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Tunneling: A Practical Treatise.

Chapter 232: Accidents During Construction.
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The treatise surveys the historical development and practical methods of tunnel construction, beginning with site selection and geological surveys and proceeding through alignment and cross-section layout, drilling, explosives, and excavating machinery. It compares approaches for hard rock and soft ground—heading, drift, bench, full-section, shield and pilot methods—details timbering, hauling and centering, and explains masonry and segmental linings. Subaqueous techniques such as compressed-air work, shields, cofferdams and caissons receive extended treatment, illustrated by representative projects. Chapters address ventilation, lighting, accident prevention and repair, relining timber tunnels, and considerations of cost and schedule, with numerous diagrams and case studies to clarify practice.

TRANSVERSE SECTION OF COFFERDAM AND TUNNEL

SECTION SHOWING METHOD OF CONSTRUCTING CRIB DAM.

 

Fig. 141.—Sections of Cofferdam, Van Buren St. Tunnel, Chicago.

Larger illustration

The Van Buren Street tunnel was the last of the three tunnels under the Chicago River, constructed according to the cofferdam method. At the time the tunnels were constructed the bed of the river was 17 ft. deep. In connection with the harbor and river improvements, the Federal Government ordered the Chicago River to be lowered so as to give a depth of 26 ft. of water. This necessitated the lowering of the tunnel roof and the excavation for a deeper floor which was a very difficult operation. This work was described in “Eng. News,” Sept., 1906.

THE PNEUMATIC CAISSON METHOD.—THE TUNNEL UNDER THE HARLEM RIVER.

In the early seventies Prof. Winkler proposed to construct a tunnel under the River Danube to connect the various portions of the Vienna, Austria, underground railway, and to use caissons in the construction. Prof. Winkler proposed to build caissons from 30 ft. to 45 ft. long, with a width depending upon the lateral dimensions adopted for the tunnel masonry. The caisson was to be made of metal plates and angle iron with riveted connections on all sides except those running vertically transverse to the tunnel axis, whose connections were to be bolted. In the middle of the roof an opening was to be left; this was for the shaft having the air-locks to allow the passage of men, materials, and compressed air.

Across the river two parallel rows of piles were to be driven into the river bed, to fix the place where the caisson was to be sunk. Then the first caisson near the shore was to be lowered in the ordinary way, and a second caisson was to be immediately sunk very close to the first one. When both caissons had reached the plane of the tunnel floor, the sides which were in contact were to be unbolted and removed, and the small space between made water-tight. The chambers of the two caissons were to be opened into a single large one communicating above by means of two shafts. At the same time that the masonry was being built in the first two caissons, from the inverted arch up, a third caisson was to be sunk; and when by excavation it had reached the plane of the projected tunnel floor, the partitions were to be removed so that the three caissons were in communication, forming a large single caisson. Then the outer partition of the first caisson was to be removed, and the masonry of the submarine tunnel connected with the portion of the tunnel built on land. In a similar manner all the caissons were to be sunk; and when the last one was placed, and the masonry lining constructed, and connected with the portion of the tunnel built on the other shore of the river, the partition walls were to be battered down, and the submarine tunnel completely constructed and open to traffic.

The Harlem River Tunnel.

—The pneumatic caissons method was employed in the construction of the tunnel under the Harlem River for the New York Rapid Transit Railway. The tunnel proper consisted of two parallel tubes riveted to each other and surrounded by a cradle of concrete as shown in Fig. 121, page 216. The tunnel was built in three sections:—The first, from the Manhattan shore well towards the middle of the river; the second, from the shore of the Bronx towards the middle of the river; and the last, the section uniting the other two and completing the tunnel.

Each section was built within a specially constructed working-chamber, consisting of timber side walls forming a wooden caisson, so constructed that compressed air could be used. This working-chamber of Mr. McBean presented some novel features, inasmuch as the caisson was not built on land, but under water.

In building the tunnel, the Harlem River was dredged to a certain depth, so as to leave only 6 ft. or 8 ft. of excavation to be done before reaching the line of sub-grade of the proposed structure. Two service platforms were built on piles 10 ft. apart longitudinally, and cut off at a point above mean high-water mark, braced in the usual manner, and covered with heavy planks, to serve as the floor of the platform. On this platform were placed rails for the trains used in the transportation of materials. These platforms were also used in maintaining the perfect alignment of the caissons.

Within the platforms and along the dredged channel four longitudinal rows of piles were sunk. These piles were accurately brought to line by beams bolted together, and placed across and above the water-level. A few beams were also added for the purpose of bracing the piles transversely, after which they were cut off under water and capped.

Fig. 142.—Showing Working Platforms and Piles Sunk in the Dredged Channel.

Fig. 142 shows the manner in which the working platforms were constructed, and also the rows of piles sunk in the dredged channel. Between the piles a very strong frame was placed, made up of waling pieces and two transverse beams 14 ins. by 14 ins. each, placed one below the other at a distance of 5 ft. 8 ins., and strongly braced together. Guiding-beams were fixed on each side of the frame for the sheeting piles. The frames were built in sections of different lengths, and placed directly above the cap-pieces of the pile-bents sunk in the dredged channel.

The longitudinal sides of the caisson were constructed by sinking two rows of sheeting piles, each row being close to a service platform. The sheeting piles were made up of yellow-pine timbers 12 ins. by 12 ins.; three piles bolted together formed a section 3 ft. wide. Each section was grooved and tongued, so as to be firmly connected with the adjacent sections to be sunk. The lower ends of the piles were cut wedge-shaped, with a sharp edge to offer a small resistance while penetrating the soil. The sheeting-piles were then cut off under water, which operation was successfully carried out by means of a circular saw operated by a pile-driving machine. The sheeting was also extended between two platforms to make a bulkhead, and in this way the four sides of the caisson were built up. Particular attention was always given to the alignment of the sheeting piles, which was obtained by guiding the piles with the timbers placed longitudinally, one below the water-line in connection with the frames located between the pile-bents, and the second along the inner edge of the service platform, as shown in Fig. 143.

Fig. 143.—Showing Sheeting-Piles for the Sides of the Caisson and Trussed Beam for the Roof.

The caisson was completed by placing a roof covering the sides. This roof was 40 ins. thick, made up of three layers of 12-in. beams placed transversely to the axis of the caisson, while between the beams planks 2 ins. thick were placed lengthwise and bolted together, so as to make a firm, solid structure. The roof was built ashore, in sections each varying from 39 ft. to 130 ft. long. The edges of the roof fitted the sides of the caisson perfectly; and when each section was towed to the proper spot, it was sunk and made secure. Under the roof were placed six longitudinal beams, 12 ins. by 14 ins., called “rangers,” resting on the cap-pieces of the pile-bents that were laid across the space of the proposed tunnel; while the extreme rangers were used for the purpose of fitting above the sheeting-piles of the caisson, in order to make the latter water-tight. The two extreme rangers were provided with T-irons, the flat side being laid on the sheeting-piles, while the web penetrated the ranger by reason of the weight of the load resting on the roof, for the purpose of sinking it to the required point. Earth was next heaped on the roof, and in this way a large working-chamber was prepared, as shown in Fig. 144.

Fig. 144.—Showing the Caisson with the Working-Chamber.

The working-chamber built on the Manhattan side of the Harlem River was 216 ft. long, provided with two rectangular shafts 7 ft. by 17 ft., rendered water-tight, and rising above the high-water mark of the river. Within these shafts the air-locks of the tunnel tubes were placed, so that the work could be carried on by means of compressed air. The pressure of the air was used to expel the water, being sufficiently intense to equilibrate a column of water equal to the depth of the lowest point of the roof of the caisson.

When the working-chamber was constructed, the tunnel proper was begun by excavating the soil down to the required level; the concrete was then laid on. It was just at this point, when a large part of the roof was constructed and supported only by the sheeting-piles of the sides of the caisson, that the writer of this article feared that this novel method of tunneling would prove a failure. The tendency of the timber to float, aided as it was by the air pressure within the caisson, was counteracted only by the weight of the earth heaped on the roof, and by the friction of the soil against the feet of the sheeting-piles. This friction was only a small quantity, as the soil was loose, so that it was considered rather risky and dangerous to place reliance on such a feeble quantity. This fear was, unfortunately, justified on two occasions, when on cutting off a portion of the pile-bents some of the sheeting-piles got loose and water flooded the whole chamber, but, happily, without loss of life. As the chamber was one of large dimensions, the workmen had time enough to effect their escape. It may be remarked that during these troubles only a few of the sheeting-piles were displaced, while the caisson itself offered a stout and successful resistance, due to its being strongly braced transversely. The accidents were, therefore, limited to a few piles, instead of affecting the entire caisson. On the occasion of the first, the repairs were effected by sinking the piles to a greater depth, continuing down until rock was encountered. After that, the water was pumped out and the work resumed. In repairing the second accident, the sheeting-piles were driven down to bed-rock, and the surrounding soil strengthened by cement forced through the loose soil around the piles. This remedy proved effective, and no further trouble occurred to delay the work on the Manhattan side of the Harlem River.

Fig. 145.—Showing the Tunnel Constructed within the Caisson.

On the concrete bed of the tunnel the segments of the metal lining were placed and surrounded by concrete, as required by the plans and specifications (Fig. 145). The contractors had planned to unbolt the roof from its holdings, to remove by means of dredgers the earth which had been heaped on it, and thus set the roof afloat, after which it was to be towed within the two working platforms already erected on the Bronx shore. But Mr. McBean devised a simpler and more economic, but at the same time more dangerous, way of constructing this second section of the tunnel. He thought that the upper half of the tunnel proper could be used instead of the timber roof, thereby reducing the capacity of the working chamber, and limiting the use of compressed air. In this way he dispensed with the removal of timber, and also of the earth heaped on the roof.

In building this Bronx section, a channel was dredged along the line of the tunnel to a depth of 5 ft. from the foundation-bed of the proposed tunnel. The working platforms were constructed on both sides of this channel, quite similar to those erected on the other half of the tunnel; and between them pile-bents were sunk, capped with 12-in. by 12-in. beams. Over the cap-pieces rangers were placed longitudinally, which also rested on the sides of the wooden working caisson, Fig. 146. The sheeting-piles were cut off at level, but much lower down than in the first half of the tunnel.

The roof was built on floats made of 12-in. by 12-in. timber laid transversely 4 ft. apart and supporting a floor of 3-in. by 12-in. planks rendered water-tight. The sides of the floats were made by verticals, 4 ins. by 6 ins., and planks, 3 ins. by 12 ins., carefully caulked. A temporary floor was built on the base of the float, consisting of transverse beams, 16 ins. by 16 ins., placed 8 ft. apart. A center piece, 10 ins. by 16 ins., was laid so as to correspond with the axis of the tunnel; and on each side of it, other parallel beams, 16 ins. by 16 ins., corresponding to each center of the circular metal lining of the tunnel; the beams, longitudinal and transversal, were strongly bolted together. The temporary floor was completed by boarding the spaces left between the various beams.

Fig. 146.—Showing Sides of the Caisson and Supports for the Roof.

On this float, the upper half of the tunnel was constructed by erecting the segments of the metal lining, which were strongly supported, so as to prevent any settling or distortion; the concrete was then built up in a large flange with vertical suspension rods, four to each bar. The rings of the tunnel were 6 ft. each, the weight of each lining being 41,000 lbs., the concrete covering 618 cubic feet. The second part of the tunnel was 300 ft. long, with roof constructed in three sections—two of 90 ft. in length each and the third of 84 ft. Each of these sections alternated with a smaller section, 12 ft. long, provided with air-locks. The shortest of the three sections was the first one set up, and was constructed close to the Bronx side of the Harlem River. For this purpose the two extreme ends of the section were closed by means of steel plates forming diaphragms, built 6 ft. inward, thus leaving one ring projecting out at each end. Openings were left on the top of these projecting rings for access by divers. The exterior of the upper half section of the permanent tunnel was filled with water until it was lowered into position. It was directed by means of tackles attached to vertical eye-bars, which were strongly fixed to the flanges of the springing line of the arch, and bolted to the beams of the temporary floor. In this way the roof was towed into place, and lowered by means of stone ballast, until it rested on the cap-pieces and frames of the pile abutments, the sides of the roof remaining just on top of the sheeting-piles that formed the sides of the caisson, as shown in Fig. 147. Perfect alignment was obtained by wires strung at each end and along the side of the roof, corresponding to points fixed on the working platforms and sighted with transits. Such accuracy was obtained that the circumferential flanges of the outer 6-ft. ring were brought into contact with those of the 12-ft. section already constructed. A diver then entered by the opening left in the projecting ring, and bolted this section of the roof to the preceding one. By removing the iron diaphragm, the consecutive sections were united into one. When the diver completed his work, the opening was closed up, and compressed air used to keep the water out of the box included between the roof and the temporary flooring.

Fig. 147.—Showing the Roof of the Caisson Formed by the Upper Half of the Tunnel.

The remaining sections of the tunnel roof were built in the same way, until the last abutted against the part of the work constructed within the caisson under the high wooden roof on the Manhattan side of the river. The following method was adopted for the purpose of connecting the few parts of the tunnel which had been differently constructed. The diaphragm at the end of the last section of the tunnel roof was constructed so as to abut against the last circumferential flanges of the iron lining without leaving a projecting ring. It was continued above the metal and concrete lining of the roof in a rectangular form, and of the same height and width as the wooden bulkhead of the working-chamber on the Manhattan side of the river. The diaphragm was made of riveted plates and angles, with an opening 20 ins. by 30 ins., bolted so as to be removable at will. The diaphragm was of the same height as the roof and was connected with a roof-plate to the rangers supporting the thick wooden roof. Other steel plates, placed vertically, were riveted to the diaphragm and bolted to the caisson. All this work was carried on by divers. The wooden bulkhead was cut to the springing-line of the arch; and between the two parts of the tunnel, built by different methods, a bulkhead was placed, made of steel plates 14 ins. long, which prevented the entrance of water into the working-chamber.

Fig. 148.—Showing the Tunnel Completed by Building the Lower Half within the Caisson.

When the different sections were joined together, and all the openings closed and made water-tight, cement-grout was poured on the roof, and earth was heaped up to a height of 5 ft. The 300 ft. of the roof, resting on sheeting-piles and provided with diaphragms at the extreme ends, formed a water-tight working-chamber, or caisson, communicating with the exterior by means of the shafts and air-locks. The lower portion of the tunnel was built under air-pressure. The pile-bents were first cut off at the plane of the tunnel sub-grade, after which the foundation-bed of concrete was laid. The lower segments of the iron lining were then placed in position, and the structure made continuous by building up the lateral walls, consisting of concrete (Fig. 148). No accidents occurred while building the second part of the tunnel.

The Harlem River tunnel was completed in contract time, although the opening of the subway was delayed by difficulties encountered in tunneling through rock in the borough of the Bronx. The writer endeavored to obtain information regarding the expense per linear foot, but all his efforts were rewarded with a general assurance that it proved to be the cheapest method.

SINKING AND JOINING TOGETHER SECTIONS OF TUNNELS BUILT ON LAND. THE SEINE. THE DETROIT RIVER TUNNELS.

In the year 1896, Mr. Erastus Wyman secured a patent for building subaqueous tunnels close to the river, by sinking and joining together small sections of tunnels previously built on land. Each section would have been provided with a long vertical tube for the air-lock when compressed air was to be admitted to expel the water and permit the construction of the lining within the sunken shell. Thus each section of the tunnel would have acted as a pneumatic caisson; being, however, an improvement on Professor Winkler’s suggestion inasmuch as the caisson was a portion of the tunnel itself, instead of a simple inclosure for facilitating the construction of the shield. Mr. Wyman proposed to use this method in the construction of a tunnel between South Brooklyn and Stapleton, Staten Island; a charter was granted him but the tunnel was never built.

The Tunnel under the Seine River.

—The caisson method of building tunnels under water was used at Paris, France, in the construction of the Metropolitan Railroad under the Seine River.

The caissons designed by Mr. L. Chagnaud were for a double track line. They were sunk, ends to ends, and formed a portion of the tunnel lining which was enveloped by a framework of metal embedded in concrete. Built-up frames carried a shell of steel plating on the sides, from toes to springing lines, and on the sides and roof of the working-chamber. A temporary plate diaphragm closed the open ends. This construction formed a vessel capable of floating with a very light draft.

The method of sinking the caissons was as follows: The caisson was erected on the river bank and when completed it was launched and towed into position between pile stagings which served the double purpose of guiding the descent at the beginning of the sinking and of forming a working platform. The caisson when launched and, consequently, before the cast-iron lining had been put in place within it, weighed 280 metric tons; but, beyond some difficulty in taking it under the bridges in the way, the towing was accomplished without serious trouble.

Fig. 149.—Transversal Section of the Caissons for the Tunnel under the Seine River.

Previous to placing the caisson in position between the stagings, the portion of the river bed it was to rest upon had been leveled by dredging. Once in position, the first work was the erecting of the cast-iron lining segments within the framework. Work was then begun by filling the annular space between the lining and the shell with concrete; this additional weight gradually sunk the caisson to the river bottom. The working shafts, made up of steel cylinders, were placed as the sinking progressed to this point.

Section A-B.

Section C-D.

 

Plan at Joint.

Fig. 150.—Showing the Joining of the Caissons at the Pont Mirabeau Tunnel under the Seine River.

After the caissons had been sunk to the required place and in continuation of one another, a space of nearly 5 ft. was left between them. The construction of the tunnel within the bank of earth separating the two caissons was as follows: A cofferdam was built around this space. It was formed by two diaphragms closing the ends of the tunnel, and by two longitudinal walls sunk as temporary caissons, one on each side of the tunnel and inclosing their ends. This cofferdam was covered with a metal working-chamber whose lower edges rested on top of the four walls of the cofferdam. The joints were made tight by means of rubber or packed clay. The water in the cofferdam was then pumped out, the earth excavated, and the masonry built in continuation of the two ends of the tunnel sections. The submerged sections of the tunnel which were allowed to remain full of water to render them more stable and to save effort in pumping them, were now made dry; the diaphragms were removed from the ends of the caisson tunnels and the work made continuous. Fig. 149 shows the cross-section of the caissons.

At the Pont Mirabeau crossing of the Seine, a slightly different method was used, described in “Eng. News,” May 18, 1911. The caissons were sunk to the required line and grade with an intervening longitudinal space of 1534 ins. between two adjoining caissons. At each end of this space, which was filled with the river marl, was sunk against the edges of the caissons a hollow cylinder 20 ins. outside diameter. The interior of these cylinders was excavated and filled with concrete, thus forming a continuous wall on both sides of the two adjoining caissons. The earth from the intervening space was then removed and concrete deposited from bottom opening tremies up to the level of the top of the caisson. After nearly one month the tunnel was entered from the shaft and an opening the shape and size of the tunnel section cut through the diaphragms of the 1534-in. wall and the concrete tunnel lining made continuous between the two sections. Fig. 150 shows the method of joining the caissons.

The Detroit River Tunnel.

[15]—With some modifications which permitted dispensing with compressed air, the tunnel under the Detroit River was built for the Michigan Central Railroad, connecting Detroit with Windsor, Canada. The tunnel is 6625 ft. long; of this, however, only 2625 ft. are under the river, while the approach on the American side is 2000 ft. long and that on the Canadian side, 4000 ft. The tunnel consists of two parallel circular tubes 23 ft. in diameter, built up of 38-in. steel plate. They are placed 26 ft. apart, center to center, and are connected by diaphragms at 12-foot intervals.

[15] Condensed from a paper by B. H. Ryder.

Each section of the subaqueous tunnel is approximately 262 ft. long. There are ten of these sections and an eleventh a little over 60 ft. long. These tubes were built at the shipyards of the Great Lakes Engineering Works at St. Clair, about 30 miles from Detroit. After the assembling was completed, the ends of each tube were closed by temporary wooden bulkheads to make them float, and the outside sheathed horizontally with heavy timbers bolted to the diaphragms. This sheathing running lengthwise of the tube made a form or pocket, into which the inclosing jacket of concrete was placed. The sections were then launched and towed down to the tunnel site and sunk separately in a trench on the river bottom that had been previously dredged to receive them. This trench was dug to a width of 50 ft. and depth varying from 25 to 50 ft. by clamshell buckets, swung from a scow, working to a depth below the water level of 60 to 90 ft.

As a foundation for the sections, a grillage was constructed on the surface and sunk in place in the trench by derricks swung from a scow. The grillage was placed underneath each joint between the sections and built up of I-beams imbedded in concrete. This grillage is the width of the trench and about 30 ft. long, with posts projecting downward from the four corners, and these were seated into the river bottom, by means of pile drivers, to the desired grade.

Then the eleven sections of the tunnel were lowered and connected, one at a time. By the aid of air tanks placed on each section the movement was controlled until the final sinking upon the grillage in the trench. This operation called into play the greatest engineering skill and ingenuity. When it is considered that the current velocity at the river bed is about 2 ft. per second and much higher along the surface, some idea can be gained of the problems to be overcome. The movement of the enormous sections must be absolutely under control. Thirty-five-ton blocks of concrete were sunk in the river bottom up and down stream to act as anchors, and through them cables were rigged and connected back to the hoisting engines on the derrick scows. These were prevented from moving by spuds at each corner, securely driven into the river bottom at depths sometimes as great as 90 ft. Controlling cables were also run from the sections to the tremie scow to pull one structure close to the adjoining section previously sunk, and the divers made the necessary connection. Fig. 151 shows cross-sections and plans of the tunnel as given in “Eng. Record,” March 2, 1907.

HALF CROSS SECTION Y-Y

HALF CROSS SECTION Z-Z

 

Larger illustration

HALF HORIZONTAL SECTION X-X

HALF TOP VIEW

 

Fig. 151.—Cross-Sections and Plans of the Detroit River Tunnel.

Larger illustration

Steel masts had been previously attached to each end of the sections to enable the engineers on shore to determine the alignment and locate the exact position during the sinking.

Concrete was then deposited in the pockets, completely surrounding the tubes, forming a solid monolithic structure from end to end.

This was done by means of the tremie process.

A 32-ft. by 160-ft. scow was equipped with a concrete mixing plant and the tremie pipes, three in number, through which the concrete was deposited. Each pipe is 12 ins. in diameter, of spiral riveted steel, 80 ft. long. These pipes could be raised or lowered, reaching from the receiving hoppers on the scow to the bottom of the trench. When the pipes were filled with concrete and lowered into position, a continuous flow was maintained. As fast as the concrete escaped at the bottom end of the pipe it was replenished at the top; this process continuing until the entire space surrounding the section was filled to the desired level, and under the pressure produced not only by the depth of water under which it was submerged, but also by the weight of the long column of concrete contained in the tubes. It is interesting to note that this is the first time a large amount of concrete has been deposited at a depth of 70 ft. by this method, and upon the accomplishment of this task in a measure depended the successful building of the tunnel.

Inside the tubes was placed a lining of reinforced concrete 20 ins. thick. Side walls were built up from this ring to provide ducts, which carry the electrical cables for the distribution of power, lighting, signal and telegraph wires. They also serve to provide a footwalk along the side of the tunnel.

There are cross passages in the tunnel every 200 ft., and also various niches for the different equipment needed in connection with the signaling, telephone and fire alarm system. The tunnel is lighted with 800 16-candle-power incandescent lights.

The track construction is new. There is no ballast used, the ties being laid in concrete. A ditch in the center of each track carries the rainfall that will flow down from the summits to sumps which are drained by centrifugal pumps.

One remarkable feature of its construction is that compressed air was not used in the building of the subaqueous tunnel, but it was necessary in building the approach tunnels. This is contrary to the usual program where compressed air is required in subaqueous work, and not ordinarily used in approach or land tunnel construction.

The trains are operated by very heavy electric locomotives, operated by the third-rail system.

The tunnel was constructed under the supervision of W. S. Kinnear, Chief Engineer of the Detroit River Tunnel Co.; Butler Bros. of New York were the general contractors.


CHAPTER XXII.
ACCIDENTS AND REPAIRS IN TUNNELS DURING AND AFTER CONSTRUCTION.


In the excavation of tunnels it often happens that the disturbance of the equilibrium of the surrounding material by the excavation develops forces of such intensity that the timbering or lining is crushed and the tunnel destroyed. To provide against accidents of this kind in a theoretically perfect manner would require the engineer to have an accurate knowledge of the character, direction and intensity of the forces developed, and this is practically impossible, since all of these factors differ with the nature and structure of the material penetrated. The best that can be done, therefore, is to determine the general character and structure of the material penetrated, as fully as practicable, by means of borings and geological surveys, and then to employ timbering and masonry of such dimensions and character as have withstood successfully the pressures developed in previous tunnels excavated through similar material. If, despite these precautions, accidents occur, the engineer is compelled to devise methods of checking and repairing them, and it is the purpose of this chapter to point out briefly the most common kinds of accidents, their causes, and the usual methods of repairing them.

Accidents During Construction.

—Accidents may happen both during or after construction, but it is during construction, when the equilibrium of the surrounding material is first disturbed, and when the only support of the pressures developed is the timber strutting that they most commonly occur.

Causes of Collapse.

—Collapse in tunnels may be caused: (1) by the weight of the earth overhead, which is left unsupported by the excavation; (2) by defective or insufficient strutting; and (3) by defective or weak masonry.

(1) The danger of collapse of the roof of the excavation is influenced by several conditions. One of these is the method of excavation adopted. It is obvious that the larger the volume of the supporting earth is, which is removed, the greater will be the tendency of the roof to fall, and the more intense will be the pressures which the strutting will be called upon to support. Thus the English and Austrian methods of tunneling, where the full section is excavated before any of the lining is placed, and where, as the consequence, the strutting has to sustain all of the pressures, present more likelihood of the roof caving in than any of the other common methods.

The character and structure of the material penetrated also influence the danger of a collapse. A loose soil with little cohesion is of course more likely to cave than one which is more stable. Rock where strata are horizontal, or which is seamy and fissured, is more likely to break down under the roof pressures than one with vertical strata and of homogeneous structure. Soft sod containing boulders whose weight develops local stresses in the roof timbering is likely to be more dangerous than one which is more homogeneous. A factor which greatly increases the danger of collapse, especially in soft soils, is the presence of water. This element often changes a soil which is comparatively stable, when dry, into one which is highly unstable and treacherous. The liability of the material to disintegration by atmospheric influences and various other conditions, which will occur to the reader, may influence its stability to a dangerous extent, and result in collapse.

(2) Collapse is often the result of using defective or insufficient strutting. Of course, in one sense, any strutting which fails under the pressures developed, however enormous they may be, can be said to be insufficient, but as used here the term means a strutting with an insufficient factor of safety to meet probable increases or variations in pressure. Insufficient strutting may be due to the use of too light timbers, to the spacing of the roof timbers too far apart, to the yielding of the foundations, to insufficient bearing surface at the joints, etc. Collapse is often caused by the premature removal of the strutting during the construction of the masonry. The masons, to secure more free space in which to work, are very likely, unless watched, to remove too many of the timbers and seriously weaken the strutting.

(3) The third cause of collapse is badly built masonry. Poor masonry may be due to the use of defective stone or brick, to the thinness of the lining, to poor mortar, to weak centers which allow the arch to become distorted during construction, to poor bonding of the stone or bricks, to the premature removal of the centers, to driving some of the roof timbers inside it, etc.

Prevention of Collapse.

—Tunnels very seldom collapse without giving some previous warning of the possible failure, and also of the manner in which the failure is likely to occur. From these indications the engineer is often able to foresee the nature of the danger and take steps to check it. The danger may occur either during excavation or after the lining is built. During excavation the danger of collapse is indicated beforehand by the partial crushing or deflection of the strutting timbers. If the timbers are too light or the bearing surfaces are too small, crushing takes place where the pressures are the greatest, and the timbers bend, burst, or crack in places, and the joints open in other places. The remedy in such cases is to insert additional timbers to strengthen the weak points, or it may be necessary to construct a double strutting throughout. When the distance spanned by the roof timbers is too great, failure is generally indicated by the excessive deflection of these timbers, and this may often be remedied by inserting intermediate struts or props. In some respects the best remedy under any of these conditions is to construct the masonry as soon as possible.

When collapse is likely to occur after the masonry is completed, its probability is generally indicated by the cracking and distortion of the lining. A study of the cause is quite likely to show that it is the percolation of water through the material surrounding the lining which causes cavities behind the lining in some places, and an increase of the pressures in other places. When it is certain that this water comes from the surface streams above, these streams may often be diverted or have their beds lined with concrete to prevent further percolation. When percolating water is not the cause of the trouble, a usually efficient remedy is to sink a shaft over the weak point, and refill it with material of more stable character. These, and the remedies previously suggested, are designed to prevent failure without resorting to reconstruction. When they or similar means prove insufficient, reconstruction or repairs have to be resorted to.

Repairing Failures.

—Tunnels may collapse in several ways: (1) The front and sides of the excavation may cave in; (2) the floor or bottom may bulge or sink; (3) the roof may fall in; (4) the material above the entrances may slide and fill them up.

(1) One of the most common accidents is the caving of the front and sides of the excavation. This may often be prevented by taking care that the face of the excavation follows the natural slope of the material instead of being more or less nearly vertical. When, however, caving does occur it may usually be repaired by removing the fallen material, strongly shoring the cavity, and filling in behind with stone, timber, or fascines.

(2) The bulging or rising of the bottom of the tunnel may usually be considered as a consequence of the squeezing together of the side walls. It usually occurs in very loose soils, and is chiefly important from the fact that the reconstruction of the side walls is made necessary. The sinking of the tunnel bottom is a more serious occurrence. It seldom happens unless there is a cavity beneath the floor, due either to natural causes or to the fact that mining operations have gone on in the hill or mountain penetrated by the tunnel. When the bottom of the tunnel sinks, three cases may be considered: (a) when the sinking is limited to the middle of the tunnel floor; (b) when only a portion of the foundation masonry is affected; and, (c) when the entire lining is disturbed. In the first case repairs are easily made by filling in the cavity with new material. In the second case the unimpaired portion of the masonry is temporarily supported by shoring while the injured portion is removed and rebuilt on a firm foundation. The remaining cavity is then filled. In the case of the complete failure of the lining, the method of repairing employed when the roof falls, and described below, is usually adopted.

(3) The most dangerous of all failures is the falling of the tunnel roof. In such casualties two cases may be considered: (a) When the falling mass completely fills the tunnel section, and (b) when it fills only a portion of the section.

Fig. 152.—Tunneling through Caved Material by Heading.

When the whole section is filled by the fallen material, the problem may be considered as the excavation of a new tunnel of short length inside the old tunnel, and under rather more difficult conditions. The first task, particularly if men have been imprisoned behind the fallen material, is to open communication through it between the two uninjured portions of the tunnel. It is advisable to do this even when there is no danger to life because of imprisoned workmen, since it enables the work of repairing to be conducted from both directions. The excavation of a passageway through the fallen material is rendered difficult, both because the fallen material is of an unstable character, and also because it is usually filled with the lining masonry, timbering, etc. When, therefore, the accident has happened before the full section of the original material has been removed, the first heading or drift is driven through this original material rather than through the fallen débris. Any of the regular soft-ground methods of tunneling may be employed, but it is usually better to select one which allows the masonry to be built with as little excavation as possible at first. For this reason the German method of tunneling is particularly suited to repair work of this nature. The Belgian method may also be used to advantage, particularly when the caving extends to the surface of the ground above, and the upper portion of the débris is, therefore, practically the same material as that through which the original tunnel was driven. The greatest defect of the Belgian method for making repairs is that the roof arch is supported by a rather unstable mass of mingled earth, stone, and timber, which constitutes the bottom layer of the fallen material. The method of strutting the work when the German or Belgian method is used is shown by Fig. 152. It sometimes happens that the fallen débris is so unstable that it will not carry safely the arch masonry in the Belgian method or the strutting in the German method, and in these cases one of the full-section methods of excavation is usually adopted. The nature of the strutting employed is shown by Fig. 153. When the section has been opened and the new masonry built, great care should be taken to fill the cavity behind the masonry with timber or stone; and should the disturbance reach to the ground surface it is often a good plan to sink a shaft through the disturbed material, and fill it with more stable material.