CHAPTER XXXIV
TYPES OF PHYSICAL OCCURRENCES

IN this chapter, I propose to advocate a division of physical occurrences into three types, which I shall call respectively steady events, rhythms, and transactions. The phrase "steady events" is formed on the analogy of "steady motions," though the events concerned are not supposed to be motions. Rhythms are periodic processes, such as we considered in the preceding chapter. Transactions are quantum changes, in which energy passes from one system to another. The laws governing different types of occurrences are different, and it is necessary to separate them before embarking upon a general discussion of physical causality.

The traditional view, that physics is concerned exclusively with matter in motion, cannot be maintained, for a number of reasons. In the first place, the æther, even if it can be said to exist, can hardly be regarded as having a granular structure, and events in it, such as the passage of light, cannot be explained as movements of particles of æther. In the second place, quantum changes, if they really are sudden, violate the continuity of motion, and thus destroy its advantages as an imaginative picture. In the third place—and this is philosophically the most important point—the conception of motion depends upon that of persistent material substances, which we have seen reason to regard as merely an approximate empirical generalization. Before we can say that one piece of matter has moved, we must decide that two events at different times belong to one "biography," and a "biography" is defined by certain causal laws, not by persistence of substance. Consequently motion is something constructed in accordance with the laws of physics, or—we might say—as a convenience in stating them; it cannot be one of the fundamental concepts of physics. Lastly, there is an argument which is difficult to state precisely, but which nevertheless has some weight. For Newton, motion was absolute, and a body in motion might be regarded as in a different state from a body at rest. But when motion was recognized as merely relative, laws of motion became laws as to relations to more or less distant bodies. They thus came to involve something like action at a distance—though this was disguised by the use of differential equations not always interpreted according to rigid Weierstrassian methods. If we are to avoid action at a distance, our fundamental laws must be concerned with terms having finite spatio-temporal extension, and thus capable of contact and overlapping—in a word, with events rather than particles or impenetrable material units. This involves a re-interpretation of motion as it occurs in physics, which will be considered in a later chapter. For the present, I am concerned with the materials which will be required for this purpose as well as for the interpretation of other physical phenomena.

A "steady event," as I use the term, is anything which is devoid of physical structure and is compresent with events which are not compresent with each other, but are one earlier and the other later; in other words, the steady event is a member of at least two points which have a time-like interval. When a steady event is contrasted with a rhythm, it is assumed that the steady event is not part of a periodic process; but it cannot be taken as certain that there are any elementary events which are not parts of such processes. It may be that all non-periodic changes occur by way of transactions; but this must be an open question in the present state of knowledge.

A "rhythm," as already explained, is a recurring cycle of events, in which there is a qualitative similarity between corresponding members of different periods. A rhythm may have a period consisting of a finite number of events, or one consisting of an infinite number; it may be discrete or continuous. If it is discrete, the proper time of one period is measured by the number of events in the period, and the "frequency" of the process is the reciprocal of this number. But here we are speaking of the frequency as measured by the time proper to the period; by an extraneous time the frequency may be quite different. What is commonly called the frequency of a light-wave is its frequency with respect to axes fixed relatively to the emitting body. Its frequency relative to axes which travel with it is zero; this is only the extreme of the Doppler effect. There is perhaps a certain inconsistency in the practice of studying bodies by means of axes which move with them, while light is always treated with reference to material axes. If we want to understand light in itself, not in its relation to matter, we ought to let our axes travel with it. In that case, its periodicity is spatial, not temporal; it is like that of corrugated iron. From the standpoint of the light itself, each part of a light-wave is a steady event in the sense defined above.

One of the most fundamental of rhythmic processes will be the revolution of an electron about a nucleus, unless we accept the view of the new quantum mechanics, according to which there is no reason to suppose that this really occurs. In the Bohr-Sommerfeld theory, this revolution goes on by itself until it is altered either by a quantum change or by some more conventional chemical or electrical action. The question arises: why should we suppose that there is a process at all? Why not suppose that there is a steady event, possessed of a certain amount of energy, which is replaced, in a quantum change, by another steady event, possessed of a different amount of energy, the balance being radiated or absorbed? There is a certain attraction about this hypothesis, since the atom gives no external indication of its presence while the supposed process continues, and therefore there can be no direct evidence that changes are occurring, such as a steady motion supposes. In any case, if an electron is revolving round a proton in a circle, and both are spherically symmetrical, it is not easy to see, from a relativist point of view, exactly what is meant by saying that the electron is revolving. This difficulty is not diminished by the hypothesis of spinning electrons. We have the same difficulties as in the case of absolute rotation and Foucault's pendulum—the difficulties, namely, which Newton advanced to prove the necessity of absolute motion. Within the system consisting of the electron and proton alone, nothing is changing while the electron revolves in its circular orbit; the change is only with reference to other bodies. Why not regard the state of affairs as static, but possessed of a certain amount of energy? Energy may be altered in amount by a change of axes, and is not an invariant property of the system; but reference to the outside world here is less serious, since the only purpose served by the energy of the atom is to provide physics with something which can be radiated into the outer world or absorbed from it. That is to say, energy is required only as something whose changes govern the causal relations of the atom with the outer world. This point of view is essentially that of the Heisenberg theory.

There are several apparent difficulties in such a view. In the first place, the formula for energy obtained on the assumption that the electron revolves gives exactly the changes of energy required to account for spectroscopic phenomena; the Bohr-Sommerfeld theory agrees with observation so minutely that its formula for energy must be accepted. Of course we could say that the energy just happens to be what it would be if the electron revolved in one of the quantum orbits; but this would seem an almost miraculous coincidence. This, however, is not the strongest argument, which is that derived from the quantum principle. The quantum principle in its older form can only be applied to periodic processes; if it is to apply, as we find that it does, to the interchange of energy between light and the atom, we must assume, if we adhere to the older theory, that within the atom there is something that can be called a "frequency," i.e. something which is periodic, which compels us to admit that, within an atom in a steady state, there is a recurring process whose formal properties are those which would be exhibited by a revolution of the electron, and perhaps also by a rotation.

If we adhere to the Bohr theory, what can be supposed to be really occurring? If relative motion were all that was taking place, we should have either to find an interpretation for the spinning electron, or else to say that, taking axes fixed relatively to any large body, the line joining the electron to the proton rotates rapidly; any large body will do, since none rotates with an angular velocity comparable to that of the electron. But why should the electron be interested in this fact? Why should its capacity for emitting light be connected with it? There must be something happening where the electron is, if the process is to be intelligible. This brings us back to Maxwell's equations, as governing what is occurring in the medium. And there must be a rhythmic character in the events occurring where the electron is, if we are to avoid all the troubles of action at a distance.

We suppose, therefore, that throughout an electromagnetic field there are events whose formal properties we know more or less, and that they, not the change of spatial configuration, are the immediate causes of what takes place. This brings us back to the cycle of events which we used in the preceding chapter to define a rhythm. The point is that a rhythm can never consist merely in periodic changes of spatial relation between two or more bodies, but must consist of qualitative cycles of events. We have experience of such cycles when we watch a large-scale periodic event, such as the swing of a pendulum. All that happens to us during the cycle happens in us, not in a number of different places; and any effect upon us depends upon what happens to us. I am suggesting that this is a proper analogy when we wish to understand how a periodic motion affects an electron.

I come now to what I shall call "transactions," by which I mean quantum changes. I call them "transactions" because energy is exchanged between different processes. The processes concerned must be periodic, since otherwise the quantum principle is unnecessary. In the simplest case, that of emission of light by a hydrogen atom, we have as antecedent, speaking the language of the older quantum theory, one periodic process (the revolution of the electron in an orbit other than the minimum orbit) and as consequent two processes, namely: (1) The revolution of the electron in a smaller orbit, (2) a light-wave. The latter, as already explained, is only periodic in a certain sense. The energy of the antecedent is the sum of the energies of the consequents. The amount of action during one period of the antecedent is a multiple of , and so are the amounts of action of the consequents during one period of each. Exactly the converse occurs when light is absorbed by a hydrogen atom. In other cases, both the antecedent and the consequent may consist of two or more rhythms; but always there will be conservation of energy, and each rhythm will contain an amount of action which is a multiple of .

As yet, everything concerned with quanta is more or less mysterious, although Heisenberg's theory has somewhat diminished the mystery. We do not know whether quantum changes are really sudden or not; we do not know whether the space concerned in atomic structure is continuous or discrete. If electrons always moved in circles, as in the first form of Bohr's theory, we could be content with a granular discrete space, and suppose that the intermediate orbits are geometrically non-existent. But the existence of elliptic orbits in Sommerfeld's development of the theory makes this difficult. And in atoms with many planetary electrons, the paths of some are supposed to cross those of others. In spite of these difficulties, however, I do not despair of the hypothesis that space-time is discrete. The older quantum theory uses the traditional conceptions of physics, and thinks of geometrical orbits in a constant space. The Heisenberg theory, on the contrary, has a completely new kinematics, according to which unquantized orbits (if we may still speak of orbits) are geometrically impossible. It is difficult, as yet, to translate this theory out of its technical form. But even according to the older theory, one can see that a discrete space-time is possible. For when we think of the matter in terms of space-time, we realize that the geometry of the neighbourhood of the atom may be different at different times. If an electron moves in one sort of orbit at one time and in another at another, it does not follow that each sort of orbit was geometrically possible at the time when the other was being described. Perhaps it is not superfluous to explain what is meant by saying that an orbit is "geometrically possible" though not physically actual. What is meant is this: there is a series of groups of events, each group being a point, and the series being one in which all the intervals of points are time-like, and in which, if a constant value is assigned to one of the co-ordinates, the remaining three give a curve in a three-dimensional space having the geometrical properties of the orbit in question. Whenever we speak of an orbit geometrically, we are assuming that we can distinguish one of the co-ordinates as "time," give it a constant value, and consider the relations of the remaining three co-ordinates. Now it is always possible that there may be a fallacy in this procedure, since it may be that such geometrical relations as we are considering are impossible among "simultaneous" points. Moreover, in the general theory of relativity, it may be impossible to distinguish one co-ordinate as more representative of time than the others.

When, from a traditional point of view, two orbits cross each other, this no longer happens from a relativity standpoint. We cannot assume, that is to say, that there is a point from which two journeys are possible. Two electrons never actually collide. When their orbits are said to cross, all that is meant is this: In the system of co-ordinates we have adopted, there is a point () which is part of the history of one electron, and a point () which is part of the history of the other. In another equally legitimate system of co-ordinates, these two points would not have three co-ordinates identical. And the fact that a certain orbit passes from () in a certain direction does not imply that there is an orbit passing from () in a direction which is the same so far as , , are concerned. Therefore the apparent difficulties in the way of a discrete space are not necessarily insuperable.

From our point of view, it is a difficulty in the quantum principle that it is stated in a form involving energy, which, from a relativity standpoint, requires re-interpretation. It is also a difficulty that we do not know any laws determining when a transaction will take place, and that we do not know whether it is really sudden or not. For all these reasons, we are compelled to be very tentative in philosophizing. I will, however, repeat the outcome of this chapter, such as it is.

In one sense, the theory of space-time points as groups of events requires that all change should be discontinuous. An event e is a member of a certain set of space-time points, and of no others: the boundaries of the region constituted by this set are the boundaries of , so that it comes into existence suddenly and ceases to exist suddenly. Nevertheless, we can, if necessary, provide for continuity within this scheme. Suppose a continuous series of qualities, like the colours of the rainbow; suppose that, in some process, each of these is compresent with its neighbours up to a certain distance in either direction, but not with more distant members of the series. Then the group of qualities existing at a point will change continuously, although each separate quality changes discontinuously. We may suppose this to be the nature of change between transactions, and in particular during a rhythm. There is no proof that change is ever continuous, but there is also no proof that it is not. We will assume, for the moment, that change between transactions is continuous in the above sense, but that transactions are discontinuous. This assumption is made only for the sake of brevity of statement; it is not asserted to be true, or even more probable than the opposite assumption.

If we take the above view, there will be three kinds of things to consider in physics: transactions, steady events, and rhythms. Transactions are dominated by quantum laws. Steady events continue, without internal change, from one transaction to the next, or throughout a certain portion of a continuous change; percepts are steady events, or rather systems of steady events. The relation of a steady event to a rhythm I conceive according to a musical analogy: that of a long note on the violin while a series of chords occurs repeatedly on the piano. All our life is lived to the accompaniment of a rhythm of breathing and heart-beating, which provides us with a physiological clock by which we can roughly estimate times. I imagine, perhaps fancifully, something faintly analogous as an accompaniment to every steady event. There are laws connecting the steady event with the rhythm; these are the laws of harmony. There are laws regulating transactions; these are the laws of counterpoint.

We must assume periodicity as a feature of the state of affairs where there are steady events, since we cannot state the quantum principle without it. We have to find a meaning for "frequency" in order to connect energy with . It is not altogether easy to see how one frequency is to be compared with another. In the case of light, we can estimate the distance between the crest of one wave and the crest of the next. Knowing the velocity of light, this tells us how many waves pass a given place in a second. But here the periodicity exists for the outside observer; for an observer travelling on the crest of a given wave, there is no process and no periodicity. For an outside observer, there is a process in the motion of the light-wave; but our observer on the wave considers himself to be at rest, and presumably does not see objects flying past him. Thus for him the periodicity of a light-wave is spatial rather than temporal. One light-wave will consist of a series , , ... , ... of steady events, the intervals between which are space-like; the next will consist of a series , , ... , ..., again having space-like intervals from each other and from the previous series; and will have a similarity of quality which neither has to or (where is different from ). Each of these events is supposed to continue as long as the light-wave continues, i.e. until there is a transaction. Given any event which is connected with matter, may be compresent with , ... , ... , ... , ... successively, but not with all at once. This is what happens when a light-wave passes an observer or any other piece of matter. A series of events forming one light-wave are inseparably associated, in the sense that when there is one of them there will be others throughout the space covered by the wave. Similarly the series of events (if any) involved in the revolution of an electron are inseparably associated; but there is this difference, that these events form a temporal series from the standpoint of the electron, whereas the events constituting a light-wave form a spatial series from the point of view of the light-wave.

There are difficulties in the above which might be resolved in various ways, but we do not know which to choose. What, for example, shall we say about the transaction which consists in the absorption of energy by an atom from a light-wave? The correct view is supposed to be that, in such a case, a planetary electron passes suddenly from a smaller to a larger orbit. But if we imagine a light-wave to consist of a number of events , , ... , ..., one might expect that at least one whole wave would be required to produce one definite effect, and that a part of the wave would produce only part of the effect, if any. But a whole wave takes a finite time to reach the atom. This difficulty exists for any view which regards light as consisting of waves and quantum transitions as sudden, but would be obviated if either of these suppositions were dropped. We may therefore take it as part of the general unsolved problem of the relation between radiant energy and energy associated with matter. This problem, though it interests the philosopher, belongs to the domain of physics, and can only be profitably considered by a physicist. I am therefore content to await the discoveries of others.

As regards quanta, let us examine once more what is implied by the fact that there is an important constant . In the first place, only exists, or at any rate is only important, in the case of periodic processes, and it is a characteristic of one complete period. In the second place, only integral multiples of occur. In the third place, when a transaction involves the loss by one system of a certain multiple of , another system may acquire another multiple of : what is transferred always unaltered in amount is energy. These seem to be the most significant facts about .

It seems impossible to resist the view that represents something of fundamental importance in the physical world, which, in turn, involves the conclusion that periodicity is an element in physical laws, and that one period of a periodic process must be treated as, in some sense, a unit. This follows from the fact that processes arrange themselves so as to secure that a period shall have an important property. This property is simplest in the case of a light-wave: the energy of one light-wave multiplied by the time it takes to pass a given material point is . If we take the velocity of light as unity, the time a light-wave takes to pass a given point is equal to the spatial distance between the beginning and end of the wave; therefore this distance multiplied by the energy is . This form might seem preferable for our purposes, since it does not involve reference to an extraneous material point. At least, it does not obviously involve such reference; but perhaps the reference is concealed in the process of estimating spatial distance. We have seen that this process must be indirect; one part of a light-wave cannot catch up another, so that the space-like interval between them can only be estimated by means of some process taking place in matter.

If it should be found that quantum phenomena are not physically fundamental, much of what has been said in this chapter will become unnecessary. It should be said, however, that relativity should prepare our minds for the oddest feature of the quantum theory, namely the existence of causal laws involving whole periods. The causal unit, on relativity principles, should be expected to occupy a small region of space-time, not only of space; it should not therefore be instantaneous, as in pre-relativity dynamics. If we combine this with the hypothesis of a discrete space-time, we can imagine a theoretical physics which would make the existence of the quantum no longer seem surprising.

I have to confess, reluctantly, that the theory developed in the present chapter, inadequate as it is, is the best that I know how to suggest on the topic of quanta. Perhaps the progress of physics will make a better philosophy of the subject possible before long. Meanwhile I commend the matter to the consideration of the reader.