b. The Incubation Instinct

1. Meaning to be Sought in Phyletic Roots.—It seems quite natural to think of incubation merely as a means of providing the heat needed for the development of the egg, and to assume that the need was felt before the means was found to meet it. Birds and eggs are thus presupposed, and as the birds could not have foreseen the need, they could not have hit upon the means except by accident. Then, what an infinite amount of chancing must have followed before the first ‘cuddling’ became a habit, and the habit a perfect instinct! We are driven to such preposterous extremities as the result of taking a purely casual feature to start with. Incubation supplies the needed heat, but that is an incidental utility that has nothing to do with the nature and origin of the instinct. It enables us to see how natural selection has added some minor adjustments, but explains nothing more. For the real meaning of the instinct we must look to its phyletic roots.

If we go back to animals standing near the remote ancestors of birds, to the amphibia and fishes, we find the same instinct stripped of its later disguises. Here one or both parents simply remain over or near the eggs and keep a watchful guard against enemies. Sometimes the movements of the parent serve to keep the eggs supplied with fresh water, but aëration is not the purpose for which the instinct exists.

2. Means Rest and Incidental Protection to Offspring.—The instinct is a part of the reproductive cycle of activities, and always holds the same relation in all forms that exhibit it, whether high or low. It follows the production of eggs, or young, and means primarily, as I believe, rest, with incidental protection to offspring. That meaning is always manifest, no less in worms, molluscs, crustacea, spiders and insects, than in fishes, amphibia, reptiles and birds. The instinct makes no distinction between eggs and young, and that is true all along the line up to birds, which extend the same blind instinct to one as to the other.

3. Essential Elements of the Instinct.—Every essential element in the instinct of incubation was present long before the birds and eggs arrived. These elements are: (1) the disposition to remain with or over the eggs; (2) the disposition to resist and drive away enemies; and (3) periodicity. The birds brought all these elements along in their congenital equipment, and added a few minor adaptations, such as cutting the period of incubation to the need of normal development, and thus avoiding indefinite waste of time in case of sterile or abortive eggs.

(1) Disposition to Remain over the Eggs.—The disposition to remain over the eggs is certainly very old, and is probably bound up with the physiological necessity for rest after a series of activities tending to exhaust the whole system. If this suggestion seems far-fetched, when thinking of birds, it will seem less so as we go back to simpler conditions, as we find them among some of the lower invertebrate forms, which are relatively very inactive and predisposed to remain quiet until impelled by hunger to move. Here we find animals remaining over their eggs, and thus shielding them from harm, from sheer inability or indisposition to move. That is the case with certain molluscs (Crepidula), the habits and development of which have been recently studied by Professor Conklin. Here full protection to offspring is afforded without any exertion on the part of the parent, in a strictly passive way that excludes even any instinctive care. In Clepsine there is a manifest unwillingness to leave the eggs, showing that the disposition to remain over them is instinctive. If we start with forms of similar sedentary mode of life, it is easy to see that remaining over the eggs would be the most likely thing to happen, even if no instinctive regard for them existed. The protection afforded would, however, be quite sufficient to insure the development of the instinct, natural selection favoring those individuals which kept their position unchanged long enough for the eggs to hatch.”[45]

Professor Whitman proceeds to study the ‘Disposition to Resist Enemies’ and the ‘Periodicity’ in the same genetic way.

The most important of all original abilities is the ability to learn. It, like other capacities, has evolved. The animal series shows a development from animals whose connection-system suffers little or no permanent modification by experience to animals whose connections are in large measure created by use and disuse, satisfaction and discomfort.

Some of this development can be explained without recourse to differences in mere power to learn, by the fact that the latter animals are given greater stimuli to or rewards for learning. But part of it is due to differences in sheer ability to learn, that is, in the power of equally satisfying conditions to strengthen or of equally annoying conditions to weaken bonds in the animals’ connection-systems. This may be seen from the following simple and partial case:—

Call 1 and 2 two animals.

Call C₁ and C₂ the internal conditions of the two animals except for their connection-systems, each being the average condition of the animal in question.

Call S₁ and S₂ two external states of affairs, each being near the indifference point for the animal in question,—that is, being one which the animal does little to either avoid or secure.

Call G₁ and G₂ two responses which result in O₁ and O₂ the optima or most satisfying state of affairs for 1 and 2.

Call I₁ and I₂ two responses which result in the continuation of S₁ and S₂.

The only responses possible for 1 are G₁ and I₁.

The only responses possible for 2 are G₂ and I₂.

Animal 1 upon the recurrence of S₁ and C₁ is little or no more likely to respond by G₁ than he was before.

Animal 2 upon the recurrence of S₂ and C₂ is far more likely to respond by G₂ than he was before.

The fact thus outlined might conceivably be due to an intrinsic inequality between O₁ and O₂, the power of equally satisfying optima to influence, their antecedents being identical. This is not the case in the evolution of learning, however. For even if, instead of O₂, we had only a moderately satisfying state of affairs, such as the company of other chicks to (2) a 15-day-old chick, while O₁ was the optimum of darkness, dampness, coolness, etc., for (1) an earthworm, 2 would learn far, far more rapidly than 1.

The fact is due, of course, to the unequal power of equally satisfying conditions to influence their antecedents. The same argument holds good for the influence of discomfort.

The ability to learn,—that is, the possession of a connection-system subject to the laws of exercise and effect,—has been found in animals as ‘low’ as the starfish and perhaps in the protozoa. It is hard to tell whether the changed responses observed in Stentor by Jennings and in Paramecium by Stevenson Smith are easily forgotten learnings or long retained excitabilities. Sooner or later clear learning appears, and then, from crabs to fish and turtle, from these to various birds and mammals, from these to monkeys, and from these to man, a fairly certain increase in sheer ability to learn, in the potency of a supposedly constant degree of satisfyingness or annoyingness to influence the connection preceding it, can be assumed. We cannot, of course, define just what we mean by equal satisfyingness to a mouse and a man, but the argument is substantially the same as that whereby we assume that the gifted boy has more sheer ability to learn than the idiot, so that if the two made the same response to the same situation and were equally satisfied thereby, the former would form the habit more firmly.

We may, therefore, expect that when knowledge of the structure and behavior of the neurones comprising the connection-systems of animals (or of the neurones’ predecessors in this function) progresses far enough to inform us of just what happens when a connection is made stronger or weaker and of just what effects satisfying and annoying states of affairs exert upon the connection-system (and in particular upon the connections most recently in activity) the ability to learn will show as true an evolution as the ability to sneeze, oppose the thumb, or clasp an object touched by the hand.

If my analysis is true, the evolution of behavior is a rather simple matter. Formally the crab, fish, turtle, dog, cat, monkey and baby have very similar intellects and characters. All are systems of connections subject to change by the law of exercise and effect. The differences are: first, in the concrete particular connections, in what stimulates the animal to response, what responses it makes, which stimulus connects with which response, and second, in the degree of ability to learn—in the amount of influence of a given degree of satisfyingness or annoyingness upon the connection that produced it.

The peculiarly human features of intellect and character, responses to elements and symbols, are the results of: first, a receiving system that is easily stimulated by the external world bit by bit (as by focalized vision and touch with the moving hand) as well as in totals composed of various aggregates of these bits; second, of an action-system of great versatility (as in facial expression, articulation, and the hands’ movements); and third, of a connection-system that includes the connections roughly denoted by babbling, manipulation, curiosity, and satisfaction at activity, bodily or mental, for its own sake; that is capable of working in great detail, singling out elements of situations and parts of responses; and that allows satisfying and annoying states of affairs to exert great influence on their antecedent connections. Because he learns fast and learns much, in the animal way, man seems to learn by intuitions of his own.