the offensive operations of the allies in the West Indies and against Gibraltar, or they would attain the object of their home campaign. It was resolved to effect this by minor counterstrokes on their line of communications to the utmost limit of our defensive reach. It would mean a considerable stretch of our concentration, but we were determined to do what we could to prevent reinforcements from reaching the West Indies from Brest, to intercept French trade as occasion offered, and, finally, at almost any risk to relieve Gibraltar.

In these conditions the defensive concentration was based on a central mass or reserve at Spithead, a squadron in the Downs to watch the Texel for the safety of the North Sea trade, and another to the westward to watch Brest and interrupt its transatlantic communications. Kempenfelt in command of the latter squadron had just shown what could be done by his great exploit of capturing Guichen's convoy of military and naval stores for the West Indies. Early in the spring he was relieved by Barrington, who sailed on April 5th to resume the Ushant position. His instructions were not to fight a superior enemy unless in favourable circumstances, but to retire on Spithead. He was away three weeks, and returned with a French East India convoy with troops and stores, and two of the ships of-the-line which formed its escort.

Up to this time there had been no immediate sign of the great movement from the south. The Franco-Spanish fleet which had assembled at Cadiz was occupied ineffectually in trying to stop small reliefs reaching Gibraltar and in covering their own homeward-bound trade. The Dutch, however, were becoming active, and the season was approaching for our Baltic trade to come home. Ross in the North Sea had but four of the line to watch the Texel, and was in no position to deal with the danger. Accordingly early in May the weight of the home concentration was thrown into the North Sea. On the 10th Howe sailed with Barrington and the bulk of the fleet to join Ross in the Downs, while Kempenfelt again took the Ushant position. Only about half the Brest Squadron had gone down to join the Spaniards at Cadiz, and he was told his first duty was to intercept the rest if it put to sea, but, as in Barrington's instructions, if he met a superior squadron he was to retire up Channel under the English coast and join hands with Howe. In spite of the fact that influenza was now raging in the fleet, he succeeded in holding the French inactive. Howe with the same difficulty to face was equally successful. The Dutch had put to sea, but returned immediately they knew of his movement, and cruising off the Texel, he held them there, and kept complete command of the North Sea till our Baltic trade was safe home.

By the end of May it was done, and as our intelligence indicated that the great movement from Cadiz was at last about to begin, Howe, to whom a certain discretion had been left, decided it was time to shift the weight to his other wing and close on Kempenfelt. The Government, however, seemed to think that he ought to be able to use his position for offensive operations against Dutch trade, but in the admiral's opinion this was to lose hold of the design and sacrifice cohesion too much to reach. He informed them that he had not deemed it advisable to make detachments from his squadron against the trade, "not knowing how suddenly there might be a call, for the greater part of it at least, to the westward." In accordance, therefore, with his general instructions he left with Ross a strong squadron of nine of the line, sufficient to hold in check, and even "to take and destroy," the comparatively weak ships of the Dutch, and with the rest returned to the westward.13 His intention was to proceed with all possible expedition to join Kempenfelt on the coast of France, but this, owing to the ravages of the influenza, he was unable to do. Kempenfelt was forced to come in, and on June 5th the junction was made at Spithead.

For three weeks, so severe was the epidemic, they could not move. Then came news that the Cadiz fleet under Langara had sailed the day Howe had reached Spithead, and he resolved to make a dash with every ship fit to put to sea to cut it off from Brest. He was too late. Before he could get into position the junction between Langara and the Brest squadron was made, and in their full force the allies had occupied the mouth of the Channel. With the addition of the Brest ships the combined fleet numbered forty of the line, while all Howe could muster was twenty-two, but amongst them were seven three-deckers and three eighties, and he would soon be reinforced. Three of Ross's smallest ships were recalled, and five others were nearly ready, but for these Howe could not wait. The homeward-bound Jamaica convoy was at hand, and at all hazards it must be saved.

What was to be done? So soon as he sighted the enemy he realised that a successful action was out of the question. Early in the morning of July 12th, "being fifteen leagues S.S.E. from Scilly," Langara with thirty-six of the line was seen to the westward. "As soon," wrote Howe, "as their force had been ascertained, I thought proper to avoid coming to battle with them as then circumstanced, and therefore steered to the north to pass between Scilly and the Land's End. My purpose therein was to get to the westward of the enemy, both for protecting the Jamaica convoy and to gain the advantage of situation for bringing them to action which the difference in our numbers renders desirable."

By a most brilliant effort of seamanship the dangerous movement was effected safely that night, and it proved an entire success. Till Howe was met with and defeated, the allies would not venture into the Channel, and his unprecedented feat had effectually thrown them off. Assuming apparently that he must have passed round their rear to seaward, they sought him to the southward, and there for a month beat up and down in ineffective search. Meanwhile Howe, sending his cruisers ahead to the convoy's rendezvous off the south-west coast of Iceland, had taken his whole fleet about two hundred miles west of the Skelligs to meet it. Northerly winds prevented his reaching the right latitude in time, but it mattered little. The convoy passed in between him and the south of Ireland, and as the enemy had taken a cast down to Ushant, it was able to enter the Channel in safety without sighting an enemy's sail. Ignorant of what had happened, Howe cruised for a week practising the ships "in connected movements so particularly necessary on the present occasion." Then with his fleet in fine condition to carry out preventive tactics in accordance with Kempenfelt's well-known exposition,14 he returned to seek the enemy to the eastward, in order to try to draw them from their station at Scilly and open the Channel. On his way he learnt the convoy had passed in, and with this anxiety off his mind he bore up for the Lizard, where his reinforcements were awaiting him. There he found the Channel was free. From lack of supplies the enemy had been forced to retire to port, and he returned to Spithead to make preparations for the relief of Gibraltar. While this work was going on, the North Sea squadron was again strengthened that it might resume the blockade of the Texel and cover the arrival of the autumn convoys from the Baltic. It was done with complete success. Not a single ship fell into the enemy's hands, and the campaign, and indeed the war, ended by Howe taking the mass of his force down to Gibraltar and performing his remarkable feat of relieving it in the face of the Spanish squadron. For the power and reach of a well-designed concentration there can be no finer example.

If, now, we seek from the above and similar examples for principles to serve as a guide between concentration and division we shall find, firstly, this one. The degree of division we shall require is in proportion to the number of naval ports from which the enemy can act against our maritime interests and to the extent of coastline along which they are spread. It is a principle which springs from the soul of our old tradition that we must always seek, not merely to prevent the enemy striking at our heart, but also to strike him the moment he attempts to do anything. We must make of his every attempt an opportunity for a counterstroke. The distribution this aim entailed varied greatly with different enemies. In our wars with France, and particularly when Spain and Holland were in alliance with her, the number of the ports to be dealt with was very considerable and their distribution very wide. In our wars with the Dutch alone, on the other hand, the number and distribution were comparatively small, and in this case our concentration was always close.

This measure of distribution, however, will never stand alone. Concentration will not depend solely upon the number and position of the enemy's naval ports. It will be modified by the extent to which the lines of operation starting from those ports traverse our own home waters. The reason is plain. Whatever the enemy opposed to us, and whatever the nature of the war, we must always keep a fleet at home. In any circumstances it is essential for the defence of our home trade terminals, and it is essential as a central reserve from which divisions can be thrown off to reinforce distant terminals and to seize opportunities for counterstrokes. It is "the mainspring," as Lord Barham put it, "from which all offensive operations must proceed." This squadron, then, being permanent and fixed as the foundation of our whole system, it is clear that if, as in the case of the French wars, the enemy's lines of operation do not traverse our home waters, close concentration upon it will not serve our turn. If, on the other hand, as in the case of the Dutch wars, the lines do traverse home waters, a home concentration is all that is required. Our division will then be measured by the amount of our surplus strength, and by the extent to which we feel able to detach squadrons for offensive action against the enemy's distant maritime interests without prejudicing our hold on the home terminals of his lines of operation and our power of striking directly he moves. These remarks apply, of course, to the main fleet operations. If such an enemy has distant colonial bases from which he can annoy our trade, minor concentrations must naturally be arranged in those areas.

Next we have to note that where the enemy's squadrons are widely distributed in numerous bases, we cannot always simplify the problem by leaving some of them open so as to entice him to concentrate and reduce the number of ports to be watched. For if we do this, we leave the unwatched squadrons free for sporadic action. Unless we are sure he intends to concentrate with a view to a decisive action, our only means of simplifying the situation is to watch every port closely enough to interfere effectually with sporadic action. Then, sporadic action being denied him, the enemy must either do nothing or concentrate.

The next principle is flexibility. Concentration should be so arranged that any two parts may freely cohere, and that all parts may quickly condense into a mass at any point in the area of concentration. The object of holding back from forming the mass is to deny the enemy knowledge of our actual distribution or its intention at any given moment, and at the same time to ensure that it will be adjusted to meet any dangerous movement that is open to him. Further than this our aim should be not merely to prevent any part being overpowered by a superior force, but to regard every detached squadron as a trap to lure the enemy to destruction. The ideal concentration, in short, is an appearance of weakness that covers a reality of strength.


PART THREE


CONDUCT
OF
NAVAL WAR


CHAPTER ONE


INTRODUCTORY


I. INHERENT DIFFERENCES IN THE
CONDITIONS OF WAR ON LAND AND ON SEA

Before attempting to apply the foregoing general principles in a definite manner to the conduct of naval war, it is necessary to clear the ground of certain obstacles to right judgment. The gradual elucidation of the theory of war, it must be remembered, has been almost entirely the work of soldiers, but so admirable is the work they have done, and so philosophical the method they have adopted, that a very natural tendency has arisen to assume that their broad-based conclusions are of universal application. That the leading lines which they have charted are in a certain sense those which must govern all strategy no one will deny. They are the real pioneers, and their methods must be in the main our methods, but what we have to remember is that the country we have to travel is radically different from that in which they acquired their skill.

A moment's consideration will reveal how far-reaching the differences are. Let us ask ourselves what are the main ideas around which all the military lore turns. It may be taken broadly that the general principles are three in number. Firstly, there is the idea of concentration of force, that is, the idea of overthrowing the enemy's main strength by bringing to bear upon it the utmost accumulation of weight and energy within your means; secondly, there is the idea that strategy is mainly a question of definite lines of communication; and thirdly, there is the idea of concentration of effort, which means keeping a single eye on the force you wish to overthrow without regard to ulterior objects. Now if we examine the conditions which give these principles so firm a footing on land, we shall find that in all three cases they differ at sea, and differ materially.

Take the first, which, in spite of all the deductions we have to make from it in the case of limited wars, is the dominating one. The pithy maxim which expresses its essence is that our primary objective is the enemy's main force. In current naval literature the maxim is applied to the sea in some such form as this: "The primary object of our battle-fleet is to seek out and destroy that of the enemy." On the surface nothing could look sounder, but what are the conditions which underlie the one and the other?

The practical value of the military maxim is based upon the fact that in land warfare it is always theoretically possible to strike at your enemy's army, that is, if you have the strength and spirit to overcome the obstacles and face the risks. But at sea this is not so. In naval warfare we have a far-reaching fact which is entirely unknown on land. It is simply this—that it is possible for your enemy to remove his fleet from the board altogether. He may withdraw it into a defended port, where it is absolutely out of your reach without the assistance of an army. No amount of naval force, and no amount of offensive spirit, can avail you. The result is that in naval warfare an embarrassing dilemma tends to assert itself. If you are in a superiority that justifies a vigorous offensive and prompts you to seek out your enemy with a view to a decision, the chances are you will find him in a position where you cannot touch him. Your offence is arrested, and you find yourself in what, at least theoretically, is the weakest general position known to war.

This was one of our earliest discoveries in strategy. It followed indeed immediately and inevitably upon our discovery that the most drastic way of making war was to concentrate every effort on the enemy's armed forces. In dealing with the theory of war in general a caveat has already been entered against the too common assumption that this method was an invention of Napoleon's or Frederick's, or that it was a foreign importation at all. In the view at least of our own military historians the idea was born in our Civil Wars with Cromwell and the New Model Army. It was the conspicuous feature that distinguished our Civil War from all previous wars of modern times. So astonishing was its success—as foreign observers remarked—that it was naturally applied by our soldier-admirals at sea so soon as war broke out with the Dutch. Whatever may be the claims of the Cromwellian soldiers to have invented for land warfare what is regarded abroad as the chief characteristic of the Napoleonic method, it is beyond doubt that they deserve the credit of it at sea. All three Dutch wars had a commercial object, and yet after the first campaign the general idea never was to make the enemy's commerce a primary objective. That place was occupied throughout by their battle-fleets, and under Monk and Rupert at least those objectives were pursued with a singleness of purpose and a persistent vehemence that was entirely Napoleonic.

But in the later stages of the struggle, when we began to gain a preponderance, it was found that the method ceased to work. The attempt to seek the enemy with a view to a decisive action was again and again frustrated by his retiring to his own coasts, where either we could not reach him or his facilities for retreat made a decisive result impossible. He assumed, in fact, a defensive attitude with which we were powerless to deal, and in the true spirit of defence he sprang out from time to time to deal us a counterstroke as he saw his opportunity.

It was soon perceived that the only way of dealing with this attitude was to adopt some means of forcing the enemy to sea and compelling him to expose himself to the decision we sought. The most cogent means at hand was to threaten his commerce. Instead, therefore, of attempting to seek out his fleet directly, our own would sit upon the fairway of his homeward-bound trade, either on the Dogger Bank or elsewhere, thereby setting up a situation which it was hoped would cost him either his trade or his battle-fleet, or possibly both. Thus in spite of the fact that with our increasing preponderance our preoccupation with the idea of battle decision had become stronger than ever, we found ourselves forced to fall back upon subsidiary operations of an ulterior strategical character. It is a curious paradox, but it is one that seems inherent in the special feature of naval war, which permits the armed force to be removed from the board altogether.

The second distinguishing characteristic of naval warfare which relates to the communication idea is not so well marked, but it is scarcely less important. It will be recalled that this characteristic is concerned with lines of communication in so far as they tend to determine lines of operation. It is a simple question of roads and obstacles. In land warfare we can determine with some precision the limits and direction of our enemy's possible movements. We know that they must be determined mainly by roads and obstacles. But afloat neither roads nor obstacles exist. There is nothing of the kind on the face of the sea to assist us in locating him and determining his movements. True it is that in sailing days his movements were to some extent limited by prevailing winds and by the elimination of impossible courses, but with steam even these determinants have gone, and there is practically nothing to limit the freedom of his movement except the exigencies of fuel. Consequently in seeking to strike our enemy the liability to miss him is much greater at sea than on land, and the chances of being eluded by the enemy whom we are seeking to bring to battle become so serious a check upon our offensive action as to compel us to handle the maxim of "Seeking out the enemy's fleet" with caution.

The difficulty obtruded itself from the moment the idea was born. It may be traced back—so far at least as modern warfare is concerned—to Sir Francis Drake's famous appreciation in the year of the Armada. This memorable despatch was written when an acute difference of opinion had arisen as to whether it were better to hold our fleet back in home waters or to send it forward to the coast of Spain. The enemy's objective was very uncertain. We could not tell whether the blow was to fall in the Channel or Ireland or Scotland, and the situation was complicated by a Spanish army of invasion ready to cross from the Flemish coast, and the possibility of combined action by the Guises from France. Drake was for solving the problem by taking station off the Armada's port of departure, and fully aware of the risk such a move entailed, he fortified his purely strategical reasons with moral considerations of the highest moment. But the Government was unconvinced, not as is usually assumed out of sheer pusillanimity and lack of strategical insight, but because the chances of Drake's missing contact were too great if the Armada should sail before our own fleet could get into position.

Our third elementary principle is the idea of concentration of effort, and the third characteristic of naval warfare which clashes with it is that over and above the duty of winning battles, fleets are charged with the duty of protecting commerce. In land warfare, at least since laying waste an undefended part of your enemy's country ceased to be a recognised strategical operation, there is no corresponding deflection of purely military operations. It is idle for purists to tell us that the deflection of commerce protection should not be permitted to turn us from our main purpose. We have to do with the hard facts of war, and experience tells us that for economic reasons alone, apart from the pressure of public opinion, no one has ever found it possible to ignore the deflection entirely. So vital indeed is financial vigour in war, that more often than not the maintenance of the flow of trade has been felt as a paramount consideration. Even in the best days of our Dutch wars, when the whole plan was based on ignoring the enemy's commerce as an objective, we found ourselves at times forced to protect our own trade with seriously disturbing results.

Nor is it more profitable to declare that the only sound way to protect your commerce is to destroy the enemy's fleet. As an enunciation of a principle it is a truism—no one would dispute it. As a canon of practical strategy, it is untrue; for here our first deflection again asserts itself. What are you to do if the enemy refuses to permit you to destroy his fleets? You cannot leave your trade exposed to squadronal or cruiser raids while you await your opportunity, and the more you concentrate your force and efforts to secure the desired decision, the more you will expose your trade to sporadic attack. The result is that you are not always free to adopt the plan which is best calculated to bring your enemy to a decision. You may find yourself compelled to occupy, not the best positions, but those which will give a fair chance of getting contact in favourable conditions, and at the same time afford reasonable cover for your trade. Hence the maxim that the enemy's coast should be our frontier. It is not a purely military maxim like that for seeking out the enemy's fleet, though the two are often used as though they were interchangeable. Our usual positions on the enemy's coast were dictated quite as much by the exigencies of commerce protection as by primary strategical reasons. To maintain a rigorous watch close off the enemy's ports was never the likeliest way to bring him to decisive action—we have Nelson's well-known declaration on the point—but it was the best way, and often the only way, to keep the sea clear for the passage of our own trade and for the operations of our cruisers against that of the enemy.

For the present these all-important points need not be elaborated further. As we proceed to deal with the methods of naval warfare they will gather force and lucidity. Enough has been said to mark the shoals and warn us that, admirably constructed as is the craft which the military strategists have provided for our use, we must be careful with our navigation.

But before proceeding further it is necessary to simplify what lies before us by endeavouring to group the complex variety of naval operations into manageable shape.

II. TYPICAL FORMS OF NAVAL OPERATIONS

In the conduct of naval war all operations will be found to relate to two broad classes of object. The one is to obtain or dispute the command of the sea, and the other to exercise such control of communications as we have, whether the complete command has been secured or not.

It was on the logical and practical distinction between these two kinds of naval object, as we have seen, that the constitution of fleets was based in the fulness of the sailing period, when maritime wars were nearly incessant and were shaping the existing distribution of power in the world. During that period at any rate the dual conception lay at the root of naval methods and naval policy, and as it is also the logical outcome of the theory of war, we may safely take it as the basis of our analysis of the conduct of naval operations.

Practically, of course, we can seldom assert categorically that any operation of war has but one clearly defined object. A battle-squadron whose primary function was to secure command was often so placed as to enable it to exercise control; and, vice versa, cruiser lines intended primarily to exercise control upon the trade routes were regarded as outposts of the battle-fleet to give it warning of the movements of hostile squadrons. Thus Cornwallis during his blockade of Brest had sometimes to loosen his hold in order to cover the arrival of convoys against raiding squadrons; and thus also when Nelson was asked by Lord Barham for his views on cruiser patrol lines, he expressed himself as follows: "Ships on this service would not only prevent the depredations of privateers, but be in the way to watch any squadron of the enemy should they pass on their track.... Therefore intelligence will be quickly conveyed, and the enemy never, I think, lost sight of."15 Instructions in this sense were issued by Lord Barham to the commodores concerned. In both cases, it will be seen, the two classes of operation overlapped. Still for purposes of analysis the distinction holds good, and is valuable for obtaining a clear view of the field.

Take, first, the methods of securing command, by which we mean putting it out of the enemy's power to use effectually the common communications or materially to interfere with our use of them. We find the means employed were two: decision by battle, and blockade. Of the two, the first was the less frequently attainable, but it was the one the British service always preferred. It was only natural that it should be so, seeing that our normal position was one of preponderance over our enemy, and so long as the policy of preponderance is maintained, the chances are the preference will also be maintained.

But further than this, the idea seems to be rooted in the oldest traditions of the Royal Navy. As we have seen, the conviction of the sea service that war is primarily a question of battles, and that battles once joined on anything like equal terms must be pressed to the last gasp, is one that has had nothing to learn from more recent continental discoveries. The Cromwellian admirals handed down to us the memory of battles lasting three, and even four, days. Their creed is enshrined in the robust article of war under which Byng and Calder were condemned; and in the apotheosis of Nelson the service has deified the battle idea.

It is true there were periods when the idea seemed to have lost its colour, but nevertheless it is so firmly embedded in the British conception of naval warfare, that there would be nothing left to say but for the unavoidable modification with which we have to temper the doctrine of overthrow. "Use that means," said its best-known advocate, "when you can and when you must." Devoutly as we may hold the battle faith, it is not always possible or wise to act upon it. If we are strong, we press to the issue of battle when we can. If we are weak, we do not accept the issue unless we must. If circumstances are advantageous to us, we are not always able to effect a decision; and if they are disadvantageous, we are not always obliged to fight. Hence we find the apparently simple doctrine of the battle was almost always entangled in two of the most difficult problems that beset our old admirals. The most thorny questions they had to decide were these. In the normal case of strength, it was not how to defeat the enemy, but how to bring him to action; and in casual cases of temporary weakness, it was not how to sell your life dearly, but how to maintain the fleet actively on the defensive so as at once to deny the enemy the decision he sought and to prevent his attaining his ulterior object.

From these considerations it follows that we are able to group all naval operations in some such way as this. Firstly, on the only assumption we can permit ourselves, namely, that we start with a preponderance of force or advantage, we adopt methods for securing command. These methods, again, fall under two heads. Firstly, there are operations for securing a decision by battle, under which head, as has been explained, we shall be chiefly concerned with methods of bringing an unwilling enemy to action, and with the value to that end of the maxim of "Seeking out the enemy's fleet." Secondly, there are the operations which become necessary when no decision is obtainable and our war plan demands the immediate control of communications. Under this head it will be convenient to treat all forms of blockade, whether military or commercial, although, as we shall see, certain forms of military, and even commercial, blockade are primarily concerned with forcing the enemy to a decision.

Our second main group covers operations to which we have to resort when our relative strength is not adequate for either class of operations to secure command. In these conditions we have to content ourselves with endeavouring to hold the command in dispute; that is, we endeavour by active defensive operations to prevent the enemy either securing or exercising control for the objects he has in view. Such are the operations which are connoted by the true conception of "A fleet in being." Under this head also should fall those new forms of minor counter-attack which have entered the field of strategy since the introduction of the mobile torpedo and offensive mining.

In the third main group we have to deal with the methods of exercising control of passage and communication. These operations vary in character according to the several purposes for which the control is desired, and they will be found to take one of three general forms. Firstly, the control of the lines of passage of an invading army; secondly, the control of trade routes and trade terminals for the attack and defence of commerce; and thirdly, the control of passage and communication for our own oversea expeditions, and the control of their objective area for the active support of their operations.

For clearness we may summarise the whole in tabulated analysis, thus:—

1. Methods of securing command:

(a) By obtaining a decision.

(b) By blockade.

2. Methods of disputing command:

(a) Principle of "the fleet in being."

(b) Minor counter-attacks.

3. Methods of exercising command:

(a) Defence against invasion.

(b) Attack and defence of commerce.

(c) Attack, defence, and support of military expeditions.


CHAPTER TWO


METHODS OF
SECURING COMMAND


I. ON OBTAINING A DECISION

Whatever the nature of the war in which we are engaged, whether it be limited or unlimited, permanent and general command of the sea is the condition of ultimate success. The only way of securing such a command by naval means is to obtain a decision by battle against the enemy's fleet. Sooner or later it must be done, and the sooner the better. That was the old British creed. It is still our creed, and needs no labouring. No one will dispute it, no one will care even to discuss it, and we pass with confidence to the conclusion that the first business of our fleet is to seek out the enemy's fleet and destroy it.

No maxim can so well embody the British spirit of making war upon the sea, and nothing must be permitted to breathe on that spirit. To examine its claim to be the logical conclusion of our theory of war will even be held dangerous, yet nothing is so dangerous in the study of war as to permit maxims to become a substitute for judgment. Let us examine its credentials, and as a first step put it to the test of the two most modern instances.

Both of them, it must be noted, were instances of Limited War, the most usual form of our own activities, and indeed the only one to which our war organisation, with its essential preponderance of the naval element, has ever been really adapted. The first instance is the Spanish-American War, and the second that between Russia and Japan.

In the former case the Americans took up arms in order to liberate Cuba from Spanish domination—a strictly limited object. There is no evidence that the nature of the war was ever clearly formulated by either side, but in just conformity with the general political conditions the American war plan aimed at opening with a movement to secure the territorial object. At the earliest possible moment they intended to establish themselves in the west of Cuba in support of the Colonial insurgents. Everything depended on the initiative being seized with decision and rapidity. Its moral and physical importance justified the utmost risk, and such was the conformation of the sea which the American army had to pass, that a strictly defensive or covering attitude with their fleet could reduce the risk almost to security. Yet so unwisely dominated were the Americans by recently rediscovered maxims, that when on the eve of executing the vital movement they heard a Spanish squadron was crossing the Atlantic, their own covering force was diverted from its defensive position and sent away to "seek out the enemy's fleet and destroy it."

Puerto Rico was the most obvious point at which to seek it, and thither Admiral Sampson was permitted to go, regardless of the elementary truth that in such cases what is obvious to you is also usually obvious to your enemy. The result was that not only did the Americans fail to get contact, but they also uncovered their own army's line of passage and paralysed the initial movement. In the end it was only pure chance that permitted them to retrieve the mistake they had made. Had the Spanish squadron put into a Cuban port in railway communication with the main Royalist army, such as Cienfuegos or Havana, instead of hurrying into Santiago, the whole campaign must have been lost. "It appears now," wrote Admiral Mahan, in his Lessons of the War with Spain, "not only that the eastward voyage of our Havana division was unfortunate, but it should have been seen beforehand to be a mistake, because inconsistent with a well and generally accepted principle of war, the non-observance of which was not commanded by the conditions. The principle is that which condemns eccentric movements. By the disregard of rule in this case we uncovered both Havana and Cienfuegos, which it was our object to close to the enemy's division."

Whether or not we regard Admiral Mahan's exposition of the error as penetrating to the real principle that was violated, the movement was in fact not only eccentric, but unnecessary. Had the Americans been content to keep their fleet concentrated in its true defensive position, not only would they have covered their army's line of passage and their blockade of the territorial objective, but they would have had a far better chance of bringing the Spaniards to action. The Spaniards were bound to come to them or remain outside the theatre of operations where they could in no way affect the issue of the war except adversely to themselves by sapping the spirit of their own Cuban garrison. It is a clear case of the letter killing the spirit, of an attractive maxim being permitted to shut the door upon judgment. Strategical offence in this case was not the best defence. "Seeking out the enemy's fleet" was almost bound to end in a blow in the air, which not only would fail to gain any offensive result, but would sacrifice the main defensive plank in the American war plan upon which their offensive relied for success. To stigmatise such a movement as merely eccentric is to pass very lenient censure.

In the Russo-Japanese War we have a converse case, in which judgment kept the aphorism silent. It is true that during the earlier stage of the naval operations the Japanese did in a sense seek out the enemy's fleet, in so far as they advanced their base close to Port Arthur; but this was done, not with any fixed intention of destroying the Russian fleet—there was small hope of that at sea—but rather because by no other means could they cover the army's lines of passage, which it was the function of the fleet to secure, the true offensive operations being on land. Never except once, under express orders from Tokio, did either Admiral Togo or Admiral Kamimura press offensive movements in such a way as to jeopardise the preventive duty with which the war plan charged them. Still less in the later stage, when everything depended on the destruction of the Baltic fleet, did Admiral Togo "seek it out." He was content, as the Americans should have been content, to have set up such a situation that the enemy must come and break it down if they were to affect the issue of the war. So he waited on the defensive, assured his enemy must come to him, and thereby he rendered it, as certain as war can be, that when the moment for the tactical offensive came his blow should be sure and sudden, in overwhelming strength of concentration, and decisive beyond all precedent.

Clearly, then, the maxim of "seeking out" for all its moral exhilaration, for all its value as an expression of high and sound naval spirit, must not be permitted to displace well-reasoned judgment. Trusty servant as it is, it will make a bad master, as the Americans found to their serious jeopardy. Yet we feel instinctively that it expresses, as no other aphorism does, the secret of British success at sea. We cannot do without it; we cannot do with it in its nakedness. Let us endeavour to clothe it with its real meaning, with the true principles that it connotes. Let us endeavour to determine the stuff that it is made of, and for this purpose there is no better way than to trace its gradual growth from the days when it was born of the crude and virile instinct of the earliest masters.

The germ is to be found in the despatch already mentioned which Drake wrote from Plymouth at the end of March in 1588. His arguments were not purely naval, for it was a combined problem, a problem of defence against invasion, that had to be solved. What he wished to persuade the Government was, that the kernel of the situation was not so much Parma's army of invasion in Flanders, as the fleet that was preparing in Spain to clear its passage. The Government appeared to be acting on the opposite view. Howard with the bulk of the fleet was at the base in the Medway within supporting distance of the light squadron that was blockading the Flemish ports in concert with the Dutch. Drake himself with another light squadron had been sent to the westward with some indeterminate idea of his serving as an observation squadron, or being used in the mediaeval fashion for an eccentric counterstroke. Being invited to give his opinion on this disposition, he pronounced it vicious. In his eyes, what was demanded was an offensive movement against the enemy's main fleet. "If there may be such a stay or stop made," he urged, "by any means of this fleet in Spain, so that they may not come through the seas as conquerors, then shall the Prince of Parma have such a check thereby as were meet." What he had in his mind is clearly not so much a decision in the open as an interruption of the enemy's incomplete mobilisation, such as he had so brilliantly effected the previous year. For later on he says that "Next under God's mighty protection the advantage of time and place will be the only and chief means for our good, wherein I most humbly beseech your good lordships to persevere as you have begun, for with fifty sail of shipping we shall do more upon their own coast than a great many more will do here at home; and the sooner we are gone, the better we shall be able to impeach them." He does not say "destroy." "Impeach" meant "to prevent."

Clearly, then, what he had in his mind was a repetition of the previous year's strategy, whereby he had been able to break up the Spanish mobilisation and "impeach" the Armada from sailing. He did not even ask for a concentration of the whole fleet for the purpose, but only that his own squadron should be reinforced as was thought convenient. The actual reasons he gave for his advice were purely moral—that is, he dwelt on the enheartening effect of striking the first blow, and attacking instead of waiting to be attacked. The nation, he urged, "will be persuaded that the Lord will put into Her Majesty and her people courage and boldness not to fear invasion, but to seek God's enemies and Her Majesty's where they may be found."

Here is the germ of the maxim. The consequence of his despatch was a summons to attend the Council. The conference was followed, not by the half measure, which was all he had ventured to advise in his despatch, but by something that embodied a fuller expression of his general idea, and closely resembled what was to be consecrated as our regular disposition in such cases. The whole of the main fleet, except the squadron watching the Flemish coast, was massed to the westward to cover the blockade of Parma's transports, but the position assigned to it was inside the Channel instead of outside, which tactically was bad, for it was almost certain to give the Armada the weather gage. No movement to the coast of Spain was permitted—not necessarily, be it remembered, out of pusillanimity or failure to grasp Drake's idea, but for fear that, as in the recent American case, a forward movement was likely to result in a blow in the air, and to uncover the vital position without bringing the enemy to action.

When, however, the sailing of the Armada was so long delayed Drake's importunity was renewed, with that of Howard and all his colleagues to back it. It brought eventually the desired permission. The fleet sailed for Coruña, where it was known the Armada, after an abortive start from Lisbon, had been driven by bad weather, and something like what the Government feared happened. Before it could reach its destination it met southerly gales, its offensive power was exhausted, and it had to return to Plymouth impotent for immediate action as the Armada finally sailed. When the Spaniards appeared it was still in port refitting and victualling. It was only by an unprecedented feat of seamanship that the situation was saved, and Howard was able to gain the orthodox position to seaward of his enemy.

So far, then, the Government's cautious clinging to a general defensive attitude, instead of seeking out the enemy's fleet, was justified, but it must be remembered that Drake from the first had insisted it was a question of time as well as place. If he had been permitted to make the movement when he first proposed it, there is good reason to believe that the final stages of the Spanish mobilisation could not have been carried out that year; that is to say, the various divisions of the Armada could not have been assembled into a fleet. But information as to its condition was at the time very uncertain, and in view of the negotiations that were on foot, there were, moreover, high political reasons for our not taking too drastic an offensive if a reasonable alternative existed.

The principles, then, which we distil from this, the original case of "seeking out," are, firstly, the moral value of seizing the initiative, and, secondly, the importance of striking before the enemy's mobilisation is complete. The idea of overthrow by a great fleet action is not present, unless we find it in a not clearly formulated idea of the Elizabethan admirals of striking a fleet when it is demoralised, as the Armada was by its first rebuff, or immediately on its leaving port before it had settled down.

In our next naval struggle with the Dutch in the latter half of the seventeenth century the principle of overthrow, as we have seen, became fully developed. It was the keynote of the strategy which was evolved, and the conditions which forced it to recognition also emphasised the principles of seeking out and destroying. It was a case of a purely naval struggle, in which there were no military considerations to deflect naval strategy. It was, moreover, a question of narrow seas, and the risk of missing contact which had cramped the Elizabethans in their oceanic theatre was a negligible factor. Yet fresh objections to using the "seeking out" maxim as a strategical panacea soon declared themselves.