1.3
High Altitude Balloon Operations
Research has shown that many high altitude balloons launched from Holloman AFB, N.M., were recovered in locations, and under circumstances, that strongly resemble those described by UFO proponents as the recovery of a “flying saucer” and “alien” crew. When these descriptions were carefully examined, it was clear that they bore more than just a resemblance to Air Force activities. It appears that some were actually distorted references to Air Force personnel and equipment engaged in scientific study through the use of high altitude balloons.
Since 1947, U.S. Air Force research organizations at Holloman AFB, N.M., have launched and recovered approximately 2,500 high altitude balloons. The Air Force organization that conducted most of these activities, the Holloman Balloon Branch, launched a wide range of sophisticated, and from most perspectives, odd looking equipment into the stratosphere above New Mexico. In fact, the very first high altitude data gathering balloon flight launched from Alamogordo Army Airfield (now Holloman AFB), N.M., on June 4, 1947, was found by the rancher and was the first of many unrelated events now collectively known as the “Roswell Incident.”
In 1956, Twentieth Century Fox released On the Threshold of Space, a full-length motion picture based on Air Force aero medical projects conducted at Holloman AFB, N.M. Starring Guy Madison, John Hodiak, and Dean Jagger, this drama chronicled the high altitude balloon experiments of projects High Dive/Excelsior and the high-speed track studies conducted by Col. John P. Stapp. Filmed on location at Holloman AFB, Air Force personnel, high altitude balloons, aircraft, vehicles, and other equipment, including the actual anthropomorphic dummies responsible for sightings of aliens, were used in the making of this film.
In an ironic twist, in 1990 the television program Unsolved Mysteries, featured a segment on the Roswell Incident. The program, hosted by actor Robert Stack, depicted a dramatized version of the claims of “aliens,” space ships and mysterious government recovery crews. Interestingly, a review of newspapers from 1956 announcing the Hollywood premiere of On the Threshold of Space, listed Stack among the persons scheduled to attend this star-studded event.[70]
High Altitude Polyethylene Research Balloons
In 1946, as a result of research conducted for project Mogul, Charles B. Moore, a New York University graduate student working under contract for the U.S. Army Air Forces, made a significant technological discovery: the use of polyethylene for high altitude balloon construction.[71] Polyethylene is a lightweight plastic that can withstand stresses of a high altitude environment that differed drastically from, and greatly exceeded, the capabilities of standard rubber weather balloons used previously. Moore’s discovery was a breakthrough in technology. For the first time, scientists were able to make detailed, sustained studies of the upper atmosphere. Polyethylene balloons, first produced in 1947 for Project Mogul, are still widely used today for a host of scientific applications.
High altitude polyethylene balloons and standard rubber weather balloons differ greatly in size, construction, and utility. The difference between these two types of balloons historically has been the subject of misunderstandings in that the term “weather balloon” is often used to describe both types of balloons.
High altitude polyethylene balloons are used to transport scientific payloads of several pounds to several tons to altitudes of nearly 200,000 feet. Polyethylene balloons do not increase in size and burst with increases in volume as they rise, as do standard rubber weather balloons. They are launched with excess capacity to accommodate the increase in volume. This characteristic of polyethylene balloons makes them substantially more stable than rubber weather balloons and capable of sustained constant level flight, a requirement for most scientific applications.
Raven Industries 40 million cubic foot balloon. 450 ft in diameter at 130,000 feet
DC-9 airliner 104 ft long
Hot-air balloon. 50 ft in diameter
The initial polyethylene balloons had diameters of only seven feet and carried payloads of five pounds or less.[72] As balloon technology advanced, payload capacities and sizes of balloons increased. Modern polyethylene balloons, some as long as several football fields when on the ground, expand at altitude to volumes large enough to contain many jet airliners. Polyethylene balloons flown by the U.S. Air Force have reached altitudes of 170,000 feet and lifted payloads of 15,000 pounds.[73]
During the late 1940’s and 1950’s, a characteristic associated with the large, newly invented, polyethylene balloons, was that they were often misidentified as flying saucers.[74] During this period, polyethylene balloons launched from Holloman AFB, generated flying saucer reports on nearly every flight.[75] There were so many reports that police, broadcast radio, and newspaper accounts of these sightings were used by Holloman technicians to supplement early balloon tracking techniques.[76] Balloons launched at Holloman AFB generated an especially high number of reports due to the excellent visibility in the New Mexico region. Also, the balloons, flown at altitudes of approximately 100,000 feet, were illuminated before the earth during the periods just after sunset and just before sunrise. In this instance, receiving sunlight before the earth, the plastic balloons appeared as large bright objects against a dark sky. Also, with the refractive and translucent qualities of polyethylene, the balloons appeared to change color, size, and shape.
The large balloons generated UFO reports based on their radar tracks.[77] This was due to large metallic payloads that weighed up to several tons and echoed radar returns not usually associated with balloons. In later years, balloons were equipped with altitude and position reporting transponders and strobe lights that greatly diminished the numbers of both visual and radar UFO sightings.
One classic misidentification of a Holloman balloon that was mistaken for a UFO, was launched on October 27, 1953.[78] According to the following account published in a widely distributed 1958 history of Air Force balloon operations, Contributions of Balloon Operations to Research and Development at the Air Force Missile Development Center Holloman Air Force Base, N. Mex. 1947–1958, a suspected Holloman balloon was tracked both visually and by radar over London, England on November 3, 1953.
“English accounts of the incident contained such statements as ‘tremendous speed,’ ‘practically motionless,’ ‘circular or spherical and white in color,’ ‘emitting or reflecting a fierce light.’ Altitude was reported as 61,000 feet—and as no research balloon had recently been sent up from Britain, there was ample room for local saucer enthusiasts to claim the ‘unidentified flying object’ as proof of their theories. A much likelier explanation, however, is that this was really the balloon launched from Holloman on 27 October.”[79]
High Altitude Balloon Payloads
Over the years, payloads transported by high altitude polyethylene balloons ranged from simple radio transmitters to anthropomorphic dummies to sophisticated satellite components and NASA interplanetary space probes. Many of these payloads, some of which weighed many tons, were not what someone would typically envision as being associated with a balloon. Examples of payloads flown in New Mexico by Air Force high altitude balloons can be found on pages 52 and 53 at the end of this section.
Research projects of the late 1940’s and 1950’s conducted at Holloman AFB which began with the Project Mogul flights in June 1947, covered a wide spectrum of scientific research. One important experiment in space biology measured the effects of exposure to cosmic ray particles on living tissues.[80] Other projects gathered meteorological data and collected air samples to determine the composition of the atmosphere.[81] The first high altitude photographic reconnaissance project, a forerunner to today’s reconnaissance satellites, Project 119L, also used high altitude balloons launched at Holloman AFB.[82]
As early as May 1948, polyethylene balloons coated or laminated with aluminum were flown from Holloman AFB and the surrounding area.[83] Beginning in August 1955, large numbers of these balloons were flown as targets in the development of radar guided air to air missiles.[84] Various accounts of the “Roswell Incident” often described thin, metal-like materials that when wadded into a ball, returned to their original shape. These accounts are consistent with the properties of polyethylene balloons laminated with aluminum. These balloons were typically launched from points west of the White Sands Proving Ground, floated over the range as targets, and descended in the areas northeast of White Sands Proving Ground where the “strange” materials were allegedly found.
In 1958 the first manned stratospheric balloon flights were made from Holloman AFB (see page 102). In 1960, balloon tests of components of the first U. S. reconnaissance satellite were also flown at Holloman AFB. In the 1960’s, 70’s, and 80’s high altitude balloons were used in support of Air Force, and other U.S. Government and university sponsored research projects. Instrument testing of atmospheric entry vehicles for the National Aeronautics and Space Administration (NASA) space probes is one prominent example.
An illustration of the important contributions of the Holloman AFB Balloon Branch, and the necessity for a rapid recovery of a high altitude balloon payload, were evaluations of components of the first U.S. satellite-based reconnaissance system, code named Corona.
The Soviet Union had already beaten the U.S. into space with the launch and orbit of Sputnik I on October 4, 1957. The next achievement in the quest for space superiority were the physical recovery of a payload that had been in orbit.[85] The Discoverer satellite, the sensor used in the Corona program, was to be propelled into orbit and then eject a capsule containing an American flag to enable the U.S. to claim this honor.[86]
The Discoverer program had been plagued by failure with 10 unsuccessful missions in 1959 and 1960. With the eyes of the nation watching, and the Soviets testing a similar system, more failures could not be tolerated. To test the faulty components of the Discoverer, U.S. Air Force high altitude balloons at Holloman AFB were determined to be the most expedient method of conducting the evaluations.
In April 1960, Discoverer XI, on the launch pad at Vandenberg AFB, Calif., was put into a hold pending results of the balloon tests.[87] The first test at Holloman AFB on April 5th was unsatisfactory due to a parachute failure.[88] On April 8th, with pressure mounting, the Balloon Branch launched another balloon with the Discoverer capsule. This test, in which the capsule was dropped over White Sands Missile Range and recovered immediately, was a total success.[89] The results were relayed by telephone from the Balloon Control Center at Holloman AFB to the launch pad at Vandenberg AFB where the countdown resumed.[90] Despite the successful balloon drop, Discoverer XI and Discoverer XII were failures.[91] Therefore, balloon testing continued throughout the summer of 1960.
Fig. 51. (Right). A U.S. Navy helicopter aboard the USS Haiti Victory is shown here with the capsule from the Discoverer XIII satellite. It was recovered from the Pacific Ocean 330 miles northwest of Hawaii on August 11, 1960. (U.S. Air Force photo)
Finally, on August 11, 1960, Discoverer XIII successfully ejected a capsule and, amid much fanfare, the first recovery of a manmade object that had orbited the earth was accomplished.[92] This first successful mission of an American satellite, made possible in part by Holloman AFB high altitude balloons, enabled the U.S. to beat the Soviets and claim the honor of the first space recovery by only nine days.[93]
The Surveyor (Moon), Voyager-Mars (Mars), Viking (Mars), Pioneer (Venus), and Galileo (Jupiter) spacecraft were tested by Air Force high altitude balloons before they were launched into space.
Viking and Voyager-Mars Space Probes. Examples of unusual payloads, not likely to be associated with balloons, were qualification trials of NASA’s Voyager-Mars and Viking space probes. Both of these spacecraft looked remarkably similar to the classic dome-shaped “flying saucer.”
In 1966–67 and 1972, eight of the UFO lookalikes were launched by the Balloon Branch from the former Roswell Army Air Field (now Roswell Industrial Air Center), N.M.[94] The spacecraft were transported by Air Force balloons to altitudes above 100,000 feet and released for a period of self-propelled, supersonic, free-flight prior to landing on the White Sands Missile Range.[95] While the origins of the “Roswell” scenarios cannot be specifically traced to these vehicles, their flying saucer-like appearance, and the fact that they were launched exclusively from the original “Roswell Incident” location, leaves an impression that perhaps these odd balloon payloads may have played some role in the unclear and distorted stories of at least some of the “Roswell” witnesses.
Fig. 54. (Above Right) This NASA Viking flying saucer-like space probe was test flown by U. S. Air Force high altitude balloons in 1972 at the former Roswell Army Air Field. (NASA)
Fig. 55. (Left) Following a supersonic test flight in 1972, a Viking space probe awaits recovery at White Sands Missile Range, N.M. (NASA)
Tethered Balloons. The Holloman Balloon Branch, in addition to high altitude research activities, also conducted low altitude tethered balloon flights. It appears that descriptions of these balloons may have become part of the “Roswell Incident.”
Most standard shaped tethered balloons are readily identified when near the ground or when the tether is visible. Other experimental tethered balloons are not so easily identified. During the 1960s, Balloon Branch personnel flew experimentally shaped tethered balloons from deep canyons of central New Mexico. To a distant observer, from a vantage point above the canyon rim, where the tether and ground anchors are not visible, an experimental tethered balloon might lead some persons to speculate as to the oddly shaped balloon’s origin and purpose. One design of a low altitude tethered balloon may have inspired at least one account of an “alien” craft. In The Truth About the UFO Crash at Roswell, the authors published a drawing of a crashed alien spaceship allegedly based on a drawing given to them by an anonymous witness.[96] When this drawing is compared to a photograph of an experimental tethered balloon flown at Holloman AFB in March 1965, the similarities are undeniable.[97] The tethered balloon and the NASA space probes are just two examples of the uncommon technologies that were flown in New Mexico by the Holloman Balloon Branch.
Fig. 57. (Right) A tethered “Vee” balloon shown here at Holloman AFB, N.M. in March 1965. This experimental balloon, is strikingly similar to the “alien” craft. (U.S. Air Force photo)
Today, the Air Force maintains a reduced but still highly capable high altitude balloon program at Holloman AFB. The Space and Missile Command, Test and Evaluation Unit (SMC/TE, OL-AC) represents the sole Department of Defense high altitude research balloon capability. The ability of a U.S. Air Force high altitude balloon to lift a scientific payload to more than 100,000 feet, above 99 per cent of the earth’s atmosphere, for days at a time, presents a profoundly useful scientific tool at a fraction of the cost of a space research platform. Recent tests that utilized Holloman balloons included atmospheric sampling and gravity measurement experiments, high altitude astronomic studies, weapons systems evaluations, and gamma ray detection experiments. While most tests continue to be launched from the permanent balloon launch facility at Holloman AFB, U.S. Air Force balloon crews have recently launched balloons from numerous field locations in the U.S. (including two sites in Roswell), as well as Alaska, Panama, and Antarctica.
Balloon and Payload Recoveries
UFO theorists support their claims of an extraordinary occurrence in the New Mexico desert by describing mysterious U.S. military personnel, operating a variety of vehicles and aircraft that always seem to arrive shortly after the crash of a “flying saucer.” When carefully scrutinized, the descriptions of the mystery crews, their equipment, methods, and the areas where the recoveries allegedly occurred—in targeted high altitude balloon recovery areas—indicates that Holloman Balloon Branch activities were most likely responsible for the claims.
To successfully recover high altitude balloons, balloon recovery technicians regularly ventured far from Holloman AFB. In most instances the balloons and their scientific payloads were recovered from predetermined recovery areas. These regularly targeted areas, located in Arizona, West Texas, and New Mexico, included the area surrounding Roswell.[98] From 1947 to the present, the Roswell area has been the site of hundreds of balloon and payload recoveries (including those that carried anthropomorphic dummies).[99]
The regularly targeted areas were the result of the evolution of high altitude balloon control techniques developed at Holloman AFB. These techniques were based on meteorological, geographical, and operational conditions that exist in New Mexico. These factors, combined with ample amounts of skill and experience of balloon controllers at Holloman AFB, determined the impact points of Holloman high altitude balloons.
Many of the procedures used to position Air Force balloons are described in General Philosophy and Techniques of Balloon Control, and Meteorological Aspects of Constant-Level Balloon Operations in the Southwestern United States, both by Bernard D. Gildenberg (see statement in Appendix B).[100] Gildenberg served as the Holloman Balloon Branch Meteorologist, Engineer, and Physical Science Administrator from 1951 until 1981. During this period, Gildenberg, a recognized world expert in upper atmospheric wind patterns, pioneered methods to launch, control, track, and recover high altitude balloons. Many of these methods are still used today by the U.S. Air Force and by research organizations throughout the world.
Interaction with Civilians
In several accounts, unsubstantiated allegations have been made that military personnel who retrieved equipment from rural areas of New Mexico intimidated and threatened civilians. Contrary to these charges, Balloon Branch personnel enjoyed good relations with the local community and often solicited their assistance in the area of a balloon or payload landing. In the flat, featureless desert areas of southeastern New Mexico near Roswell, the parachutes, payloads, the balloons themselves, and circling chase aircraft often drew crowds of curious onlookers from the local community. In fact, so many civilians were often present at balloon or payload landing sites, the scene was described by longtime civilian Balloon Branch recovery supervisor, Robert Blankenship, as being like the “circus coming to town.”[101]
Allegations that civilians were threatened or told to “forget what they saw” are profoundly inaccurate. Threats, intimidation, or other types of misconduct by Balloon Branch personnel would have served no purpose since without the cooperation of local persons, many recoveries would not have been possible.[102]
Most balloon recoveries were coordinated in advance with local law enforcement agencies.[103] If a balloon or payload landed on private property and the owner could not be located, Balloon Branch operating instructions dictated that the local sheriff or police must be contacted.[104] In situations where local persons arrived at balloon landing sites before the recovery crews, they were simply asked to “step back” to allow recovery personnel to secure the balloon equipment.[105] If these persons inquired as to the purpose of a balloon flight, they were informed by technicians that it was a U.S. Air Force scientific study and were given a telephone number at Holloman AFB if they required additional information. At Holloman AFB, individuals qualified to answer detailed questions responded to these inquiries. There was never a reason to mislead or threaten individuals who observed balloon operations. Relations with local citizens were good, and Balloon Branch personnel and equipment were a common sight to residents in areas with high incidences of balloon operations.
In a few instances, situations arose when persons not familiar with the procedures and equipment used by the Balloon Branch misunderstood their activities. Such misunderstandings occurred several times during the 1970s and 1980s when recovery crews not only attracted the attention of local citizens while coordinating balloon recoveries, but also drew the attention of federal law enforcement agencies.[106]
Checks with the local sheriff revealed that the trucks and circling aircraft in the desert near Roswell were part of a balloon recovery mission, and not a drug smuggling operation. Apparently, balloon recoveries appeared to be something suspicious even to federal agents.
Fig. 68. (Right) Payload launched by an Air Force high altitude balloon from Holloman AFB, N. M. on March 20, 1965. This payload was a scientific experiment for The Johns Hopkins University Astrophysics Laboratory. (U.S. Air Force photo)