Development of the first theory. Herder.

Beginning with the theory of Natural Beauty, observations on beautiful natural objects are found among the inquiries of the ancient philosophers on beauty, and especially among the mystical effusions of neo-Platonists and their followers in the Middle Ages and the Renaissance.[20] Less frequently such questions were introduced into treatises on Poetics: Tesauro (1654) is among the first who, in his Cannochiale aristotelico, discusses not only the conceits of men, but also of God, the angels, nature and animals; and somewhat later (1707) Muratori speaks of "the beauty of matter," of which examples are "the gods, a flower, the sun, a rivulet."[21] Observations on that which is outside art and is merely natural, are made by Crousaz, by André, and especially by those authors of the eighteenth century who wrote on Beauty and Art in an empirical and gallant style.[22] It was the influence of these persons that led Kant, as we have seen, to sever the theory of beauty from that of art, specially connecting free beauty with objects of nature and those productions of man which reproduce natural beauties.[23] When the adversary of Kant's theory of Æsthetic, Herder (1800), in his sketch of an ethical system united spirit and nature, pleasure and value, feeling and intellect, he inevitably made much of natural beauty, and affirmed that everything in nature has its own beauty, the expression of its own greatest content, and that this accounts for the ascending scale of beautiful objects: beginning with. outlines, colours and tones, light and sound, and proceeding by way of flowers, water and sea, to birds, terrestrial animals, and man himself. For instance "a bird is the sum of the properties and perfections of its element, a representation of its potency, a creature of light, song and air"; amongst terrestrial animals, the ugliest are those resembling man, as the melancholy moping monkey; the most beautiful, those of perfect build, well proportioned, noble, free in action; those which express sweetness; those, in fine, which live in harmony and happiness, endowed with a perfection of their own, harmless to man.[24]

Schelling, Solger, Hegel.

Schelling, on the contrary, utterly, denies the concept of beauty in nature, and considers that such beauty is purely accidental and that art alone supplies the norm by which it can be discovered and judged.[25] Solger also excludes natural beauty;[26] so does Hegel, who distinguishes himself not by denying it but by proceeding with the utmost inconsequence to deal at length with the beautiful in nature. It is in fact not clear whether he means that really no beauty exists in nature and that man introduces it in his vision of things, or whether natural beauty really exists though inferior in degree to the beauty of art. "The beauty of art," he says," stands higher than that of nature; it is beauty born and reborn by the work of the spirit, and spirit alone is truth and reality; hence beauty is truly beauty only when it participates in spirit and is produced therefrom. Taken in this sense, the beauty of nature appears as a mere reflexion of the beauty appertaining to spirit, as an imperfect and incomplete mode, which substantially is contained within the spirit itself." In confirmation, he adds that nobody has attempted a systematic exposition of natural beauties, whereas there actually is, from the point of view of the utility of natural objects, a materia medica[27] But the second chapter of the first part of his Æsthetic is devoted precisely to natural Beauty on the ground that, in order to grasp the idea of artistic beauty in its entirety, three stages must be traversed: beauty in general, natural beauty (whose defects show the necessity for art), and, lastly, the Idea; "the first existence of the Idea is nature, and its first beauty is natural beauty." This beauty, which is beauty for us and not for itself, has several phases, from that in which the concept is immersed in matter to the point of disappearing, such as physical facts and isolated mechanisms, to that higher phase in which physical facts are united in systems (e.g. the solar system); but the Idea first reaches a true and real existence in organic facts, in the living creature. And even the living creature is liable to the distinction between beautiful and ugly; for example, among animals, the sloth, trailing itself laboriously and incapable of animation or activity, displeases us by its apathetic somnolence; nor can beauty be found in amphibians or in many kinds of fish, or in crocodiles, or toads, as well as in many insects and especially in those equivocal creatures which express a transition from one i class to another, such as the ornithorhyncus, a mixture of bird and beast.[28] These samples may suffice to show the general trend of Hegel's doctrine of natural beauty; elsewhere he discusses the external beauty of abstract form, regularity, symmetry, harmony, etc., which are; precisely the concepts which the formalism of Herbart placed in the heaven of the Ideas of the Beautiful.

Schleiermacher.

Schleiermacher, who praised Hegel for his attempt to exclude natural beauty from his Æsthetic, excluded it from his own not verbally but actually, by confining his attention to the artistic perfection of the internal image formed by the energy of the human spirit.[29] But the so-called Feeling for Nature which came in with Romanticism, and the Cosmos and other descriptive works of Humboldt,[30] directed attention increasingly to the impressions awakened by natural facts.

Alexander Humboldt.

This led to the compilation of those systematic lists of natural beauties whose impossibility had been proclaimed by Hegel, though he himself had furnished an example of them; amongst others, Bratranek published an Æsthetic of the Vegetable World.[31]

Vischer's "Æsthetic Physics."

The best-known and most widely circulated treatment of the subject was contained in this very work of Vischer's; who following Hegel's example devoted a section of his Æsthetic, as we have seen, to the objective existence of Beauty, i.e. to the Beauty of nature, and entitled it by the perhaps new and certainly characteristic name of Æsthetic Physics (ästhetische Physik). This Æsthetic Physics comprised the beauty of inorganic nature (light, heat, air, water, earth); organic nature, with its four vegetable types and its animals vertebrate and invertebrate; and beauty of human beings, divided into generic and historic. The generic was subdivided into sections on the beauty of general forms (age, sex, conditions, love, marriage, family); of special forms (races, peoples, culture, political life); and of individual forms (temperament and character). Historical beauty included that of ancient history (Oriental, Greek, Roman), of Mediæval or Germanic, and of modern times; because, according to Vischer, it was the duty of Æsthetic to cast a glance over universal history before summing up the different degrees of the beautiful according to the varying phases of the struggle for freedom against nature.[32]

The Theory of the Modifications of Beauty. From antiquity to the eighteenth century.

As regards the Modifications of Beauty, it should be remembered that the ancient manuals of Poetics, and more frequently those of Rhetoric, contained more or less scientific definitions of psychological states and facts; Aristotle attempted in his Poetics to determine the nature of a tragic action or personality, and sketched a definition of the comic; in his Rhetoric he writes at considerable length of wit;[33] sections of the De oratore of Cicero and the Institutions of Quintilian[34] are devoted to wit and the comic; the lofty style was the subject of a lost treatise of Cæcilius, which anticipated that attributed to Longinus, whose title was translated in modern times as De sublimitate or On the Sublime. Following the example of the ancients, this kind of medley was perpetuated by writers of the sixteenth and seventeenth centuries; whole treatises on the comic are incorporated in, for instance, the Argutezza of Matteo Pellegrini (1639) and the Cannochiale of Tesauro. La Bruyère treated of the sublime[35] and Boileau by his translation gave a fresh vogue to Longinus: the following century saw Burke inquiring into the origin of our ideas of the beautiful and the sublime, and deriving the former from the instinct for sociability, the latter from that of self-preservation; he also tried to define ugliness, grace, elegance and extraordinary beauty; Home, in his celebrated Elements of Criticism, discussed grandeur, sublimity, the ridiculous, wit, dignity and grace: Mendelssohn discussed sublimity, dignity and grace in fine art, and described some of these facts as due to mixed feelings, in which he was followed by Lessing[36] and others: Sulzer welcomed all these various concepts into his æsthetic encyclopædia and collected round them an elaborate bibliography. A new and curious meaning of the word humour reached the continent from England at this time. Its original meaning was simply "temperament," and sometimes "spirit," or "wit" ("belli umori" in Italy; in the seventeenth century there was in Rome an Academy of Umoristi). Voltaire introduced it into France and wrote in 1761, "Les Anglais ont un terme pour signifier cette plaisanterie, ce vrai comique, cette gaieté, cette urbanité, ces saillies, qui échappent à un homme sans qu'il s'en doute; et ils rendent cette idée par le mot humour ...";[37] in 1767 Lessing distinguishes humour from the German Laune (caprice, whim),[38] a distinction maintained by Herder in 1769 in opposition to Riedel who had confused the terms.[39]

Kant and the post-Kantians.

Accustomed to find all these subjects treated in the same book, philosophers at first theorized about them all without attempting to link them up together by introducing an artificial logical connexion. Kant, who had already in imitation of Burke written in 1764 a dissertation on the beautiful and the sublime, ingenuously remarked in the course of his lectures on Logic in 1771 that the beautiful and the æsthetic are not identical, because "the sublime also belongs to Æsthetic";[40] and in his Critique of Judgment, while treating of the comic in a mere digression (a magnificent piece of psychological analysis)[41] places side by side with and as if on an equality with the "Analytic of Beauty," an "Analytic of the Sublime."[42] We may note in passing that, before the publication of the third Critique, Heydenreich arrived at the same doctrine of the sublime which is contained in Kant's book.[43] Did Kant ever think of uniting the beautiful and the sublime and deducing them from a single concept? Apparently not. By his declaration that the principle of beauty must be sought outside ourselves, and that of the sublime within us, he tacitly assumes that the two objects are wholly disparate. In 1805 Ast, a follower of Schelling, declared the necessity of overcoming what he called the Kantian dualism of the beautiful and the sublime:[44] others reproached Kant with having treated the comic by the psychological, not the metaphysical, method. Schiller wrote a series of dissertations on the tragic, the sentimental, the ingenuous, the sublime, the pathetic, the trivial, the low, the dignified and the graceful, and their varieties, the fascinating, the majestic, the grave, and the solemn. Another artist, Jean Paul Richter, discoursed at great length on wit and humour, described by him as the romantic comic, or the sublime reversed (umgekehrte Erhabene).[45]

Herbart, in virtue of his formalistic principle, asserts that all these concepts are irrelevant to Æsthetic; he attributes them to the work of art, not to pure beauty;[46] Schleiermacher comes to the same conclusion, but for much better reasons, as a result of his sane conception of art. Amongst other things he observes: "It is usual to describe the beautiful and the sublime as two kinds of artistic perfection; and so accustomed have we grown to the union of these two concepts that we must make an effort to convince ourselves how very far they are from being co-ordinate or from together exhausting the concept of artistic perfection"; he regrets that even the best æstheticians should give rhetorical descriptions of them instead of demonstrating them. "The thing," says he, "is not right and just" (hat keine Richtigkeit), and he proceeds to exclude the whole subject from his Æsthetic,[47] as he had done previously in the case of natural beauty. Other philosophers, however, clung persistently to their search for a connexion between these various concepts, and called in dialectic to help them. The habit of applying dialectic to empirical concepts affected everybody at that time; even the great enemy of dialectic, Herbart, showed the cloven hoof, when in order to explain the union of different æsthetic ideas in the beautiful he appealed to the formula "they lose regularity in order to regain it."[48] Schelling asserted that the sublime is the infinite in the finite, and the beautiful the finite in the infinite, adding that the absolutely sublime includes the beautiful, and the beautiful the sublime;[49] and Ast, whom we have mentioned already, spoke of a masculine, positive element, which is the sublime, and a feminine, negative element which is the graceful and pleasing: between which there is a contrast and a struggle.

Culmination of the development.

These exercises in dialectical system-building developed and increased till about the middle of the nineteenth century they assumed two distinct forms whose history must here be shortly outlined.

Double form of the theory. The overcoming of the ugly. Solger, Weisse and others.

The first form may be called the Overcoming of the Ugly. This theory conceives the comic, the sublime, the tragic, the humorous, and so forth, as so many engagements in the war between the Ugly and the Beautiful, wherein the latter was invariably victorious, and arose by means of this war to more and more lofty and complex manifestations. The second form of the theory may be described as the Passage from Abstract to Concrete; it held that Beauty cannot emerge from the abstract, cannot become this or that concrete beauty, except by particularizing itself in the comic, tragic, sublime, humorous, or some other modification. The first form was already well developed in Solgei, an adherent of the romantic theory of Irony: but historically it presupposes the æsthetic theory of the Ugly, first sketched by Friedrich Schlegel in 1797. We have already noted that Schlegel considered the characteristic or interesting, not the beautiful, to be the principle of modern art; hence the importance attached by him to the piquant, the striking (frappant), the daring, the cruel, the ugly.[50] Solger found here the basis for his dialectic; amongst other things he maintains that the finite, earthly element may be dissolved and absorbed in the divine, which constitutes the tragic: or else the divine element may be entirely corrupted by the earthly, producing the comic.[51] These methods of Solger were followed by Weisse (1830), and by Ruge (1837); for the former, ugliness is "the immediate existence of beauty" which is overcome in the sublime and the comic; for the latter, the effort to achieve the Idea, or the Idea searching for itself, generates the sublime; when the Idea loses instead of discovering itself, ugliness is produced; when the Idea rediscovers itself and rises out of ugliness to new life, the comic.[52] A whole treatise entitled The Æsthetic of the Ugly[53] was published by Rosenkranz in 1853, presenting this concept as intermediate between the beautiful and the comic, and tracing it from its first origin to that "sort of perfection" it attains in the satanic. Passing from the common (Gemeine) which is the petty, the weak, the low, and the sub-species of the low, viz. the usual, the casual, the arbitrary and the crude, Rosenkranz goes on to describe the repugnant, trisected into the awkward, the dead and empty, and the horrible: thus he proceeds from tripartition to tripartition, dividing the horrible into the absurd, the nauseating and the wicked: the wicked into criminal, spectral and diabolical: the diabolical into demoniac, magical and satanic. He opposes the childish notion that ugliness acts as a foil to beauty in art, and justifies its introduction by the necessity for art to represent the entire appearance of the Idea; on the other hand he admits that the ugly is not on the same level as the beautiful, for, if the beautiful can stand by itself alone, the other cannot do so and must always be reflected by and in the beautiful.[54]

Passage from abstract to concrete: Vischer.

The second form prevailed with Vischer. The following extract will serve as an illustration of his manner: "The Idea arouses itself from the tranquil unity in which it was fused with the appearance and pushes onward, affirming, in face of its own finitude, its infinity"; this rebellion and transcendence is the sublime. "But Beauty demands full satisfaction for this disruption of its harmony: the violated right of the image must be reasserted: this can be accomplished only by means of a fresh contradiction, that is to say by the negative position now taken up by the image towards the Idea by rejecting all interpenetration with it and by affirming its own separate existence as the whole"; this second moment is the comic, negation of a negation.[55] The same process is further enriched and complicated by Zeising, who compares the modifications of Beauty to the refraction of colours: the three primary modifications, the sublime, the attractive and the humorous, correspond with the primary colours violet, orange and green; the three secondary, pure beauty, comic and tragic, to the colours red, yellow and blue. Each of these six modifications (exactly like the degrees of the Ugly in Rosenkranz) branches out, like fireworks, into three rays: pure beauty into the decorous, noble and pleasing: the attractive into graceful, interesting and piquant: the comic into buffoonery, the diverting and burlesque: the humorous into the quaint, capricious and melancholy: the tragic into the moving, pathetic and demoniac: the sublime into the glorious, majestic and imposing.[56]

The Legend of Sir Purebeauty.

All the works of this period on Æsthetic are filled in this way with the gest, chanson or romaunt of the knight Sir Purebeauty (Reinschon) and his extraordinary adventures, recounted in two conflicting versions. According to one story, Sir Purebeauty is constrained to abandon his beloved leisure by the Mephistophelean devices of the temptress Ugliness, who leads him into countless dangers from which he invariably emerges victorious; his victories and successes (his Marengo, Austerlitz and Jena) are called the Sublime, the Comic, the Humorous and so forth. The other story tells how the knight, bored by his life of loneliness, sallies forth purposely to seek adversaries and occasions for fighting; he is always vanquished, but even in his overthrow ferum victorem capit, he transforms and irradiates the enemy. Beyond this artificial mythology, this legend composed without the least imagination or literary skill, this miserably dull tale, it is vain to look for anything whatever in the much elaborated theory of German æstheticians known as the Modifications of Beauty.


[1] Abriss der Ästhetik, post. 1837; Vorlesung üb. Ästh. (1828-1829), post. 1882.

[2] Ästhetik, Berlin, 1827.

[3] Ästhetik, Leipzig, 1830; System d. Ästh., lectures, post. Leipzig, 1872.

[4] Kunstlehre, Ratisbon, 1845-1846 (Grundlinien einer positiven Philosophie, vols. iv. v.).

[5] Der Geist in der Natur, 1850-1851; Neue Beitrage z. d. Geist i. d. Natur, post. 1855.

[6] Ästhetische Forschungen, Frankfurt a. M. 1855.

[7] Die theistische Begründung d. Ästhetik im Gegensatz z. d. pantheistichen, Jena, 1857; same author, Vorschule d. Ästh., Karlsruhe, 1864-1865.

[8] Üb. d. Erhabene u. Komische, Stuttgart, 1837.

[9] Ästhetik oder Wissenschaft d. Schönen, Reutlingen, Leipzig and Stuttgart, 1846-1857, 3 parts in 4 vols.

[10] Ästh. introd. §§ 2-5.

[11] Hartmann, Dtsch. Ästh. s. Kant, p. 217, note.

[12] Ästh. introd. § 5.

[13] System der spekulativen Ethik, Heilbronn, 1841-1842.

[14] Ästh. §§ 15-17.

[15] Op. cit. §§ 19-24.

[16] Griepenkerl, Lehrb. d. Ästh., Brunswick, 1827. Bobrik, Freie Verträge üb. Ästh., Zürich, 1834.

[17] Üb. d. Principien d. Ästh., Kiel, 1840.

[18] Ges. Aufs. pp. 216-221.

[19] See above, pp. 87-93.

[20] See above, pp. 179-180.

[21] Cannochiale arist. ch. 3: Perfetta poesia, bk. I. chs. 6, 8.

[22] See above, pp. 205-206, 258-261.

[23] See above, pp. 275-277.

[24] Kaligone, op. cit. pp. 55-90.

[25] System d. transcend. Ideal, part vi. § 2.

[26] Vorles. üb. Ästh. p. 4.

[27] Vorles. üb. Ästh. I. pp. 4-5.

[28] Vorles. üb. Ästh. I. pp. 148-180.

[29] Op. cit. introd.

[30] Ansichten der Natur, 1088; Kosmos, 1845-1858.

[31] Ästhetik. Pflanzenwelt, Leipzig, 1853.

[32] Ästh. § 341.

[33] Poet. 5. 13-14; Rhet. iii. 10, 18.

[34] De orat. ii. 54-71; Inst. orat. vi. 3.

[35] Caractères, I.

[36] Hamb. Dramat. Nos. 74-75.

[37] Letter to abbé d'Olivet, August 20, 1761.

[38] Hamb. Dramat. No. 93; in Werke, ed. cit. xii. pp. 170-171, note.

[39] Kritische Wälder, in Werke, ed. cit. iv. pp. 182-186.

[40] Schlapp, op. cit. p. 55.

[41] Kr. d. Urth., Anmerkung, § 54.

[42] Op. cit. bk. ii. §§ 23-29.

[43] System d. Ästh. introd. p. xxxvi n.

[44] System der Kunstlehre: cf. Hartmann, op. cit. p. 387.

[45] Vorschule d. Ästh. chs. 6-9.

[46] See above, pp. 309-310.

[47] Vorles. üb. Ästh. p. 240 seqq.

[48] Cf. Zimmermann, G. d. Ästh. p. 788.

[49] Philos, d. Kunst, §§ 65-66.

[50] Cf. Hartmann, Deutsch. Ästh. s. Kant, pp. 363-364.

[51] Vorles üb. Ästh. p. 85.

[52] Neue Vorschule d. Ästh. Halle, 1837.

[53] K. Rosenkranz, Ästhetik des Hässlichen, Kœnigsberg, 1853.

[54] Ästh. d. Hässl. pp. 36-40.

[55] Ästh. §§ 83-84, 154-155.

[56] Ästh. Forsch. p. 413.


XIV

ÆSTHETIC IN FRANCE, ENGLAND AND ITALY DURING THE FIRST HALF OF THE NINETEENTH CENTURY

Æsthetic movement in France: Cousin, Jouffroy.

In the last quarter of the eighteenth century and the first half of the nineteenth century German thought, notwithstanding the glaring errors which vitiated it, and were soon to bring about a violent and indeed exaggerated reaction, must on the whole be awarded the foremost place in the general history of European thought as well as in the individual study of Æsthetic, the contemporary philosophy of other countries standing on an inferior level of the second and third degree. France still lay under the dominion of the sensationalism of Condillac and, at the opening of the century, was quite incapable of grasping the spiritual activity of art. A faint gleam of Winckelmann's abstract spiritualism just appears in the theories of Quatremère de Quincy, who, in criticism of Émeric-David (in his turn a critic of ideal beauty and an adherent of the imitation of nature),[1] maintained that the arts of design have pure beauty, devoid of individual character, as their objective; they depict man and not; men.[2] Some sensationalists, such as Bonstetten, vainly endeavoured to trace the peculiar processes of imagination in life and in art.[3] Followers of the orthodox spiritualism of the French universities date the beginning of a new era, and the foundation of Æsthetic in France, to 1818, the year when Victor Cousin first delivered at the Sorbonne his lectures on the True, the Beautiful and the Good, which later formed his book with the same name, frequently reprinted.[4] These lectures of Cousin are but poor stuff, although some scraps of Kant are to be found in them here and there; he denies the identity of the beautiful with the pleasant or useful, and substitutes the affirmation of a threefold beauty, physical, intellectual and moral, the last being the true ideal beauty, having its foundations in God; he says that art expresses ideal Beauty, the infinite, God, that genius is the power of creation, and that taste is a mixture of fancy, sentiment and reason.[5] Academic phrases all of them; pompous and void and, for that very reason, well received. Of much greater value were the lectures on Æsthetic delivered by Théodore Jouffroy in 1822, before a small audience, and published posthumously in 1843.[6] Jouffroy allowed a beauty of expression, to be found alike in art and nature: a beauty of imitation, consisting in the perfect accuracy with which a model is reproduced: a beauty of idealisation, which reproduces the model, accentuating a particular quality in order to give it greater significance: and, finally, a beauty of the invisible or of content, reducible to force (physical, sensible, intellectual, moral), which, as force, awakens sympathy. Ugliness is the negation of this sympathetic beauty; its species or modifications are the sublime and the graceful. One sees that Jouffroy did not succeed in isolating the strictly æsthetic fact in his analysis and gave, instead of a scientific system, little beyond explanations of the use of words. He could not see or understand that expression, imitation and idealization are identical with each other and with artistic activity. Moreover he had many curious ideas, chiefly concerning expression. He said that if we were to see a drunkard with all the most disgusting symptoms of intoxication on a road where there was also an unhewn rock, we should be pleased by the drunken man, since he had expression, and not by the rock, since it had none. Beside Jouffroy, whose theories, crude and immature though they be, reveal an inquiring mind, it is hardly worth while to cite Lamennais,[7] who like Cousin regarded art as the manifestation of the infinite through the finite, of the absolute through the relative. French Romanticism in de Bonald, de Barante and Mme. de Staël had defined literature as "the expression of society," had honoured, under German influence, the characteristic and the grotesque,[8] and had proclaimed the independence of art by means of the formula "art for art's sake"; but these vague affirmations or aphorisms did not supersede, philosophically speaking, the old doctrine of the "imitation of nature."