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Chopin : the Man and His Music

Chapter 16: III
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About This Book

A two-part study that first sketches the composer's life, temperament and key relationships, portraying an inwardly troubled artist whose personal experiences influenced his public habits and teaching; the second part offers close readings of his piano oeuvre, treating studies, preludes, impromptus, waltzes, nocturnes, ballades, polonaises and mazurkas in terms of form, mood, national character and expressive innovation. Critical anecdotes and interpretive observations on performance and style are interwoven with assessments of poetic and psychological aspects of the music, followed by bibliographic notes and guidance for listeners and pianists.


II

Opus 25, twelve studies by Frederic Chopin, are dedicated to Madame la Comtesse d'Agoult. The set opens with the familiar study in A flat, so familiar that I shall not make further ado about it except to say that it is delicious, but played often and badly. All that modern editing can do since Miluki is to hunt out fresh accentuation. Von Bullow is the worst sinner in this respect, for he discovers quaint nooks and dells for his dynamics undreamed of by the composer. His edition should be respectfully studied and, when mastered, discarded for a more poetic interpretation. Above all, poetry, poetry and pedals. Without pedalling of the most varied sort this study will remain as dry as a dog-gnawed bone. Von Bulow says the "figure must be treated as a double triplet—twice three and not three times two—as indicated in the first two bars." Klindworth makes the group a sextolet. Von Bulow has set forth numerous directions in fingering and phrasing, giving the exact number of notes in the bass trill at the end. Kullak uses the most ingenious fingering. Look at the last group of the last bar, second line, third page. It is the last word in fingering. Better to end with Robert Schumann's beautiful description of this study, as quoted by Kullak:

In treating of the present book of Etudes, Robert Schumann, after comparing Chopin to a strange star seen at midnight, wrote as follows: "Whither his path lies and leads, or how long, how brilliant its course is yet to be, who can say? As often, however, as it shows itself, there is ever seen the same deep dark glow, the same starry light and the same austerity, so that even a child could not fail to recognize it. But besides this, I have had the advantage of hearing most of these Etudes played by Chopin himself, and quite a la Chopin did he play them!"

Of the first one especially he writes: "Imagine that an aeolian harp possessed all the musical scales, and that the hand of an artist were to cause them all to intermingle in all sorts of fantastic embellishments, yet in such a way as to leave everywhere audible a deep fundamental tone and a soft continuously-singing upper voice, and you will get the right idea of his playing. But it would be an error to think that Chopin permitted every one of the small notes to be distinctly heard. It was rather an undulation of the A flat major chord, here and there thrown aloft anew by the pedal. Throughout all the harmonies one always heard in great tones a wondrous melody, while once only, in the middle of the piece, besides that chief song, a tenor voice became prominent in the midst of chords. After the Etude a feeling came over one as of having seen in a dream a beatific picture which when half awake one would gladly recall."

After these words there can be no doubt as to the mode of delivery. No commentary is required to show that the melodic and other important tones indicated by means of large notes must emerge from within the sweetly whispering waves, and that the upper tones must be combined so as to form a real melody with the finest and most thoughtful shadings.

The twenty-fourth bar of this study in A major is so Lisztian that Liszt must have benefited by its harmonies.

"And then he played the second in the book, in F minor, one in which his individuality displays itself in a manner never to be forgotten. How charming, how dreamy it was! Soft as the song of a sleeping child." Schumann wrote this about the wonderful study in F minor, which whispers, not of baleful deeds in a dream, as does the last movement of the B flat minor sonata, but is—"the song of a sleeping child." No comparison could be prettier, for there is a sweet, delicate drone that sometimes issues from childish lips, having a charm for ears not attuned to grosser things.

This must have been the study that Chopin played for Henrietta Voigt at Leipsic, September 12, 1836. In her diary she wrote: "The over excitement of his fantastic manner is imparted to the keen eared. It made me hold my breath. Wonderful is the ease with which his velvet fingers glide, I might almost say fly, over the keys. He has enraptured me—in a way which hitherto had been unknown to me. What delighted me was the childlike, natural manner which he showed in his demeanor and in his playing." Von Bulow believes the interpretation of this magical music should be without sentimentality, almost without shading—clearly, delicately and dreamily executed. "An ideal pianissimo, an accentless quality, and completely without passion or rubato." There is little doubt this was the way Chopin played it. Liszt is an authority on the subject, and M. Mathias corroborates him. Regarding the rhythmical problem to be overcome, the combination of two opposing rhythms, Von Bulow indicates an excellent method, and Kullak devotes part of a page to examples of how the right, then the left, and finally both hands, are to be treated. Kullak furthermore writes: "Or, if one will, he may also betake himself in fancy to a still, green, dusky forest, and listen in profound solitude to the mysterious rustling and whispering of the foliage. What, indeed, despite the algebraic character of the tone-language, may not a lively fancy conjure out of, or, rather, into, this etude! But one thing is to be held fast: it is to be played in that Chopin-like whisper of which, among others, Mendelssohn also affirmed that for him nothing more enchanting existed." But enough of subjective fancies. This study contains much beauty, and every bar rules over a little harmonic kingdom of its own. It is so lovely that not even the Brahms' distortion in double notes or the version in octaves can dull its magnetic crooning. At times so delicate is its design that it recalls the faint fantastic tracery made by frost on glass. In all instances save one it is written as four unbroken quarter triplets in the bar—right hand. Not so Riemann. He has views of his own, both as to fingering and phrasing:

[Musical score excerpt]

Jean Kleczynski's interesting brochure, "The Works of Frederic Chopin and Their Proper Interpretation," is made up of three lectures delivered at Warsaw. While the subject is of necessity foreshortened, he says some practical things about the use of the pedals in Chopin's music. He speaks of this very study in F minor and the enchanting way Rubinstein and Essipowa ended it—the echo-like effects on the four C's, the pedal floating the tone. The pedals are half the battle in Chopin playing. ONE CAN NEVER PLAY CHOPIN BEAUTIFULLY ENOUGH. Realistic treatment dissipates his dream palaces, shatters his aerial architecture. He may be played broadly, fervently, dramatically but coarsely, never. I deprecate the rose-leaf sentimentalism in which he is swathed by nearly all pianists. "Chopin is a sigh, with something pleasing in it," wrote some one, and it is precisely this notion which has created such havoc among his interpreters. But if excess in feeling is objectionable, so too is the "healthy" reading accorded his works by pianists with more brawn than brain. The real Chopin player is born and can never be a product of the schools.

Schumann thinks the third study in F less novel in character, although "here the master showed his admirable bravura powers." "But," he continues, "they are all models of bold, indwelling, creative force, truly poetic creations, though not without small blots in their details, but on the whole striking and powerful. Yet, if I give my complete opinion, I must confess that his earlier collection seems more valuable to me. Not that I mean to imply any deterioration, for these recently published studies were nearly all written at the same time as the earlier ones, and only a few were composed a little while ago—the first in A flat and the last magnificent one in C minor, both of which display great mastership."

One may be permitted to disagree with Schumann, for op. 25 contains at least two of Chopin's greater studies—A minor and C minor. The most valuable point of the passage quoted is the clenching of the fact that the studies were composed in a bunch. That settles many important psychological details. Chopin had suffered much before going to Paris, had undergone the purification and renunciation of an unsuccessful love affair, and arrived in Paris with his style fully formed—in his case the style was most emphatically the man.

Kullak calls the study in F "a spirited little caprice, whose kernel lies in the simultaneous application of four different little rhythms to form a single figure in sound, which figure is then repeated continuously to the end. In these repetitions, however, changes of accentuation, fresh modulations, and piquant antitheses, serve to make the composition extremely vivacious and effective." He pulls apart the brightly colored petals of the thematic flower and reveals the inner chemistry of this delicate growth. Four different voices are distinguished in the kernel.

"The third voice is the chief one, and after it the first, because they determine the melodic and harmonic contents":

[Musical score excerpt of 'four different voices']

Kullak and Mikuli dot the C of the first bar. Klindworth and Von Bulow do not. As to phrasing and fingering I pin my faith to Riemann. His version is the most satisfactory. Here are the first bars. The idea is clearly expressed:

[Musical score excerpt]

Best of all is the careful accentuation, and at a place indicated in no other edition that I have examined. With the arrival of the thirty-second notes, Riemann punctuates the theme this way:

[Musical score excerpt]

The melody, of course in profile, is in the eighth notes. This gives meaning to the decorative pattern of the passage. And what charm, buoyancy, and sweetness there is in this caprice! It has the tantalizing, elusive charm of a humming bird in full flight. The human element is almost eliminated. We are in the open, the sun blazes in the blue, and all is gay, atmospheric, and illuding. Even where the tone deepens, where the shadows grow cooler and darker in the B major section, there is little hint of preoccupation with sadness. Subtle are the harmonic shifts, admirable the ever changing devices of the figuration. Riemann accents the B, the E, A, B flat, C and F, at the close—perilous leaps for the left hand, but they bring into fine relief the exquisite harmonic web. An easy way of avoiding the tricky position in the left hand at this spot—thirteen bars from the close—is to take the upper C in bass with the right hand thumb and in the next bar the upper B in bass the same way. This minimizes the risk of the skip, and it is perfectly legitimate to do this—in public at least. The ending, to be "breathed" away, according to Kullak, is variously fingered. He also prescribes a most trying fingering for the first group, fourth finger on both hands. This is useful for study, but for performance the third finger is surer. Von Bulow advises the player to keep the "upper part of the body as still as possible, as any haste of movement would destroy the object in view, which is the acquisition of a loose wrist." He also suggests certain phrasing in bar seventeen, and forbids a sharp, cutting manner in playing the sforzati at the last return of the subject. Kullak is copious in his directions, and thinks the touch should be light and the hand gliding, and in the B major part "fiery, wilful accentuation of the inferior beats." Capricious, fantastic, and graceful, this study is Chopin in rare spirits. Schumann has the phrase—the study should be executed with "amiable bravura." There is a misprint in the Kullak edition: at the beginning of the thirty-second notes an A instead of an F upsets the tonality, besides being absurd.

Of the fourth study in A minor there is little to add to Theodor Kullak, who writes:

"In the broadest sense of the word, every piece of music is an etude. In a narrower sense, however, we demand of an etude that it shall have a special end in view, promote facility in something, and lead to the conquest of some particular difficulty, whether of technics, of rhythm, expression or delivery." (Robert Schumann, Collected Writings, i., 201.) The present study is less interesting from a technical than a rhythmical point of view. While the chief beats of the measure (1st, 3d, 5th and 7th eighths) are represented only by single tones (in the bass part), which are to a certain extent "free and unconcerned, and void of all encumbrance," the inferior parts of the measure (2d, 4th, 6th and 8th eighths) are burdened with chords, the most of which, moreover, are provided with accents in opposition to the regular beats of the measure. Further, there is associated with these chords, or there may be said to grow out of them, a cantilene in the upper voice, which appears in syncopated form opposite to the strong beats of the bass. This cantilene begins on a weak beat, and produces numerous suspensions, which, in view of the time of their entrance, appear as so many retardations and delayals of melodic tones.

All these things combine to give the composition a wholly peculiar coloring, to render its flow somewhat restless and to stamp the etude as a little characteristic piece, a capriccio, which might well be named "Inquietude."

As regards technics, two things are to be studied: the staccato of the chords and the execution of the cantilena. The chords must be formed more by pressure than by striking. The fingers must support themselves very lightly upon the chord keys and then rise again with the back of the hand in the most elastic manner. The upward movement of the hand must be very slight. Everything must be done with the greatest precision, and not merely in a superficial manner. Where the cantilena appears, every melodic tone must stand apart from the tones of the accompaniment as if in "relief." Hence the fingers for the melodic tones must press down the keys allotted to them with special force, in doing which the back of the hand may be permitted to turn lightly to the right (sideward stroke), especially when there is a rest in the accompaniment. Compare with this etude the introduction to the Capriccio in B minor, with orchestra, by Felix Mendelssohn, first page. Aside from a few rallentando places, the etude is to be played strictly in time.

I prefer the Klindworth editing of this rather sombre, nervous composition, which may be merely an etude, but it also indicates a slightly pathologic condition. With its breath-catching syncopations and narrow emotional range, the A minor study has nevertheless moments of power and interest. Riemann's phrasing, while careful, is not more enlightening than Klindworth's. Von Bulow says: "The bass must be strongly marked throughout—even when piano—and brought out in imitation of the upper part." Singularly enough, his is the only edition in which the left hand arpeggios at the close, though in the final bar "both hands may do so." This is editorial quibbling. Stephen Heller remarked that this study reminded him of the first bar of the Kyrie—rather the Requiem Aeternam of Mozart's Requiem.

It is safe to say that the fifth study in E minor is less often heard in the concert room than any one of its companions. I cannot recall having heard it since Annette Essipowa gave that famous recital during which she played the entire twenty-seven studies. Yet it is a sonorous piano piece, rich in embroideries and general decorative effect in the middle section. Perhaps the rather perverse, capricious and not altogether amiable character of the beginning has caused pianists to be wary of introducing it at a recital. It is hugely effective and also difficult, especially if played with the same fingering throughout, as Von Bulow suggests. Niecks quotes Stephen Heller's partiality for this very study. In the "Gazette Musicale," February 24, 1839, Heller wrote of Chopin's op. 25:

What more do we require to pass one or several evenings in as perfect a happiness as possible? As for me, I seek in this collection of poesy—this is the only name appropriate to the works of Chopin—some favorite pieces which I might fix in my memory, rather than others. Who could retain everything? For this reason I have in my notebook quite particularly marked the numbers four, five and seven of the present poems. Of these twelve much loved studies—every one of which has a charm of its own—the three numbers are those I prefer to all the rest.

The middle part of this E minor study recalls Thalberg. Von Bulow cautions the student against "the accenting of the first note with the thumb—right hand—as it does not form part of the melody, but only comes in as an unimportant passing note." This refers to the melody in E. He also writes that the addition of the third in the left hand, Klindworth edition, needs no special justification. I discovered one marked difference in the Klindworth edition. The leap in the left hand—first variant of the theme, tenth bar from beginning—is preceded by an appoggiatura, E natural. The jump is to F sharp, instead of G, as in the Mikuli, Kullak and Riemann editions. Von Bulow uses the F sharp, but without the ninth below. Riemann phrases the piece so as to get the top melody, B, E and G, and his stems are below instead of above, as in Mikuli and Von Bulow. Kullak dots the eighth note. Riemann uses a sixteenth, thus:

[Musical score excerpt]

Kullak writes that the figure 184 is not found on the older metronomes. This is not too fast for the capriccio, with its pretty and ingenious rhythmical transformations. As regards the execution of the 130th bar, Von Bulow says: "The acciaccature—prefixes—are to be struck simultaneously with the other parts, as also the shake in bar 134 and following bars; this must begin with the upper auxiliary note." These details are important. Kullak concludes his notes thus:

Despite all the little transformations of the motive member which forms the kernel, its recognizability remains essentially unimpaired. Meanwhile out of these little metamorphoses there is developed a rich rhythmic life, which the performer must bring out with great precision. If in addition, he possesses a fine feeling for what is graceful, coquettish, or agreeably capricious, he will understand how to heighten still further the charm of the chief part, which, as far as its character is concerned, reminds one of Etude, op. 25, No. 3.

The secondary part, in major, begins. Its kernel is formed of a beautiful broad melody, which, if soulfully conceived and delivered, will sing its way deep into the heart of the listener. For the accompaniment in the right hand we find chord arpeggiations in triplets, afterward in sixteenths, calmly ascending and descending, and surrounding the melody as with a veil. They are to be played almost without accentuation.

It was Louis Ehlert who wrote of the celebrated study in G sharp minor op. 25, No. 6: "Chopin not only versifies an exercise in thirds; he transforms it into such a work of art that in studying it one could sooner fancy himself on Parnassus than at a lesson. He deprives every passage of all mechanical appearance by promoting it to become the embodiment of a beautiful thought, which in turn finds graceful expression in its motion."

And indeed in the piano literature no more remarkable merging of matter and manner exists. The means justifies the end, and the means employed by the composer are beautiful, there is no other word to describe the style and architectonics of this noble study. It is seldom played in public because of its difficulty. With the Schumann Toccata, the G sharp minor study stands at the portals of the delectable land of Double Notes. Both compositions have a common ancestry in the Czerny Toccata, and both are the parents of such a sensational offspring as Balakirew's "Islamey." In reading through the double note studies for the instrument it is in the nature of a miracle to come upon Chopin's transfiguration of such a barren subject. This study is first music, then a technical problem. Where two or three pianists are gathered together in the name of Chopin, the conversation is bound to formulate itself thus: "How do you finger the double chromatic thirds in the G sharp minor study?" That question answered, your digital politics are known. You are classified, ranged. If you are heterodox you are eagerly questioned; if you follow Von Bulow and stand by the Czerny fingering, you are regarded as a curiosity. As the interpretation of the study is not taxing, let us examine the various fingerings. First, a fingering given by Leopold Godowsky. It is for double chromatic thirds:

[Musical score excerpt]

You will now be presented with a battalion of authorities, so that you may see at a glance the various efforts to climb those slippery chromatic heights. Here is Mikuli:

[Musical score excerpt]

Kullak's is exactly the same as above. It is the so-called Chopin fingering, as contrasted with the so-called Czerny fingering—though in reality Clementi's, as Mr. John Kautz contends. "In the latter the third and fifth fingers fall upon C sharp and E and F sharp and A in the right hand, and upon C and E flat and G and B flat in the left." Klindworth also employs the Chopin fingering. Von Bulow makes this statement: "As the peculiar fingering adopted by Chopin for chromatic scales in thirds appears to us to render their performance in legatissimo utterly unattainable on our modern instruments, we have exchanged it, where necessary, for the older method of Hummel. Two of the greatest executive artists of modern times, Alexander Dreyschock and Carl Tausig, were, theoretically and practically, of the same opinion. It is to be conjectured that Chopin was influenced in his method of fingering by the piano of his favorite makers, Pleyel and Wolff, of Paris—who, before they adopted the double echappement, certainly produced instruments with the most pliant touch possible—and therefore regarded the use of the thumb in the ascending scale on two white keys in succession—the semitones EF and BC—as practicable. On the grand piano of the present day we regard it as irreconcilable with conditions of crescendo legato." This Chopin fingering in reality derives directly from Hummel. See his "Piano School."

So he gives this fingering:

[Musical score excerpt]

He also suggests the following phrasing for the left hand. This is excellent:

[Musical score excerpt]

Riemann not only adopts new fingering for the double note scale, but also begins the study with the trill on first and third, second and fourth, instead of the usual first and fourth, second and fifth fingers, adopted by the rest. This is his notion of the run in chromatic thirds:

[Musical score excerpt]

For the rest the study must be played like the wind, or, as Kullak says: "Apart from a few places and some accents, the Etude is to be played almost throughout in that Chopin whisper. The right hand must play its thirds, especially the diatonic and chromatic scales, with such equality that no angularity of motion shall be noticeable where the fingers pass under or over each other. The left hand, too, must receive careful attention and special study. The chord passages and all similar ones must be executed discreetly and legatissimo. Notes with double stems must be distinguished from notes with single stems by means of stronger shadings, for they are mutually interconnected."

Von Bulow calls the seventh study, the one in C sharp minor, a nocturne—a duo for 'cello and flute. He ingeniously smooths out the unequal rhythmic differences of the two hands, and justly says the piece does not work out any special technical matter. This study is the most lauded of all. Yet I cannot help agreeing with Niecks, who writes of it—he oddly enough places it in the key of E: "A duet between a He and a She, of whom the former shows himself more talkative and emphatic than the latter, is, indeed, very sweet, but, perhaps, also somewhat tiresomely monotonous, as such tete-a-tetes naturally are to third parties."

For Chopin's contemporaries this was one of his greatest efforts. Heller wrote: "It engenders the sweetest sadness, the most enviable torments, and if in playing it one feels oneself insensibly drawn toward mournful and melancholy ideas, it is a disposition of the soul which I prefer to all others. Alas! how I love these sombre and mysterious dreams, and Chopin is the god who creates them." In this etude Kleczynski thinks there are traces of weariness of life, and quotes Orlowski, Chopin's friend, "He is only afflicted with homesickness." Willeby calls this study the most beautiful of them all. For me it is both morbid and elegiac. There is nostalgia in it, the nostalgia of a sick, lacerated soul. It contains in solution all the most objectionable and most endearing qualities of the master. Perhaps we have heard its sweet, highly perfumed measures too often. Its interpretation is a matter of taste. Kullak has written the most ambitious programme for it. Here is a quotation from Albert R. Parsons' translation in Schirmer's edition of Kullak.

Throughout the entire piece an elegiac mood prevails. The composer paints with psychologic truthfulness a fragment out of the life of a deeply clouded soul. He lets a broken heart, filled with grief, proclaim its sorrow in a language of pain which is incapable of being misunderstood. The heart has lost—not something, but everything. The tones, however, do not always bear the impress of a quiet, melancholy resignation. More passionate impulses awaken, and the still plaint becomes a complaint against cruel fate. It seeks the conflict, and tries through force of will to burst the fetters of pain, or at least to alleviate it through absorption in a happy past. But in vain! The heart has not lost something—it has lost everything. The musical poem divides into three, or if one views the little episode in B major as a special part, into four parts (strophes), of which the last is an elaborated repetition of the first with a brief closing part appended. The whole piece is a song, or, better still, an aria, in which two principal voices are to be brought out; the upper one is in imitation of a human voice, while the lower one must bear the character throughout of an obligato violoncello. It is well known that Chopin was very fond of the violoncello and that in his piano compositions he imitated the style of passages peculiar to that instrument. The two voices correspond closely, supplementing and imitating each other reciprocally. Between the two a third element exists: an accompaniment of eighths in uniform succession without any significance beyond that of filling out the harmony. This third element is to be kept wholly subordinate. The little, one-voiced introduction in recitative style which precedes the aria reminds one vividly of the beginning of the Ballade in G minor, op. 23.

The D flat study, No. 8, is called by Von Bulow "the most useful exercise in the whole range of etude literature. It might truly be called 'l'indispensable du pianiste,' if the term, through misuse, had not fallen into disrepute. As a remedy for stiff fingers and preparatory to performing in public, playing it six times through is recommended, even to the most expert pianist." Only six times! The separate study of the left hand is recommended. Kullak finds this study "surprisingly euphonious, but devoid of depth of content." It is an admirable study for the cultivation of double sixths. It contains a remarkable passage of consecutive fifths that set the theorists by the ears. Riemann manages to get some new editorial comment upon it.

The nimble study, No. 9, which bears the title of "The Butterfly," is in G flat Von Bulow transposes it enharmonically to F sharp, avoiding numerous double flats. The change is not laudable. He holds anything but an elevated opinion of the piece, classing it with a composition of the Charles Mayer order. This is unjust; the study if not deep is graceful and certainly very effective. It has lately become the stamping ground for the display of piano athletics. Nearly all modern virtuosi pull to pieces the wings of this gay little butterfly. They smash it, they bang it, and, adding insult to cruelty, they finish it with three chords, mounting an octave each time, thus giving a conventional character to the close—the very thing the composer avoids. Much distorted phrasing is also indulged in. The Tellefsen's edition and Klindworth's give these differences:

[Musical score excerpt]

Mikuli, Von Bulow and Kullak place the legato bow over the first three notes of the group. Riemann, of course, is different:

[Musical score excerpt]

The metronomic markings are about the same in all editions.

Asiatic wildness, according to Von Bulow, pervades the B minor study, op. 25, No. 10, although Willeby claims it to be only a study in octaves "for the left hand"! Von Bulow furthermore compares it, because of its monophonic character, to the Chorus of Dervishes in Beethoven's "Ruins of Athens." Niecks says it is "a real pandemonium; for a while holier sounds intervene, but finally hell prevails." The study is for Kullak "somewhat far fetched and forced in invention, and leaves one cold, although it plunges on wildly to the end." Von Bulow has made the most complete edition. Klindworth strengthens the first and the seventh eighth notes of the fifth bar before the last by filling in the harmonics of the left hand. This etude is an important one, technically; because many pianists make little of it that does not abate its musical significance, and I am almost inclined to group it with the last two studies of this opus. The opening is portentous and soon becomes a driving whirlwind of tone. Chopin has never penned a lovelier melody than the one in B—the middle section of this etude—it is only to be compared to the one in the same key in the B minor Scherzo, while the return to the first subject is managed as consummately as in the E flat minor Scherzo, from op. 35. I confess to being stirred by this B minor study, with its tempo at a forced draught and with its precipitous close. There is a lushness about the octave melody; the tune may be a little overripe, but it is sweet, sensuous music, and about it hovers the hush of a rich evening in early autumn.

And now the "Winter Wind"—the study in A minor, op. 25, No. 11. Here even Von Bulow becomes enthusiastic:

"It must be mentioned as a particular merit of this, the longest and, in every respect, the grandest of Chopin's studies, that, while producing the greatest fulness of sound imaginable, it keeps itself so entirely and utterly unorchestral, and represents piano music in the most accurate sense of the word. To Chopin is due the honor and credit of having set fast the boundary between piano and orchestral music, which through other composers of the romantic school, especially Robert Schumann, has been defaced and blotted out, to the prejudice and damage of both species."

Kullak is equally as warm in his praise of it:

One of the grandest and most ingenious of Chopin's etudes, and a companion piece to op. 10, No. 12, which perhaps it even surpasses. It is a bravura study of the highest order; and is captivating through the boldness and originality of its passages, whose rising and falling waves, full of agitation, overflow the entire keyboard; captivating through its harmonic and modulatory shadings; and captivating, finally, through a wonderfully invented little theme which is drawn like a "red thread" through all the flashing and glittering waves of tone, and which, as it were, prevents them from scattering to all quarters of the heavens. This little theme, strictly speaking only a phrase of two measures, is, in a certain sense, the motto which serves as a superscription for the etude, appearing first one voiced, and immediately afterward four voiced. The slow time (Lento) shows the great importance which is to be attached to it. They who have followed thus far and agree with what has been said cannot be in doubt concerning the proper artistic delivery. To execute the passages quite in the rapid time prescribed one must possess a finished technique. Great facility, lightness of touch, equality, strength and endurance in the forte passages, together with the clearest distinctness in the piano and pianissimo—all of this must have been already achieved, for the interpreter must devote his whole attention to the poetic contents of the composition, especially to the delivery of the march-like rhythms, which possess a life of their own, appearing now calm and circumspect, and anon bold and challenging. The march-like element naturally requires strict playing in time.

This study is magnificent, and moreover it is music.

In bar fifteen Von Bulow makes B natural the second note of the last group, although all other editions, except Klindworth, use a B flat. Von Bulow has common sense on his side. The B flat is a misprint. The same authority recommends slow staccato practice, with the lid of the piano closed. Then the hurly-burly of tone will not intoxicate the player and submerge his critical faculty.

Each editor has his notion of the phrasing of the initial sixteenths. Thus Mikuli's—which is normal:

[Musical score excerpt]

Klindworth fingers this passage more ingeniously, but phrases it about the same, omitting the sextolet mark. Kullak retains it. Von Bulow makes his phrase run in this fashion:

[Musical score excerpt]

As regards grouping, Riemann follows Von Bulow, but places his accents differently.

The canvas is Chopin's largest—for the idea and its treatment are on a vastly grander scale than any contained in the two concertos. The latter are after all miniatures, precious ones if you will, joined and built with cunning artifice; in neither work is there the resistless overflow of this etude, which has been compared to the screaming of the winter blasts. Ah, how Chopin puts to flight those modern men who scheme out a big decorative pattern and then have nothing wherewith to fill it! He never relaxes his theme, and its fluctuating surprises are many. The end is notable for the fact that scales appear. Chopin very seldom uses scale figures in his studies. From Hummel to Thalberg and Herz the keyboard had glittered with spangled scales. Chopin must have been sick of them, as sick of them as of the left-hand melody with arpeggiated accompaniment in the right, a la Thalberg. Scales had been used too much, hence Chopin's sparing employment of them. In the first C sharp minor study, op. 10, there is a run for the left hand in the coda. In the seventh study, same key, op. 25, there are more. The second study of op. 10, in A minor, is a chromatic scale study; but there are no other specimens of the form until the mighty run at the conclusion of this A minor study.

It takes prodigious power and endurance to play this work, prodigious power, passion and no little poetry. It is open air music, storm music, and at times moves in processional splendor. Small souled men, no matter how agile their fingers, should avoid it.

The prime technical difficulty is the management of the thumb. Kullak has made a variant at the end for concert performance. It is effective. The average metronomic marking is sixty-nine to the half.

Kullak thinks the twelfth and last study of op. 25 in C minor "a grand, magnificent composition for practice in broken chord passages for both hands, which requires no comment." I differ from this worthy teacher. Rather is Niecks more to my taste: "No. 12, C minor, in which the emotions rise not less high than the waves of arpeggios which symbolize them."

Von Bulow is didactic:

The requisite strength for this grandiose bravura study can only be attained by the utmost clearness, and thus only by a gradually increasing speed. It is therefore most desirable to practise it piano also by way of variety, for otherwise the strength of tone might easily degenerate into hardness, and in the poetic striving after a realistic portrayal of a storm on the piano the instrument, as well as the piece, would come to grief.

The pedal is needful to give the requisite effect, and must change with every new harmony; but it should only be used in the latter stages of study, when the difficulties are nearly mastered.

We have our preferences. Mine in op. 25 is the C minor study, which, like the prelude in D minor, is "full of the sound of great guns." Willeby thinks otherwise. On page 81 in his life of Chopin he has the courage to write: "Had Professor Niecks applied the term monotonous to No. 12 we should have been more ready to indorse his opinion, as, although great power is manifested, the very 'sameness' of the form of the arpeggio figure causes a certain amount of monotony to be felt." The C minor study is, in a degree, a return to the first study in C. While the idea in the former is infinitely nobler, more dramatic and tangible, there is in the latter naked, primeval simplicity, the larger eloquence, the elemental puissance. Monotonous? A thousand times no! Monotonous as is the thunder and spray of the sea when it tumbles and roars on some sullen, savage shore. Beethov-ian, in its ruggedness, the Chopin of this C minor study is as far removed from the musical dandyisms of the Parisian drawing rooms as is Beethoven himself. It is orchestral in intention and a true epic of the piano.

Riemann places half notes at the beginning of each measure, as a reminder of the necessary clinging of the thumbs. I like Von Bulow's version the best of all. His directions are most minute. He gives the Liszt method of working up the climax in octave triplets. How Liszt must have thundered through this tumultuous work! Before it all criticism should be silenced that fails to allow Chopin a place among the greatest creative musicians. We are here in the presence of Chopin the musician, not Chopin the composer for piano.


III

In 1840, Trois Nouvelles Etudes, by Frederic Chopin, appeared in the "Methode des Methodes pour le piano," by F. J. Fetis and I. Moscheles. It was odd company for the Polish composer. "Internal evidence seems to show," writes Niecks, "that these weakest of the master's studies—which, however, are by no means uninteresting and certainly very characteristic—may be regarded more than op. 25 as the outcome of a gleaning."

The last decade has added much to the artistic stature of these three supplementary studies. They have something of the concision of the Preludes. The first is a masterpiece. In F minor the theme in triplet quarters, broad, sonorous and passionate, is unequally pitted against four-eight notes in the bass. The technical difficulty to be overcome is purely rhythmic, and Kullak takes pains to show how it may be overcome. It is the musical, the emotional content of the study that fascinates. The worthy editor calls it a companion piece to the F minor study in op. 25. The comparison is not an apt one. Far deeper is this new study, and although the doors never swing quite open, we divine the tragic issues concealed.

Beautiful in a different way is the A flat study which follows. Again the problem is a rhythmical one, and again the composer demonstrates his exhaustless invention and his power of evoking a single mood, viewing all its lovely contours and letting it melt away like dream magic. Full of gentle sprightliness and lingering sweetness is this study. Chopin has the hypnotic quality more than any composer of the century, Richard Wagner excepted. After you have enjoyed playing this study read Kullak and his "triplicity in biplicity." It may do you good, and it will not harm the music.

In all the editions save one that I have seen the third study in D flat begins on A flat, like the famous Valse in D flat. The exception is Klindworth, who starts with B flat, the note above. The study is full of sunny, good humor, spiritualized humor, and leaves the most cheering impression after its performance. Its technical object is a simultaneous legato and staccato. The result is an idealized Valse in allegretto tempo, the very incarnation of joy, tempered by aristocratic reserve. Chopin never romps, but he jests wittily, and always in supremely good taste. This study fitly closes his extraordinary labors in this form, and it is as if he had signed it "F. Chopin, et ego in Arcady."

Among the various editions let me recommend Klindworth for daily usage, while frequent reference to Von Bulow, Riemann and Kullak cannot fail to prove valuable, curious and interesting.

Of the making of Chopin editions there is seemingly no end. In 1894 I saw in manuscript some remarkable versions of the Chopin Studies by Leopold Godowsky. The study in G sharp minor was the first one published and played in public by this young pianist Unlike the Brahms derangements, they are musical but immensely difficult. Topsy-turvied as are the figures, a Chopin, even if lop-sided, hovers about, sometimes with eye-brows uplifted, sometimes with angry, knitted forehead and not seldom amused to the point of smiling. You see his narrow shoulders, shrugged in the Polish fashion as he examines the study in double-thirds transposed to the left hand! Curiously enough this transcription, difficult as it is, does not tax the fingers as much as a bedevilment of the A minor, op. 25, No. 4, which is extremely difficult, demanding color discrimination and individuality of finger.

More breath-catching, and a piece at which one must cry out: "Hats off, gentlemen! A tornado!" is the caprice called "Badinage." But if it is meant to badinage, it is no sport for the pianist of everyday technical attainments. This is formed of two studies. In the right hand is the G flat study, op. 25, No. 9, and in the left the black key study, op. 10, No. 5. The two go laughing through the world like old friends; brother and sister they are tonally, trailing behind them a cloud of iridescent glory. Godowsky has cleverly combined the two, following their melodic curves as nearly as is possible. In some places he has thickened the harmonies and shifted the "black key" figures to the right hand. It is the work of a remarkable pianist. This is the way it looks on paper at the beginning:

[Musical llustration]

The same study G flat, op. 10, No. 5, is also treated separately, the melody being transferred to the treble. The Butterfly octaves, in another study, are made to hop nimbly along in the left hand, and the C major study, op. 10, No. 7, Chopin's Toccata, is arranged for the left hand, and seems very practical and valuable. Here the adapter has displayed great taste and skill, especially on the third page. The pretty musical idea is not destroyed, but viewed from other points of vantage. Op. 10, No. 2, is treated like a left hand study, as it should be. Chopin did not always give enough work to the left hand, and the first study of this opus in C is planned on brilliant lines for both hands. Ingenious is the manipulation of the seldom played op. 25, No. 5, in E minor. As a study in rhythms and double notes it is very welcome. The F minor study, op. 25, No. 2, as considered by the ambidextrous Godowsky, is put in the bass, where it whirrs along to the melodic encouragement of a theme of the paraphraser's own, in the right. This study has suffered the most of all, for Brahms, in his heavy, Teutonic way, set it grinding double sixths, while Isidor Philipp, in his "Studies for the Left Hand," has harnessed it to sullen octaves. This Frenchman, by the way, has also arranged for left hand alone the G sharp minor, the D flat double sixths, the A minor—"Winter Wind"—studies, the B flat minor prelude, and, terrible to relate, the last movement of the Chopin B flat minor Sonata.

Are the Godowsky transcriptions available? Certainly. In ten years—so rapid is the technical standard advancing—they will be used in the curriculum of students. Whether he has treated Chopin with reverence I leave my betters to determine. What has reverence to do with the case, anyhow? Plato is parsed in the schoolroom, and Beethoven taught in conservatories! Therefore why worry over the question of Godowsky's attitude! Besides, he is writing for the next generation—presumably a generation of Rosenthals.

And now, having passed over the salt and stubbly domain of pedagogics, what is the dominant impression gleaned from the twenty-seven Chopin studies? Is it not one of admiration, tinged with wonder at such a prodigal display of thematic and technical invention? Their variety is great, the aesthetic side is nowhere neglected for the purely mechanical, and in the most poetic of them stuff may be found for delicate fingers. Astounding, canorous, enchanting, alembicated and dramatic, the Chopin studies are exemplary essays in emotion and manner. In them is mirrored all of Chopin, the planetary as well as the secular Chopin. When most of his piano music has gone the way of all things fashioned by mortal hands, these studies will endure, will stand for the nineteenth century as Beethoven crystallized the eighteenth, Bach the seventeenth centuries in piano music. Chopin is a classic.




VII. MOODS IN MINIATURE:—THE PRELUDES.

The Preludes bear the opus number 28 and are dedicated to J. C. Kessler, a composer of well-known piano studies. It is only the German edition that bears his name, the French and English being inscribed by Chopin "a son ami Pleyel." As Pleyel advanced the pianist 2,000 francs for the Preludes he had a right to say: "These are my Preludes." Niecks is authority for Chopin's remark: "I sold the Preludes to Pleyel because he liked them." This was in 1838, when Chopin's health demanded a change of climate. He wished to go to Majorca with Madame Sand and her children, and had applied for money to the piano maker and publisher, Camille Pleyel. He received but five hundred francs in advance, the balance being paid on delivery of the manuscript.

The Preludes were published in 1839, yet there is internal evidence which proves that most of them had been composed before the trip to the Balearic Islands. This will upset the very pretty legend of music making at the monastery of Valdemosa. Have we not all read with sweet credulity the eloquent pages in George Sand in which the storm is described that overtook the novelist and her son Maurice? After terrible trials, dangers and delays, they reached their home and found Chopin at the piano. Uttering a cry, he arose and stared at the pair. "Ah! I knew well that you were dead." It was the sixth prelude, the one in B minor, that he played, and dreaming, as Sand writes, that "he saw himself drowned in a lake; heavy, ice cold drops of water fell at regular intervals upon his breast; and when I called his attention to those drops of water which were actually falling upon the roof, he denied having heard them. He was even vexed at what I translated by the term, imitative harmony. He protested with all his might, and he was right, against the puerility of these imitations for the ear. His genius was full of mysterious harmonies of nature."

Yet this prelude was composed previous to the Majorcan episode. "The Preludes," says Niecks, "consist—to a great extent, at least—of pickings from the composer's portfolios, of pieces, sketches and memoranda written at various times and kept to be utilized when occasion might offer."

Gutmann, Chopin's pupil, who nursed him to the last, declared the Preludes to have been composed before he went away with Madame Sand, and to Niecks personally he maintained that he had copied all of them. Niecks does not credit him altogether, for there are letters in which several of the Preludes are mentioned as being sent to Paris, so he reaches the conclusion that "Chopin's labors at Majorca on the Preludes were confined to selecting, filing and polishing." This seems to be a sensible solution.

Robert Schumann wrote of these Preludes: "I must signalize them as most remarkable. I will confess I expected something quite different, carried out in the grand style of his studies. It is almost the contrary here; these are sketches, the beginning of studies, or, if you will, ruins, eagles' feathers, all strangely intermingled. But in every piece we find in his own hand, 'Frederic Chopin wrote it.' One recognizes him in his pauses, in his impetuous respiration. He is the boldest, the proudest poet soul of his time. To be sure the book also contains some morbid, feverish, repellant traits; but let everyone look in it for something that will enchant him. Philistines, however, must keep away."

It was in these Preludes that Ignaz Moscheles first comprehended Chopin and his methods of execution. The German pianist had found his music harsh and dilettantish in modulation, but Chopin's originality of performance—"he glides lightly over the keys in a fairy-like way with his delicate fingers"—quite reconciled the elder man to this strange music.

To Liszt the Preludes seem modestly named, but "are not the less types of perfection in a mode created by himself, and stamped like all his other works with the high impress of his poetic genius. Written in the commencement of his career, they are characterized by a youthful vigor not to be found in some of his subsequent works, even when more elaborate, finished and richer in combinations; a vigor which is entirely lost in his latest productions, marked by an overexcited sensibility, a morbid irritability, and giving painful intimations of his own state of suffering and exhaustion."

Liszt, as usual, erred on the sentimental side. Chopin, being essentially a man of moods, like many great men, and not necessarily feminine in this respect, cannot always be pinned down to any particular period. Several of the Preludes are very morbid—I purposely use this word—as is some of his early music, while he seems quite gay just before his death.

"The Preludes follow out no technical idea, are free creations on a small basis, and exhibit the musician in all his versatility," says Louis Ehlert. "No work of Chopin's portrays his inner organization so faithfully and completely. Much is embryonic. It is as though he turned the leaves of his fancy without completely reading any page. Still, one finds in them the thundering power of the Scherzi, the half satirical, half coquettish elegance of the Mazurkas, and the southern, luxuriously fragrant breath of the Nocturnes. Often it is as though they were small falling stars dissolved into tones as they fall."

Jean Kleczynski, who is credited with understanding Chopin, himself a Pole and a pianist, thinks that "people have gone too far in seeking in the Preludes for traces of that misanthropy, of that weariness of life to which he was prey during his stay in the Island of Majorca...Very few of the Preludes present this character of ennui, and that which is the most marked, the second one, must have been written, according to Count Tarnowski, a long time before he went to Majorca. ... What is there to say concerning the other Preludes, full of good humor and gaiety—No. 18, in E flat; No. 21, in B flat; No. 23, in F, or the last, in D minor? Is it not strong and energetic, concluding, as it does, with three cannon shots?"

Willeby in his "Frederic Francois Chopin" considers at length the Preludes. He agrees in the main with Niecks, that certain of these compositions were written at Valdemosa—Nos. 4, 6, 9, 13, 20 and 21—and that "Chopin, having sketches of others with him, completed the whole there, and published them under one opus number. ... The atmosphere of those I have named is morbid and azotic; to them there clings a faint flavor of disease, a something which is overripe in its lusciousness and febrile in its passion. This in itself inclines me to believe they were written at the time named."

This is all very well, but Chopin was faint and febrile in his music before he went to Majorca, and the plain facts adduced by Gutmann and Niecks cannot be passed over. Henry James, an old admirer of Madame Sand, admits her utter unreliability, and so we may look upon her evidence as romantic but by no means infallible. The case now stands: Chopin may have written a few of the Preludes at Majorca, filed them, finished them, but the majority of them were in his portfolio in 1837 and 1838. Op. 45, a separate Prelude in C sharp minor, was published in December, 1841. It was composed at Nohant in August of that year. It is dedicated to Mme. la Princesse Elizabeth Czernicheff, whose name, as Chopin confesses in a letter, he knows not how to spell.