c. The characteristic form in which this subjectivity—this implicit and deciding certainty—appears in Socrates, has still to be mentioned. That is, since everyone here has this personal mind which appears to him to be his mind, we see how in connection with this, we have what is known under the name of the Genius (δαιμόνιον) of Socrates; for it implies that now man decides in accordance with his perception and by himself. But in this Genius of Socrates—notorious as a much discussed bizarrerie of his imagination—we are neither to imagine the existence of protective spirit, angel, and such-like, nor even of conscience. For conscience is the idea of universal individuality, of the mind certain of itself, which is at the same time universal truth. But the Genius of Socrates is rather all the other and necessary sides of his universality, that is, the individuality of mind which came to consciousness in him equally with the former. His pure consciousness stands over both sides. The deficiency in the universal, which lies in its indeterminateness, is unsatisfactorily supplied in an individual way, because Socrates’ judgment, as coming from himself, was characterized by the form of an unconscious impulse. The Genius of Socrates is not Socrates himself, not his opinions and conviction, but an oracle which, however, is not external, but is subjective, his oracle. It bore the form of a knowledge which was directly associated with a condition of unconsciousness; it was a knowledge which may also appear under other conditions as a magnetic state. It may happen that at death, in illness and catalepsy, men know about circumstances future or present, which, in the understood relations of things, are altogether unknown. These are facts which are usually rudely denied. That in Socrates we should discover what comes to pass through reflection in the form of the unconscious, makes it appear to be an exceptional matter, revealed to the individual only, and not as being what it is in truth. Thereby it certainly receives the stamp of imagination, but there is nothing more of what is visionary or superstitious to be seen in it, for it is a necessary manifestation, though Socrates did not recognize the necessity, this element being only generally before his imagination.
In connection with what follows, we must yet further consider the relationship of the Genius to the earlier existent form of decision, and that into which it led Socrates; regarding both Xenophon expresses himself in his history most distinctly. Because the standpoint of the Greek mind was natural morality, in which man did not yet determine himself, and still less was what we call conscience present, since laws were, in their fundamental principles, regarded as traditional, these last now presented an appearance of being sanctioned by the gods. We know that the Greeks undoubtedly had laws on which to form their judgments, but on the other hand, both in private and public life, immediate decisions had to be made. But in them the Greeks, with all their freedom, did not decide from the subjective will. The general or the people did not take upon themselves to decide as to what was best in the State, nor did the individual do so in the family. For in making these decisions, the Greeks took refuge in oracles, sacrificial animals, soothsayers, or, like the Romans, asked counsel of birds in flight. The general who had to fight a battle was guided in his decision by the entrails of animals, as we often find in Xenophon’s Anabasis. Pausanias tormented himself thus a whole day long before he gave the command to fight.[131] This element, the fact that the people had not the power of decision but were determined from without, was a real factor in Greek consciousness; and oracles were everywhere essential where man did not yet know himself inwardly as being sufficiently free and independent to take upon himself to decide as we do. This subjective freedom, which was not yet present with the Greeks, is what we mean in the present day when we speak of freedom; in the Platonic Republic we shall see more of it. Our responsibility for what we do is a characteristic of modern times; we wish to decide according to grounds of common sense, and consider this as ultimate. The Greeks did not possess the knowledge of this infinitude.
In the first book of Xenophon’s Memorabilia (chap. I, §§ 7-9), on the occasion of the defence by Socrates of his δαιμόνιον, Socrates says at the very beginning: “The gods have reserved to themselves what is most important in knowledge. Architecture, agriculture, forging, are human arts, as also government, the science of law, management of the household and generalship. In all this man can attain to skill, but for the other, divination is necessary. He who cultivates a field does not know who will enjoy the fruit, nor does he who builds a house know who will inhabit it; the general does not know whether the army should be brought into the field; he who rules a State whether it is good for him” (the individual) “or bad. Nor does he who marries a wife know whether he will experience happiness or whether grief and sorrow will not come through this to him; neither can he who has powerful relations in the State, know whether, on account of these, he may not be banished from the State. Because of this uncertainty, men have to take refuge in divination.” Regarding it Xenophon expresses himself (ibid. §§ 3, 4) to the effect that it manifests itself in different ways through oracles, sacrifices, flight of birds, &c., but to Socrates this oracle is his Genius. To hold the future, or what is foreseen by the somnambulist or at death to be a higher kind of insight, is a perversion which easily arises even in our ideas; but looked at more closely, we find in this the particular interests of individuals merely, and the knowledge of what is right and moral is something much higher. If anyone wishes to marry or to build a house, &c., the result is important to the individual only. The truly divine and universal is the institution of agriculture, the state, marriage, &c.; compared to this it is a trivial matter to know whether, when I go to sea, I shall perish or not. The Genius of Socrates moreover reveals itself in him through nothing other than the counsel given respecting these particular issues, such as when and whether his friends ought to travel. To anything true, existing in and for itself in art and science, he made no reference, for this pertains to the universal mind, and these dæmonic revelations are thus much more unimportant than those of his thinking mind. There is certainly something universal in them, since a wise man can often foresee whether anything is advisable or not. But what is truly divine pertains to all, and though talents and genius are also personal characteristics, they find their first truth in their works which are universal.
Now because with Socrates judgment from within first begins to break free from the external oracle, it was requisite that this return into itself should, in its first commencement, still appear in physiological guise (supra, pp. 390, 391). The Genius of Socrates stands midway between the externality of the oracle and the pure inwardness of the mind; it is inward, but it is also presented as a personal genius, separate from human will, and not yet as the wisdom and free will of Socrates himself. The further investigation of this Genius consequently presents to us a form which passes into somnambulism, into this double of consciousness; and in Socrates there clearly appears to be something of the kind, or something which is magnetic, for, as we already mentioned (p. 390), he is said often to have fallen into trances and catalepsy. In modern times we have seen this in the form of a rigid eye, an inward knowledge, perception of this thing and that, of what is gone, of what is best to do, &c.; but magnetism carries science no further than this. The Genius of Socrates is thus to be taken as an actual state, and is remarkable because it is not morbid but was necessarily called up through a special condition of his consciousness. For the turning point in the whole world-famed change of views constituting the principle of Socrates, is that in place of the oracle, the testimony of the mind of the individual has been brought forward and that the subject has taken upon itself to decide.
3. The Fate of Socrates. With this Genius of Socrates as one of the chief points of his indictment, we now enter upon the subject of his fate, which ends with his condemnation. We may find this fate out of harmony with his professed business of instructing his fellow-citizens in what is good, but taken in connection with what Socrates and his people were, we shall recognize the necessity of it. The contemporaries of Socrates, who came forward as his accusers before the Athenian people, laid hold on him as the man who made known that what was held as absolute was not absolute. Socrates, with this new principle, and as one who was an Athenian citizen whose express business was this form of instruction, came, through this his personality, into relationship with the whole Athenian people; and this relationship was not merely with a certain number or with a commanding number, but it was a living relationship with the spirit of the Athenian people. The spirit of this people in itself, its constitution, its whole life, rested, however, on a moral ground, on religion, and could not exist without this absolutely secure basis. Thus because Socrates makes the truth rest on the judgment of inward consciousness, he enters upon a struggle with the Athenian people as to what is right and true. His accusation was therefore just, and we have to consider this accusation as also the end of his career. The attacks which Socrates experienced are well known, and were from two sources; Aristophanes attacked him in the “Clouds,” and then he was formally accused before the people.
Aristophanes regarded the Socratic philosophy from the negative side, maintaining that through the cultivation of reflecting consciousness, the idea of law had been shaken, and we cannot question the justice of this conception. Aristophanes’ consciousness of the one-sidedness of Socrates may be regarded as a prelude to his death; the Athenian people likewise certainly recognized his negative methods in condemning him. It is known that Aristophanes brought upon the stage along with Socrates, not only such men as Aeschylus, and more specially Euripides, but also the Athenians generally and their generals—the personified Athenian people and the gods themselves—a freedom which we would not dream of were it not historically authenticated. We have not here to consider the real nature of the Comedy of Aristophanes, nor the wanton way in which he was said to have treated Socrates. As to the first, it should not startle us, nor do we require to justify Aristophanes or to excuse him. The Comedy of Aristophanes is in itself as real a part of the Athenian people, and Aristophanes is as essential a figure, as were the sublime Pericles, the happy Alcibiades, the divine Sophocles, and the moral Socrates, for he belongs as much as any other to this circle of luminaries (Vol. I., p. 322). Thus much can alone be said, that it certainly goes against our German seriousness to see how Aristophanes brings on the boards men living in the State, by name, in order to make a jest of them; and we feel this specially in regard to so upright a man as Socrates.
By chronological considerations, some have tried hard to refute the fact that Aristophanes’ representations had no influence on the condemnation of Socrates. It is seen that, on the one hand, Socrates was treated quite unjustly; but then we must recognize the merit of Aristophanes, who in his “Clouds” was perfectly right. This poet, who exposed Socrates to scorn in the most laughable and bitter way, was thus no ordinary joker and shallow wag who mocked what is highest and best, and sacrificed all to wit with a view to making the Athenians laugh. For everything has to him a much deeper basis, and in all his jokes there lies a depth of seriousness. He did not wish merely to mock; and moreover to mock what was worthy of honour would be perfectly bald and flat. It is a pitiful wit which has no substance, and does not rest on contradictions lying in the matter itself. But Aristophanes was no bad jester. It is, generally speaking, not possible to joke in an external way about what does not contain matter for joking or irony in itself. For what really is comic is to show a man or a thing as they disclose themselves in their extent; and if the thing is not itself its contradiction, the comic element is superficial and groundless. Hence, when Aristophanes makes merry over the Democracy, there is a deep political earnestness at heart, and from all his works it appears what a noble, excellent, true Athenian citizen he was. We thus have a real patriot before us, who, though it involved the punishment of death, did not fear in one of his works to counsel peace. In him, as one who had a patriotism of the most enlightened kind, we find the blissful self-satisfied enjoyment of a people giving free rein to itself. There is, in what is humorous, a self-security which, though with all seriousness it strives after some particular thing, while the opposite of what it aims at always comes to pass, never has for that reason any doubts nor any reflection about itself, since it remains perfectly certain of itself and of what concerns it. We enjoy in Aristophanes this side of the free Athenian spirit, this perfect enjoyment of itself in loss, this untroubled certainty of itself in all miscarriage of the result in real life, and this is the height of humour.
In the “Clouds” we do not indeed see this natural humour, but a contradiction with definite intention. Aristophanes indeed depicts Socrates humorously too, for he brings forth in his moral works the opposite of that from which he starts, and his scholars derive delight from the far-extending discoveries reached through him, which they think are made by their own good luck, but which afterwards turn hateful to them, and become the very opposite of what they intended. The wonderful perception which the followers of Socrates are here represented as having attained, is just a perception of the nullity of the laws of the determinate good as it is to the natural consciousness. Aristophanes made fun of the fact that Socrates occupied himself with elementary researches as to how far fleas spring, and of his putting wax on their feet in order to discover this. This is not historic, but it is well known that Socrates had in his philosophy the side which Aristophanes showed up with such acrimony. Shortly, the fable of the “Clouds” is this: Strepsiades, an honourable Athenian citizen of the old school, had great trouble with his new-fashioned extravagant son, who, spoiled by mother and uncle, kept horses and led a life out of keeping with his position. The father thus got into trouble with his creditors, and went in distress to Socrates, and became his disciple. There the old man learned that not this or that, but another is the right, or rather he learned the stronger (κρείττων) and weaker reasons (ἕττων λόγος). He learned the dialectic of laws, and how, by reasoning, the payment of debts can be disregarded, and he then required that his son should go to the School of Socrates; and the latter likewise profited from his wisdom. But we find the result ensuing from the universal which has now through the Socratic dialectic become empty, in the private interest or the wrong spirit of Strepsiades and his son, which spirit is merely the negative consciousness of the content of laws. Equipped with this new wisdom of reasons, and the discovery of reasons, Strepsiades is armed against the chief evil that presses on him, as regards his threatening creditors. These now come one after another to obtain payment. But Strepsiades knows how to put them off with excellent reasons, and to argue them away, for he pacifies them by all sorts of titulos, and shows them that he does not need to pay them; indeed he even mocks them, and is very glad that he learned all this from Socrates. But soon the scene changes, and the whole affair alters. The son comes, behaves in a very unseemly way to his father, and finally beats him. The father cries to the supreme power, as if this were the last indignity, but the son shows him, with equally good reasons, obtained by the method derived by him from Socrates, that he had a perfect right to strike him. Strepsiades ends the comedy with execrations on the Socratic dialectic, with a return to his old ways, and with the burning of Socrates’ house. The exaggeration which may be ascribed to Aristophanes, is that he drove this dialectic to its bitter end, but it cannot be said that injustice is done to Socrates by this representation. Indeed we must admire the depth of Aristophanes in having recognized the dialectic side in Socrates as being a negative, and—though after his own way—in having presented it so forcibly. For the power of judging in Socrates’ method is always placed in the subject, in conscience, but where this is bad, the story of Strepsiades must repeat itself.
With regard to the formal public accusation of Socrates, we must not, like Tennemann (Vol. II., p. 39 seq.), say of Socrates’ treatment, that “it is revolting to humanity that this excellent man had to drink the cup of poison as a sacrifice to cabals—so numerous in democracies. A man like Socrates, who had made right” (right is not being discussed, but we may ask what right? The right of moral freedom) “the sole standard of his action, and did not stray from the straight path, must necessarily make many enemies” (Why? This is foolish; it is a moral hypocrisy to pretend to be better than others who are then called enemies) “who are accustomed to act from quite different motives. When we think of the corruption, and of the rule of the thirty tyrants, we must simply wonder that he could have worked on to his sixtieth year unmolested. But since the Thirty did not venture to lay hands on him themselves, it is the more to be wondered at that in the reconstituted and just rule and freedom which followed the overthrow of despotism”—in that very way the danger in which their principle was, came to be known—“a man like Socrates could be made a sacrifice to cabals. This phenomenon is probably explained by the fact that the enemies of Socrates had first of all to gain time in order to obtain a following, and that under the rule of the Thirty, they played too insignificant a part,” and so on.
Now, as regards the trial of Socrates, we have to distinguish two points, the one the matter of the accusation, the judgment of the court, and the other the relation of Socrates to the sovereign people. In the course of justice there are thus these two parts—the relation of the accused to the matter on account of which he is accused, and his relation to the competency of the people, or the recognition of their majesty. Socrates was found guilty by the judges in respect of the content of his accusation, but was condemned to death because he refused to recognize the competency and majesty of the people as regards the accused.
a. The accusation consisted of two points: “That Socrates did not consider as gods those who were held to be such by the Athenian people, but introduced new ones; and that he also led young men astray.”[132] The leading away of youth was his casting doubt on what was held to be immediate truth. The first accusation has in part the same foundation, for he made it evident that what was usually so considered, was not acceptable to the gods; and in part it is to be taken in connection with his Dæmon, not that he called this his god. But with the Greeks this was the direction which the individuality of judgment took; they took it to be a contingency of the individual, and hence, as contingency of circumstances is an external, they also made the contingency of judgment into something external, i.e. they consulted their oracles—conscious that the individual will is itself a contingent. But Socrates, who placed the contingency of judgment in himself, since he had his Dæmon in his own consciousness, thereby abolished the external universal Dæmon from which the Greeks obtained their judgments. This accusation, as also Socrates’ defence, we wish now to examine further; Xenophon represents both to us, and Plato has also supplied us with an Apology. Meanwhile we may not rest content with saying that Socrates was an excellent man who suffered innocently, &c. (p. 430), for in this accusation it was the popular mind of Athens that rose against the principle which became fatal to him.
α. As regards the first point of the accusation, that Socrates did not honour the national gods, but introduced new ones, Xenophon[133] makes him answer that he always brought the same sacrifices as others to the public altars, as all his fellow-citizens could see—his accusers likewise. But as to the charge that he introduced new Dæmons, in that he heard the voice of God showing him what he should do, he appealed to them whether by soothsayers the cry and flight of birds, the utterances of men (like the voice of Pythia), the position of the entrails of sacrificial animals, and even thunder and lightning were not accepted as divine revelations. That God knows the future beforehand, and, if He wishes, reveals it in these ways, all believe with him; but God can also reveal the future otherwise. He could show that he did not lie in maintaining that he heard the voice of God, from the testimony of his friends, to whom he often announced what was said; and in its results this was always found to be true. Xenophon (Memorab. I. c. 1, § 11) adds, “No one ever saw or heard Socrates do or say anything godless or impious, for he never tried to find out the nature of the Universe, like most of the others, when they sought to understand how what the Sophists called the world began.” That is, from them came the earlier atheists, who, like Anaxagoras, held that the sun was a stone.[134]
The effect which the defence against this part of the accusation made on the judges is expressed thus by Xenophon:[135] “One section of them was displeased because they did not believe what Socrates said, and the other part because they were envious that he was more highly honoured of the gods than they.” This effect is very natural. In our times this also happens in two ways. Either the individual is not believed when he boasts of special manifestations, and particularly of manifestations which have to do with individual action and life; it is neither believed that such manifestations took place at all, or that they happened to this subject. Or if anyone does have dealings with such divinations, rightly enough his proceedings are put an end to, and he is shut up. By this it is not denied in a general way that God foreknows everything, or that He can make revelations to individuals; this may be admitted in abstracto, but not in actuality, and it is believed in no individual cases. Men do not believe that to him, to this individual, there has been a revelation. For why to him more than to others? And why just this trifle, some quite personal circumstances—as to whether someone should have a successful journey, or whether he should converse with another person, or whether or not he should in a speech properly defend himself? And why not others amongst the infinitely many things which may occur to the individual? Why not much more important things, things concerning the welfare of whole States? Hence it is not believed of an individual, in spite of the fact that if it is possible, it must be to the individual that it happens. This unbelief, which thus does not deny the general fact and general possibility, but believes it in no particular case, really does not believe in the actuality and truth of the thing. It does not believe it because the absolute consciousness—and it must be such—certainly knows nothing of a positive kind of trivialities such as form the subject of these divinations and also those of Socrates; in spirit such things immediately vanish away. The absolute consciousness does not know about the future as such, any more than about the past; it knows only about the present. But because in its present, in its thought, the opposition of future and past to present becomes apparent, it likewise knows about future and past, but of the past as something which has taken shape. For the past is the preservation of the present as reality, but the future is the opposite of this, the Becoming of the present as possibility, and thus the formless. From out of this formlessness the universal first comes into form in the present; and hence in the future no form can be perceived. Men have the dim feeling that when God acts it is not in a particular way, nor for particular objects. Such things are held to be too paltry to be revealed by God in a particular case. It is acknowledged that God determines the individual, but by this the totality of individuality, or all individualities, is understood; hence it is said that God’s way of working is found in universal nature.
Now while with the Greeks judgment had the form of a contingency externally posited through the flight and cries of birds, in our culture we decide by an inward contingency, because I myself desire to be this contingency, and the knowledge of individuality is likewise a consciousness of this contingency. But if the Greeks, for whom the category of the contingency of consciousness was an existent, a knowledge of it as an oracle, had this individuality as a universal knowledge of which everyone could ask counsel, in Socrates—in whom what was here externally established had become inward consciousness, as with us, though not yet fully, being still represented as an actual voice, and conceived of as something which he separated from his individuality—the decision of the single individual had the form of personality as a particular, and it was not a universal individuality. This his judges could not in justice tolerate, whether they believed it or not. With the Greeks such revelations had to have a certain nature and method; there were, so to speak, official oracles (not subjective), such as Pythia, a tree, etc. Hence when this appeared in any particular person like a common citizen, it was considered incredible and wrong; the Dæmon of Socrates was a medium of a different kind to any formerly respected in the Greek Religion. It is so much the more noteworthy, that nevertheless the oracle of the Delphian Apollo, Pythia, declared Socrates to be the wisest Greek.[136] Socrates it was who carried out the command of the God of knowledge, “Know Thyself,” and made it the motto of the Greeks, calling it the law of the mind, and not interpreting it as meaning a mere acquaintanceship with the particular nature of man. Thus Socrates is the hero who established in the place of the Delphic oracle, the principle that man must look within himself to know what is Truth. Now seeing that Pythia herself pronounced that utterance, we find in it a complete revolution in the Greek mind, and the fact that in place of the oracle, the personal self-consciousness of every thinking man has come into play. This inward certainty, however, is undoubtedly another new god, and not the god of the Athenians existing hitherto, and thus the accusation of Socrates was quite just.
β. If we now consider the second point of the accusation, that Socrates led youth astray, we find that he first sets against it the fact that the oracle of Delphi declared that none could be nobler, juster or wiser than he.[137] And then he sets against this accusation his whole manner of life, and asks whether by the example that he gave, particularly to those with whom he went about, he ever led any into evil.[138] The general accusation had to be further defined and witnesses came forward. “Melitus said that he knew some whom he advised to obey him rather than their parents,”[139] This point of the accusation principally related to Anytus, and since he made it good by sufficient testimony, the point was undoubtedly proved, in accordance with law. Socrates explained himself further on this point when he left the court. For Xenophon tells us (Apol. Socr. §§ 27, 29—31) that Anytus was inimical to Socrates, because he said to Anytus, a respected citizen, that he should not bring up his son to the trade of a tanner, but in manner befitting a free man. Anytus was himself a tanner, and although his business was mostly conducted by slaves, it was in itself not ignominious, and Socrates’ expression was hence wrong, although, as we have seen (p. 366), quite in the spirit of Greek thought. Socrates added that he had made acquaintance with this son of Anytus and discovered no evil in him, but he prophesied that he would not remain at this servile work to which his father kept him. Nevertheless, because he had no rational person near to look after him, he would come to have evil desires and be brought into dissolute ways. Xenophon added that Socrates’ prophecy had come to pass literally, and that the young man gave himself up to drink, and drank day and night, becoming totally depraved. This can be easily understood, for a man who feels himself to be fit for something better (whether truly so or not) and through this discord in his mind is discontented with the circumstances in which he lives, yet capable of attaining to no other, is led out of this disgust into listlessness, and is thus on the way to the evil courses which so often ruin men. The prediction of Socrates is thus quite natural. (Supra, p. 424.)
To this definite accusation that he led sons into disobedience to their parents, Socrates replied by asking the question whether in selecting men for public offices, such as that of general, parents, or those experienced in war, were selected. Similarly in all cases those most skilful in an art or science are picked out. He demanded whether it was not matter of astonishment that he should be brought before a judge because he was preferred to parents by the sons in their aspirations after the highest human good which is to be made a noble man.[140] This reply of Socrates is, on the one hand, quite just, but we see at the same time that we cannot call it exhaustive, for the real point of the accusation is not touched. What his judges found unjust was the intrusion morally of a third into the absolute relation between parents and children. On the whole not much can be said on this point, for all depends on the mode of intervention, and if it is necessary in certain cases, it need not take place generally, and least of all when some private individual takes that liberty. Children must have the feeling of unity with their parents; this is the first immediately moral relationship; every teacher must respect it, keep it pure, and cultivate the sense of being thus connected. Hence when a third person is called into this relation between parents and children, what happens through the new element introduced, is that the children are for their own good prevented from confiding in their parents, and made to think that their parents are bad people who harm them by their intercourse and training; and hence we find this revolting. The worst thing which can happen to children in regard to their morality and their mind, is that the bond which must ever be held in reverence should become loosened or even severed, thereby causing hatred, disdain, and ill-will. Whoever does this, does injury to morality in its truest form. This unity, this confidence, is the mother’s milk of morality on which man is nurtured; the early loss of parents is therefore a great misfortune. The son, like the daughter, must indeed come out of his natural unity with the family and become independent, but the separation must be one which is natural or unforced, and not defiant and disdainful. When a pain like this has found a place in the heart, great strength of mind is required to overcome it and to heal the wound. If we now speak of the example given us by Socrates, he seems, through his intervention, to have made the young man dissatisfied with his position. Anytus’ son might, indeed, have found his work generally speaking uncongenial, but it is another thing when such dislike is brought into consciousness and established by the authority of a man such as Socrates. We may very well conjecture that if Socrates had to do with him, he strengthened and developed in him the germ of the feeling of incongruity. Socrates remarked on the subject of his capacities, saying that he was fit for something better, and thus established a feeling of dissatisfaction in the young man, and strengthened his dislike to his father, which thus became the reason of his ruin. Hence this accusation of having destroyed the relationship of parents and children may be regarded as not unfounded, but as perfectly well established. It was also thought very bad in Socrates’ case particularly, and made a matter of reproach that he had such followers as Critias and Alcibiades, who brought Athens almost to the brink of ruin (supra, p. 421). For when he mixed himself in the education which others gave their children, men were justified in the demand that the result should not belie what he professed to do for the education of youth.
The only question now is, how the people came to take notice of this, and in how far such matters can be objects of legislation and be brought into court. In our law, as regards the first part of the accusation, divination such as Cagliostro’s is illegal, and it would be forbidden as it formerly was by the Inquisition. Respecting the second point, such a moral interference is no doubt more recognized with us, where there is a particular office having this duty laid upon it; but this interference must keep itself general, and dare not go so far as to call forth disobedience to parents, which is the first immoral principle. But should such questions come before the court? This first of all brings up the question of what is the right of the State, and here great laxity is now allowed. Nevertheless, when some professor or preacher attacks a particular religion, the legislature would certainly take notice of it, and it would have a complete right to do so, although there would be an outcry when it did it. There is undoubtedly a limit which in liberty of thought and speech is difficult to define and rests on tacit agreement; but there is a point beyond which we find what is not allowed, such as direct incitement to insurrection. It is indeed said, that “bad principles destroy themselves by themselves and find no entrance.” But that is only true in part, for with the populace the eloquence of sophistry stirs up their passions. It is also said, “This is only theoretic, no action follows.” But the State really rests on thought, and its existence depends on the sentiments of men, for it is a spiritual and not a physical kingdom. Hence it has in so far maxims and principles which constitute its support, and if these are attacked, the Government must intervene. Added to this, it was the case that in Athens quite a different state of things was present than with us; in order to be able to judge rightly of Socrates’ case we must first consider the Athenian State and its customs. According to Athenian laws, i.e. according to the spirit of the absolute State, both these things done by Socrates were destructive of this spirit, while in our constitution the universal of the states is a stronger universal, which last undoubtedly permits of individuals having freer play, since they cannot be so dangerous to this universal. Hence it would undoubtedly in the first place mean the subversion of the Athenian State, if this public religion on which everything was built and without which the State could not subsist, went to pieces; with us the State may be called an absolute and independent power. The Dæmon is now, in fact, a deity differing from any known, and because it stood in contradiction to the public religion, it gave to it a subjective arbitrariness. But since established religion was identified with public life so closely that it constituted a part of public law, the introduction of a new god who formed self-consciousness into a principle and occasioned disobedience, was necessarily a crime. We may dispute with the Athenians about this, but we must allow that they are consistent. In the second place, the moral connection between parents and children is stronger, and much more the moral foundation of life with the Athenians than with us, where subjective freedom reigns; for family piety is the substantial key-note of the Athenian State. Socrates thus attacked and destroyed Athenian life in two fundamental points; the Athenians felt and became conscious of it. Is it then to be wondered at that Socrates was found guilty? We might say that it had to be so. Tennemann (Vol. II., p. 41) says: “Though these charges contained the most palpable untruths, Socrates was condemned to death because his mind was too lofty for him to descend to the common unworthy means, by which the judgment of the court was usually perverted.” But all this is false; he was found guilty of these deeds, but not for that reason condemned to death.
b. We here come to the second occurrence in his history. In accordance with Athenian laws, the accused had, after the Heliasts (resembling the English jury) pronounced him guilty, the liberty of suggesting (ἀντιτιμᾶσθαι) a penalty different from the punishment which the accuser proposed; this implied a mitigation of the punishment without a formal appeal—an excellent provision in Athenian law, testifying to its humanity. In this penalty the punishment in itself is not brought into question, but only the kind of punishment; the judges had decided that Socrates deserved punishment. But when it was left to the accused to determine what his punishment should be, it might not be arbitrary, but must be in conformity with the crime, a money or bodily punishment (ὄ, τι χρὴ παθεῖν ἢ ἀποτῖθαι).[141] But it was implied in the guilty persons constituting himself his own judge, that he submitted himself to the decision of the court and acknowledged himself to be guilty. Now Socrates declined to assign a punishment for himself consisting either of fine or banishment, and he had the choice between these and death, which his accusers proposed. He declined to choose the former punishment because he, according to Xenophon’s account (Apol. Socr. § 23), in the formality of the exchange-penalty (τὸ ὐποτιμᾶσθαι), as he said, would acknowledge guilt; but there was no longer any question as to the guilt, but only as to the kind of punishment.
This silence may indeed be considered as moral greatness, but, on the other hand, it contradicts in some measure what Socrates says later on in prison, that he did not wish to flee, but remained there, because it seemed better to the Athenians and better to him to submit to the laws (Vol. I., p. 342). But the first submission would have meant that as the Athenians had found him guilty, he respected this decision, and acknowledged himself as guilty. Consistently he would thus have held it better to impose his punishment, since thereby he would not only have submitted himself to the laws, but also to the judgment. We see in Sophocles (Antig. verses 925, 926), the heavenly Antigone, that noblest of figures that ever appeared on earth, going to her death, her last words merely stating—
“If this seems good unto the gods,
Suffering, we may be made to know our error.”
Pericles also submitted himself to the judgment of the people as sovereign; we saw him (Vol. I., p. 328) going round the citizens entreating for Aspasia and Anaxagoras. In the Roman Republic we likewise find the noblest men begging of the citizens. There is nothing dishonouring to the individual in this, for he must bend before the general power, and the real and noblest power is the people. This acknowledgment the people must have direct from those who raise themselves amongst them. Here, on the contrary, Socrates disclaims the submission to, and humiliation before the power of the people, for he did not wish to ask for the remission of his punishment. We admire in him a moral independence which, conscious of its own right, insists upon it and does not bend either to act otherwise, or to recognize as wrong what it itself regards as right. Socrates hence exposed himself to death, which could not be regarded as the punishment for the fault of which he was found guilty; for the fact that he would not himself determine the punishment, and thus disdained the juridical power of the people, was foremost in leading to his condemnation. In a general way he certainly recognized the sovereignty of the people, but not in this individual case; it has, however, to be recognized, not only in general, but in each separate case. With us the competency of the court is presupposed, and the criminal judged without further ado; to-day the whole matter is also open to the light of day and accepted as an acknowledged fact. But with the Athenians we find the characteristic request that the prisoner should, through the act of imposing on himself a penalty, sanction the judge’s sentence of guilt. In England this is certainly not the case, but there still remains a like form of asking the accused by what law he wishes to be judged. He then answers, by the law of the land and by the judges of his country. Here we have the recognition of legal operations.
Socrates thus set his conscience in opposition to the judges’ sentence, and acquitted himself before its tribunal. But no people, and least of all a free people like the Athenians, has by this freedom to recognize a tribunal of conscience which knows no consciousness of having fulfilled its duty excepting its own consciousness. To this government and law, the universal spirit of the people, may reply: “If you have the consciousness of having done your duty, we must also have the consciousness that you have so done.” For the first principle of a State is that there is no reason or conscience or righteousness or anything else, higher than what the State recognizes as such. Quakers, Anabaptists, &c., who resist any demands made on them by the State, such as to defend the Fatherland, cannot be tolerated in a true State. This miserable freedom of thinking and believing what men will, is not permitted, nor any such retreat behind personal consciousness of duty. If this consciousness is no mere hypocrisy, in order that what the individual does should be recognized as duty, it must be recognized as such by all. If the people can make mistakes the individual may do so much more easily, and he must be conscious that he can do this much more easily than the people. Now law also has a conscience and has to speak through it; the law-court is the privileged conscience. Now if the miscarriage of justice in a trial is shown by every conscience clamouring for something different, the conscience of the court alone possesses any value as being the universal legalized conscience, which does not require to recognize the particular conscience of the accused. Men are too easily convinced of having fulfilled their duty, but the judge finds out whether duty is in fact fulfilled, even if men have the consciousness of its being so.
We should expect nothing else of Socrates than that he should go to meet his death in the most calm and manly fashion. Plato’s account of the wonderful scene his last hours presented, although containing nothing very special, forms an elevating picture, and will be to us a permanent representation of a noble deed. The last dialogue of Plato is popular philosophy, for the immortality of the soul is here first brought forward; yet it brings no consolation, for, as Homer makes Achilles say in the nether world, he would prefer to be a ploughboy on the earth.
But though the people of Athens asserted through the execution of this judgment the rights of their law as against the attacks of Socrates, and had punished the injury caused to their moral life by Socrates, Socrates was still the hero who possessed for himself the absolute right of the mind, certain of itself and of the inwardly deciding consciousness, and thus expressed the higher principle of mind with consciousness. Now because, as has been said, this new principle by effecting an entrance into the Greek world, has come into collision with the substantial spirit and the existing sentiments of the Athenian people, a reaction had to take place, for the principle of the Greek world could not yet bear the principle of subjective reflection. The Athenian people were thus, not only justified, but also bound to react against it according to their law, for they regarded this principle as a crime. In general history we find that this is the position of the heroes through whom a new world commences, and whose principle stands in contradiction to what has gone before and disintegrates it: they appear to be violently destroying the laws. Hence individually they are vanquished, but it is only the individual, and not the principle, which is negated in punishment, and the spirit of the Athenian people did not in the removal of the individual, recover its old position. The false form of individuality is taken away, and that, indeed, in a violent way, by punishment; but the principle itself will penetrate later, if in another form, and elevate itself into a form of the world-spirit. This universal mode in which the principle comes forth and permeates the present is the true one; what was wrong was the fact that the principle came forth only as the peculiar possession of one individual. His own world could not comprehend Socrates, but posterity can, in as far as it stands above both. It may be conceived that the life of Socrates had no need to have such an end, for Socrates might have lived and died a private philosopher, and his teaching might have been quietly accepted by his disciples, and have spread further still without receiving any notice from State or people; the accusation thus would seem to have been contingent. But it must be said that it was through the manner of that event that this principle became so highly honoured. The principle is not merely something new and peculiar to itself, but it is an absolutely essential moment in the self-developing consciousness of self which is designed to bring to pass as a totality, a new and higher actuality. The Athenians perceived correctly that this principle not only meant opinion and doctrine, for its true attitude was that of a direct and even hostile and destructive relation to the actuality of the Greek mind; and they proceeded in accordance with this perception. Hence, what follows in Socrates’ life is not contingent, but necessarily follows upon his principle. Or the honour of having recognized that relation, and indeed of having felt that they themselves were tinged with this principle, is due to the Athenians.
c. The Athenians likewise repented of their condemnation of Socrates, and punished some of his accusers with death itself, and others with banishment; for according to Athenian laws, the man who made an accusation, and whose accusation was found to be false, usually underwent the same punishment that otherwise the criminal would have borne. This is the last act in this drama. On the one hand the Athenians recognized through their repentance the individual greatness of the man; but on the other (and this we find by looking closer) they also recognized that this principle in Socrates, signifying the introduction of new gods and disrespect to parents, has—while destructive and hostile to it—been introduced even into their own spirit, and that they themselves are in the dilemma of having in Socrates only condemned their own principle. In that they regretted the just judgment of Socrates, it seems to be implied that they wished that it had not occurred. But from the regret it does not follow that in itself it should not have occurred, but only that it should not have happened for their consciousness. Both together constitute the innocence which is guilty and atones for its guilt; it would only be senseless and despicable if there were no guilt. An innocent person who comes off badly is a simpleton; hence it is a very flat and uninteresting matter when tyrants and innocent persons are represented in tragedies, just because this is an empty contingency. A great man would be guilty and overcome the great crisis that ensues; Christ thus gave up his individuality, but what was brought forth by him remained.
The fate of Socrates is hence really tragic, not in the superficial sense of the word and as every misfortune is called tragic. The death of an estimable individual must, in such a sense, be specially tragic, and thus it is said of Socrates, that because he was innocent and condemned to death, his fate was tragic. But such innocent suffering would only be sad and not tragic, for it would not be a rational misfortune. Misfortune is only rational when it is brought about by the will of the subject, who must be absolutely justified and moral in what he does, like the power against which he wars—which must therefore not be a merely natural power, or the power of a tyrannic will. For it is only in such a case that man himself has any part in his misfortune, while natural death is only an absolute right which nature exercises over men. Hence, in what is truly tragic there must be valid moral powers on both the sides which come into collision; this was so with Socrates. His is likewise not merely a personal, individually romantic lot; for we have in it the universally moral and tragic fate, the tragedy of Athens, the tragedy of Greece. Two opposed rights come into collision, and the one destroys the other. Thus both suffer loss and yet both are mutually justified; it is not as though the one alone were right and the other wrong. The one power is the divine right, the natural morality whose laws are identical with the will which dwells therein as in its own essence, freely and nobly; we may call it abstractly objective freedom. The other principle, on the contrary, is the right, as really divine, of consciousness or of subjective freedom; this is the fruit of the tree of the knowledge of good and evil, i.e. of self-creative reason; and it is the universal principle of Philosophy for all successive times. It is these two principles which we see coming into opposition in the life and the philosophy of Socrates.
The Athenian people had come into a period of culture, in which this individual consciousness made itself independent of the universal spirit and became for itself. This was perceived by them in Socrates, but at the same time it was felt that it meant ruin, and thus they punished an element which was their own. The principle of Socrates is hence not the transgression of one individual, for all were implicated; the crime was one that the spirit of the people committed against itself. Through this perception the condemnation of Socrates was retracted; Socrates appeared to have committed no crime, for the spirit of the people has now generally reached the consciousness which turns back from the universal into itself. This meant the disintegration of this people, whose mind and spirit consequently soon disappeared from the world, but yet out of its ashes a higher took its rise, for the world-spirit had raised itself into a higher consciousness. The Athenian State, indeed, endured for long, but the bloom of its character soon faded. It is characteristic of Socrates that he grasped the principle of the inwardness of knowledge, not practically merely, as did Critias and Alcibiades (supra, pp. 421, 438), but in thought, making it valid to thought, and this is the higher method. Knowledge brought about the Fall, but it also contains the principle of Redemption. Thus what to others was only ruin, to Socrates, because it was the principle of knowledge, was also a principle of healing. The development of this principle, which constitutes the content of all successive history, is explicitly the reason that the later philosophers withdrew from the affairs of the State, restricted themselves to cultivating an inner world, separated from themselves the universal aim of the moral culture of the people, and took up a position contrary to the spirit of Athens and the Athenians. From this it came to pass that particularity of ends and interests now became powerful in Athens. This has, in common with the Socratic principle, the fact that what seems right and duty, good and useful to the subject in relation to himself as well as to the State, depends on his inward determination and choice, and not on the constitution and the universal. This principle of self-determination for the individual has, however, become the ruin of the Athenian people, because it was not yet identified with the constitution of the people; and thus the higher principle must in every case appear to bring ruin with it where it is not yet identified with the substantial of the people. The Athenian life became weak, and the State outwardly powerless, because its spirit was divided within itself. Hence it was dependent on Lacedæmon, and we finally see the external subordination of these States to the Macedonians.
We are done with Socrates. I have been more detailed here because all the features of the case have been so completely in harmony, and he constitutes a great historic turning point. Socrates died at sixty-nine years of age, in Olympiad 95, 1 (399-400 B.C.), an Olympiad after the end of the Peloponnesian war, twenty-nine years after the death of Pericles, and forty-four years before the birth of Alexander. He saw Athens in its greatness and the beginning of its fall; he experienced the height of its bloom and the beginning of its misfortunes.