A SIXTH-CENTURY FRAGMENT

OF THE

LETTERS OF
PLINY THE YOUNGER

A STUDY OF SIX LEAVES OF AN UNCIAL
MANUSCRIPT PRESERVED IN
THE PIERPONT MORGAN LIBRARY
NEW YORK

BY

E. A. LOWE

ASSOCIATE OF THE CARNEGIE INSTITUTION OF WASHINGTON
SANDARS READER AT CAMBRIDGE UNIVERSITY (1914)
LECTURER IN PALAEOGRAPHY AT OXFORD UNIVERSITY

AND

E. K. RAND

PROFESSOR OF LATIN IN HARVARD UNIVERSITY

Carnegie Institution of Washington, 1902

PUBLISHED BY THE

CARNEGIE INSTITUTION OF WASHINGTON

WASHINGTON, 1922

CARNEGIE INSTITUTION OF WASHINGTON
Publication No. 304

THE UNIVERSITY PRESS
CAMBRIDGE, MASS.
U. S. A.

PREFATORY NOTE.

T HE Pierpont Morgan Library, itself a work of art, contains masterpieces of painting and sculpture, rare books, and illuminated manuscripts. Scholars generally are perhaps not aware that it also possesses the oldest Latin manuscripts in America, including several that even the greatest European libraries would be proud to own. The collection is also admirably representative of the development of script throughout the Middle Ages. It comprises specimens of the uncial hand, the half-uncial, the Merovingian minuscule of the Luxeuil type, the script of the famous school of Tours, the St. Gall type, the Irish and Visigothic hands, and the Beneventan and Anglo-Saxon scripts.

Among the oldest manuscripts of the library, in fact the oldest, is a hitherto unnoticed fragment of great significance not only to palaeographers, but to all students of the classics. It consists of six leaves of an early sixth-century manuscript of the Letters of the younger Pliny. This new witness to the text, older by three centuries than the oldest codex heretofore used by any modern editor, has reappeared in this unexpected quarter, after centuries of wandering and hiding. The fragment was bought by the late J. Pierpont Morgan in Rome, in December 1910, from the art dealer Imbert; he had obtained it from De Marinis, of Florence, who had it from the heirs of the Marquis Taccone, of Naples. Nothing is known of the rest of the manuscript.

The present writers had the good fortune to visit the Pierpont Morgan Library in 1915. One of the first manuscripts put into their hands was this early sixth-century fragment of Pliny’s Letters, which forms the subject of the following pages. Having received permission to study the manuscript and publish results, they lost no time in acquainting classical scholars with this important find. In December of the same year, at the joint meeting of the American Archaeological and Philological Associations, held at Princeton University, two papers were read, one concerning the palaeographical, the other the textual, importance of the fragment. The two studies which follow, Part I by Doctor Lowe, Part II by Professor Rand, are an elaboration of the views presented at the meeting. Some months after the present volume was in the form of page-proof, Professor E. T. Merrill’s long-expected edition of Pliny’s Letters appeared (Teubner, Leipsic, 1922). We regret that we could not avail ourselves of it in time to introduce certain changes. The reader will still find Pliny cited by the pages of Keil, and in general he should regard the date of our production as 1921 rather than 1922.

The writers wish to express their gratitude for the privilege of visiting the Pierpont Morgan Library and making full use of its facilities. For permission to publish the manuscript they are indebted to the generous interest of Mr. J. Pierpont Morgan. They also desire to make cordial acknowledgment of the unfailing courtesy and helpfulness of the Librarian, Miss Belle da Costa Greene, and her assistant, Miss Ada Thurston. Lastly, the writers wish to thank the Carnegie Institution of Washington for accepting their joint study for publication and for their liberality in permitting them to give all the facsimiles necessary to illustrate the discussion.

E. K. RAND.
E. A. LOWE.

CONTENTS.

Part I.

THE PALAEOGRAPHY OF THE MORGAN FRAGMENT

BY

E. A. LOWE

THE PALAEOGRAPHY OF THE MORGAN FRAGMENT.

DESCRIPTION OF THE FRAGMENT.

Contents
 size
 vellum
 binding T HE Morgan fragment of Pliny the Younger contains the end of Book II and the beginning of Book III of the Letters (II, xx. 13-III, v. 4). The fragment consists of six vellum leaves, or twelve pages, which apparently formed part of a gathering or quire of the original volume.

The leaves measure 11-3/8 by 7 inches (286 x 180 millimeters); the written space measures 7-1/4 by 4-3/8 inches (175 x 114 millimeters); outer margin, 1-7/8 inches (50 millimeters); inner, 3/4 inch (18 millimeters); upper margin, 1-3/4 inches (45 millimeters); lower, 2-1/4 inches (60 millimeters).

The vellum is well prepared and of medium thickness. The leaves are bound in a modern pliable vellum binding with three blank vellum fly-leaves in front and seven in back, all modern. On the inside of the front cover is the book-plate of John Pierpont Morgan, showing the Morgan arms with the device: Onward and Upward. Under the book-plate is the press-mark M.462.

Ruling There are twenty-seven horizontal lines to a page and two vertical bounding lines. The lines were ruled with a hard point on the flesh side, each opened sheet being ruled separately: 48^v and 53^r, 49^r and 52^v, 50^v and 51^r. The horizontal lines were guided by knife-slits made in the outside margins quite close to the text space; the two vertical lines were guided by two slits in the upper margin and two in the lower. The horizontal lines were drawn across the open sheets and extended occasionally beyond the slits, more often just beyond the perpendicular bounding lines. The written space was kept inside the vertical bounding lines except for the initial letter of each epistle; the first letter of the address and the first letter of the epistle proper projected into the left margin. Here and there the scribe transgressed beyond the bounding line. On the whole, however, he observed the limits and seemed to prefer to leave a blank before the bounding line rather than to crowd the syllable into the space or go beyond the vertical line.

Relation of the six leaves to the rest of the manuscript One might suppose that the six leaves once formed a complete gathering of the original book, especially as the first and last pages, folios 48^r and 53^v have a darker appearance, as though they had been the outside leaves of a gathering that had been affected by exposure. But this darker appearance is sufficiently accounted for by the fact that both pages are on the hair side of the parchment, and the hair side is always darker than the flesh side. Quires of six leaves or trinions are not unknown. Examples of them may be found in our oldest manuscripts. But they are the exception.¹ The customary quire is a gathering of eight leaves, forming a quaternion proper. It would be natural, therefore, to suppose that our fragment did not constitute a complete gathering in itself but formed part of a quaternion. The supposition is confirmed by the following considerations:

In the first place, if our six leaves were once a part of a quaternion, the two leaves needed to complete them must have formed the outside sheet, since our fragment furnishes a continuous text without any lacuna whatever. Now, in the formation of quires, sheets were so arranged that hair side faced hair side, and flesh side flesh side. This arrangement is dictated by a sense of uniformity. As the hair side is usually much darker than the flesh side the juxtaposition of hair and flesh sides would offend the eye. So, in the case of our six leaves, folios 48^v and 53^r, presenting the flesh side, face folios 49^r and 52^v likewise on the flesh side; and folios 49^v and 52^r presenting the hair side, face folios 50^r and 51^v likewise on the hair side. The inside pages 50^v and 51^r which face each other, are both flesh side, and the outside pages 48^r and 53^v are both hair side, as may be seen from the accompanying diagram.

diagram of manuscript as described in text

From this arrangement it is evident that if our fragment once formed part of a quaternion the missing sheet was so folded that its hair side faced the present outside sheet and its flesh side was on the outside of the whole gathering. Now, it was by far the more usual practice in our oldest uncial manuscripts to have the flesh side on the outside of the quire.² And as our fragment belongs to the oldest class of uncial manuscripts, the manner of arranging the sheets of quires seems to favor the supposition that two outside leaves are missing. The hypothesis is, moreover, strengthened by another consideration. According to the foliation supplied by the fifteenth-century Arabic numerals, the leaf which must have followed our fragment bore the number 54, the leaf preceding it having the number 47. If we assume that our fragment was a complete gathering, we are obliged to explain why the next gathering began on a leaf bearing an even number (54), which is abnormal. We do not have to contend with this difficulty if we assume that folios 47 and 54 formed the outside sheet of our fragment, for six quires of eight leaves and one of six would give precisely 54 leaves. It seems, therefore, reasonable to assume that our fragment is not a complete unit, but formed part of a quaternion, the outside sheet of which is missing.

Original size of the manuscript In the fifteenth century, as the previous demonstration has made clear, our fragment was preceded by 47 leaves that are missing to-day. With this clue in our possession it can be demonstrated that the manuscript began with the first book of the Letters. We start with the fact that not all the 47 folios (or 94 pages) which preceded our six leaves were devoted to the text of the Letters. For, from the contents of our six leaves we know that each book must have been preceded by an index of addresses and first lines. The indices for Books I and II, if arranged in general like that of Book III, must have occupied four pages.³ We also learn from our fragment that space must be allowed for a colophon at the end of each book. One page for the colophons of Books I and II is a reasonable allowance. Accordingly it follows that out of the 94 pages preceding our fragment 5 were not devoted to text, or in other words that only 89 pages were thus devoted.

Now, if we compare pages in our manuscript with pages of a printed text we find that the average page in our manuscript corresponds to about 19 lines of the Teubner edition of 1912. If we multiply 89 by 19 we get 1691. This number of lines of the size of the Teubner edition should, if our calculation be correct, contain the text of the Letters preceding our fragment. The average page of the Teubner edition of 1912 of the part which interests us contains a little over 29 lines. If we divide 1691 by 29 we get 58.3. Just 58 pages of Teubner text are occupied by the 47 leaves which preceded our fragment. So close a conformity is sufficient to prove our point. We have possibly allowed too much space for indices and colophons, especially if the former covered less ground for Books I and II than for Book III. Further, owing to the abbreviation of que and bus, and particularly of official titles, we can not expect a closer agreement.

It is not worth while to attempt a more elaborate calculation. With the edges matching so nearly, it is obvious that the original manuscript as known and used in the fifteenth century could not have contained some other work, however brief, before Book I of Pliny’s Letters. If the manuscript contained the entire ten books it consisted of about 260 leaves. This sum is obtained by counting the number of lines in the Teubner edition of 1912, dividing this sum by 19, and adding thereto pages for colophons and indices. It would be too bold to suppose that this calculation necessarily gives us the original size of the manuscript, since the manuscript may have had less than ten books, or it may, on the other hand, have had other works. But if it contained only the ten books of the Letters, then 260 folios is an approximately correct estimate of its size.

It is hard to believe that only six leaves of the original manuscript have escaped destruction. The fact that the outside sheet (foll. 48^r and 53^v) is not much worn nor badly soiled suggests that the gathering of six leaves must have been torn from the manuscript not so very long ago and that the remaining portions may some day be found.

Disposition The pages in our manuscript are written in long lines,⁴ in scriptura continua, with hardly any punctuation.

Each page begins with a large letter, even though that letter occur in the body of a word (cf. foll. 48^r, 51^v, 52^r).⁵

Each epistle begins with a large letter. The line containing the address which precedes each epistle also begins with a large letter. In both cases the large letter projects into the left margin.

The running title at the top of each page is in small rustic capitals.⁶ On the verso of each folio stands the word EPISTVLARVM; on the recto of the following folio stands the number of the book, e.g., LIB. II, LIB. III.

To judge by our fragment, each book was preceded by an index of addresses and initial lines written in alternating lines of black and red uncials. Alternating lines of black and red rustic capitals of a large size were used in the colophon.⁷

Ornamentation As in all our oldest Latin manuscripts, the ornamentation is of the simplest kind. Such as it is, it is mostly found at the end and beginning of books. In our case, the colophon is enclosed between two scrolls of vine-tendrils terminating in an ivy-leaf at both ends. The lettering in the colophon and in the running title is set off by means of ticking above and below the line.

Red is used for decorative purposes in the middle line of the colophon, in the scroll of vine-tendrils, in the ticking, and in the border at the end of the Index on fol. 49. Red was also used, to judge by our fragment, in the first three lines of a new book,⁸ in the addresses in the Index, and in the addresses preceding each letter.

Corrections The original scribe made a number of corrections. The omitted line of the Index on fol. 49 was added between the lines, probably by the scribe himself, using a finer pen; likewise the omitted line on fol. 52^v, lines 7-8. A number of slight corrections come either from the scribe or from a contemporary reader; the others are by a somewhat later hand, which is probably not more recent than the seventh century.⁹ The method of correcting varies. As a rule, the correct letter is added above the line over the wrong letter; occasionally it is written over an erasure. An omitted letter is also added above the line over the space where it should be inserted. Deletion of single letters is indicated by a dot placed over the letter and a horizontal or an oblique line drawn through it. This double use of expunction and cancellation is not uncommon in our oldest manuscripts. For details on the subject of corrections, see the notes on pp. 23-34.

There is a ninth-century addition on fol. 53 and one of the fifteenth century on fol. 51. On fol. 49, in the upper margin, a fifteenth-century hand using a stilus or hard point scribbled a few words, now difficult to decipher.¹⁰ Presumably the same hand drew a bearded head with a halo. Another relatively recent hand, using lead, wrote in the left margin of fol. 53^v the monogram QR¹¹ and the roman numerals i, ii, iii under one another. These numerals, as Professor Rand correctly saw, refer to the works of Pliny the Elder enumerated in the text. Further activity by this hand, the date of which it is impossible to determine, may be seen, for example, on fol. 49^v, ll. 8, 10, 15; fol. 52, ll. 4, 10, 13, 21, 22; fol. 53, ll. 12, 15, 16, 17, 20, 27; fol. 53^v, ll. 5, 10, 15.

Syllabification Syllables are divided after a vowel or diphthong except where such a division involves beginning the next syllable with a group of consonants.¹² In that case the consonants are distributed between the two syllables, one consonant going with one syllable and the other with the following, except when the group contains more than two successive consonants, in which case the first consonant goes with the first syllable, the rest with the following syllable. That the scribe is controlled by this mechanical rule and not by considerations of pronunciation is obvious from the division san|ctissimum and other examples found below. The method followed by him is made amply clear by the examples which occur in our twelve pages:¹³

Orthography The spelling found in our six leaves is remarkably correct. It compares favorably with the best spelling encountered in our oldest Latin manuscripts of the fourth and fifth centuries. The diphthong ae is regularly distinguished from e. The interchange of b and u, d and t, o and u, so common in later manuscripts, is rare here: the confusion between b and u occurs once (comprouasse, fo. 52^v, l. 1); the omission of h occurs once (pulcritudo, fo. 51^v, l. 26); the use of k for c occurs twice (karet, fo. 51^r, l. 14, and karitas, fo. 52^r, l. 5). The scribe uses the correct forms in adolescet (fo. 51^v, l. 14) and adulescenti (fo. 51^v, l. 24); he writes auonculi (fo. 53^v, l. 15), exsistat (fo. 51^v, l. 9), and exsecutos (fo. 53^r, l. 8). In the case of composite words he has the assimilated form in some, and in others the unassimilated form, as the following examples go to show:

Abbreviations Very few abbreviated words occur in our twelve pages. Those that are found are subject to strict rules. What is true of the twelve pages was doubtless true of the entire manuscript, inasmuch as the sparing use of abbreviations in conformity with certain definite rules is a characteristic of all our oldest manuscripts.¹⁴ The abbreviations found in our fragment may conveniently be grouped as follows:

1. Suspensions which might occur in any ancient manuscript or inscription, e.g.:

2. Technical or recurrent terms which occur in the colophons at the end of each book and at the end of letters, as: